|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605772
- Filed Document
- 0001140361-14-016885
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605475
- Filed Document
- 0001181431-14-016297
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $393,525
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605671
- Filed Document
- 0001605671-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605646
- Filed Document
- 0001605646-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001573836
- Filed Document
- 0001162677-14-000034
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., J. Matthew Newtown, Andrew B. Linbeck, David E. Hicks, William W. Cathriner, Matthew P. Summers, Stephen D. Strake, Timothy M. Conway III, James R. Moffett, Jr., Fred L. Williams, Jr., and Jill T. Cohen
- CIK Number
- 0001589065
- Filed Document
- 0001589065-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, More Than 5 Persons, and More than 5 Persons
- CIK Number
- 0001480970
- Filed Document
- 0001480970-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599295
- Filed Document
- 0001599295-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $55,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605712
- Filed Document
- 0001605712-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605468
- Filed Document
- 0001181431-14-016292
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $49,999,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001373016
- Filed Document
- 0001373016-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $2,215,666
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605764
- Filed Document
- 0001605764-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605610
- Filed Document
- 0001605610-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $2,588,436
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582841
- Filed Document
- 0001582841-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001473668
- Filed Document
- 0000950103-14-002705
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Centara Capital Securities, Inc.
- CIK Number
- 0001488920
- Filed Document
- 0000919574-14-002653
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $465,626
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592022
- Filed Document
- 0001183740-14-000135
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505088
- Filed Document
- 0001505088-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001513081
- Filed Document
- 0001513081-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
Ashmore SICAV in respect of Ashmore SICAV Indian Small-Cap Equity Fund
See All Filings
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001603131
- Filed Document
- 0001605447-14-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605777
- Filed Document
- 0001605777-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- No Sales Compensation
- CIK Number
- 0001605802
- Filed Document
- 0001605802-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561428
- Filed Document
- 0001561428-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605812
- Filed Document
- 0001605812-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605026
- Filed Document
- 0001605026-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Global Asset Management (Americas) Inc., UBS Financial Services Inc., UBS Global Asset Management (Japan) Ltd., UBS AG London Branch, UBS AG Jersey Branch, AIM Capital Oy, Stelinvest SA, UBS Global Asset Management (Canada) Inc., Agenda Invest AG, and UBS Global Asset Management (US) Inc.
- CIK Number
- 0001403975
- Filed Document
- 0000902664-14-002164
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $112,666,283
- Associated Brokers / Dealers
- Patrick Sullivan, Dave Buckalew, and Andrew McGinnis
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000162
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001445901
- Filed Document
- 0001445901-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605344
- Filed Document
- 0001605344-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001446915
- Filed Document
- 0000892251-14-000053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605501
- Filed Document
- 0001181431-14-016293
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001335103
- Filed Document
- 0001144204-14-023122
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- WEST VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Meyers Associate LP
- CIK Number
- 0001286181
- Filed Document
- 0001020229-14-000013
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $26,569,698
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001450573
- Filed Document
- 0001450573-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MONTANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605502
- Filed Document
- 0001605502-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001473669
- Filed Document
- 0000950103-14-002701
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $742,601
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605550
- Filed Document
- 0001605550-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $39,470,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001211880
- Filed Document
- 0001211880-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605040
- Filed Document
- 0000902664-14-002145
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- NONE
- CIK Number
- 0001605538
- Filed Document
- 0001605538-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $2,463,967
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605766
- Filed Document
- 0001605766-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $32,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001508388
- Filed Document
- 0001140361-14-016865
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $27,271
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592022
- Filed Document
- 0001183740-14-000136
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- JCC Advisors, LLC, American Portfolios Financial Services, Inc., Berthel Fisher & Co Financial Services, Inc., Concorde Investment Services, LLC, Harbor Light Securities, LLC, Thomas M. Nixon & Assoc., Perryman Securities, Inc., The Strategic Financial Alliance, Inc., and VFG Securities, Inc.
- CIK Number
- 0001597875
- Filed Document
- 0001597875-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $17,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000910638
- Filed Document
- 0001171843-14-001722
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $5,850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001342986
- Filed Document
- 0001342986-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $2,230
- Associated Brokers / Dealers
- Arthur Gilbert, Jason Burlie, Steven Cwienkala, and Douglass Woolley
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000163
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000868725
- Filed Document
- 0001140361-14-017064
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- $6,875,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001533416
- Filed Document
- 0001533416-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- MISSISSIPPI
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Mineral Property
|
Brevan Howard Emerging Markets Local Fixed Income Fund Ltd.
See All Filings
|
D/A |
2014-04-16 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brevan Howard US LLC
- CIK Number
- 0001528623
- Filed Document
- 0001528623-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-16 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|