Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sophono, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $1,010,750 Associated Brokers / Dealers N/A CIK Number 0001556460 Filed Document 0001556460-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Clifton Commodities Fund LP See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509504 Filed Document 0001509504-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Axiom Global Micro Cap Equity Fund LP See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391745 Filed Document 0001391745-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proteus Industries Inc See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $1,797,428 Associated Brokers / Dealers N/A CIK Number 0001411115 Filed Document 0001411115-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PanTheryx, Inc. See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001416162 Filed Document 0001416162-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FREDRICKSBURG PARTNERSHIP See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $1,331,528 Associated Brokers / Dealers ALL FINRA REGISTERED REPRESENTATIVES CIK Number 0001605648 Filed Document 0001605648-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
CONTENT PARTNERS FUND 3 LP See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001606047 Filed Document 0001140361-14-017164 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
AXIOM INVESTORS TRUST II - AXIOM U S SMALL CAP EQUITY PORTFOLIO See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376317 Filed Document 0001376317-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXIOM INTERNATIONAL EQUITY FUND See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001127070 Filed Document 0001127070-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXIOM OFFSHORE OPPORTUNITY FUND LTD See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459293 Filed Document 0001459293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Axiom Investors Trust II -Axiom Emerging Markets Equity Fund See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406849 Filed Document 0001406849-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AXIOM INVESTORS TRUST II-AXIOM GLOBAL EQUITY FUND See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344772 Filed Document 0001344772-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exo Labs, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001565418 Filed Document 0001565418-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
ExchangeRight Net Leased Portfolio 6 DST See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Sandlapper Securities LLC CIK Number 0001605823 Filed Document 0001605823-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Wickr Inc. See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised $9,355,242 Associated Brokers / Dealers N/A CIK Number 0001592350 Filed Document 0001592350-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Matrix Partners China III, L.P. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001604770 Filed Document 0001604770-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Animal Diagnostics Inc See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $1,716,347 Associated Brokers / Dealers N/A CIK Number 0001417704 Filed Document 0001417704-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Chigwell Ltd See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $4,144,500 Associated Brokers / Dealers N/A CIK Number 0001605638 Filed Document 0001605638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Annovation BioPharma, Inc. See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised $11,000,201 Associated Brokers / Dealers N/A CIK Number 0001517294 Filed Document 0001517294-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SEMPER VIC PARTNERS (QP), L. P. See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268055 Filed Document 0000919574-14-002659 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison Reed, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $12,245,011 Associated Brokers / Dealers N/A CIK Number 0001575218 Filed Document 0001575218-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gowanus Associates LLC See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised $8,374,884 Associated Brokers / Dealers N/A CIK Number 0001604064 Filed Document 0001604064-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Bluestem Partners, LP See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001254492 Filed Document 0000919574-14-002661 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PharmRight Corp See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers J. Randall Parker CIK Number 0001600431 Filed Document 0001600431-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
CLIFTON INTERNATIONAL INFLATION-LINKED BOND FUND LTD. See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545358 Filed Document 0001545358-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CLIFTON U.S. INFLATION-LINKED BOND FUND LTD. See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545366 Filed Document 0001545366-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Axiom Investors Trust II - Axiom International Equity Fund II See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415637 Filed Document 0001415637-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StudioNow, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001568114 Filed Document 0001568114-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Cynapsus Therapeutics Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $42,916,967 Associated Brokers / Dealers Noble Financial Capital Markets and Maddie King III CIK Number 0001532079 Filed Document 0001532079-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
CariCord, Inc. See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595518 Filed Document 0001019687-14-001459 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dandelion Chocolate, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001558079 Filed Document 0001558079-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Makuria Credit Fund LP See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574423 Filed Document 0000902664-14-002166 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ultra Testing LLC See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001602229 Filed Document 0001602229-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
BC XI Private Investors, L.P. See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568944 Filed Document 0001605447-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercury Media Science B Ltd See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $829,737 Associated Brokers / Dealers N/A CIK Number 0001605644 Filed Document 0001605638-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
CR Kenilworth, LLC See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised $7,098,000 Associated Brokers / Dealers N/A CIK Number 0001605716 Filed Document 0001605716-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
X2 Biosystems, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers J.P. Turner & Company, L.L.C. CIK Number 0001495809 Filed Document 0001495809-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
CarNinja, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001605973 Filed Document 0001605973-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BioSig Technologies, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001530766 Filed Document 0001530766-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FRENTESS COUNTY PROSPECT #2 See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001605833 Filed Document 0001605833-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
NPS Holdings, LLC See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001605657 Filed Document 0001605657-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Equity
ENERGY ASSOCIATES INC See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $1,248,000 Associated Brokers / Dealers n/a CIK Number 0001211470 Filed Document 0001211470-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
88 Tactical Building Group, LLC See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001605877 Filed Document 0001605877-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Zymeworks Inc. See All Filings	D/A	2014-04-17 00:00:00 UTC
Amount To Be Raised $1,025,752 Associated Brokers / Dealers N/A CIK Number 0001403752 Filed Document 0001403752-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Crowdability, Inc. See All Filings	D	2014-04-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001600813 Filed Document 0001600813-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Naya 1740 Fund Ltd See All Filings	D/A	2014-04-16 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573847 Filed Document 0000902664-14-002146 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highbank Resources Ltd. See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001570895 Filed Document 0001176256-14-000161 Exclusions or Exemptions 506c Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Other
SE WEST LOOP INVESTORS, LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $6,605,000 Associated Brokers / Dealers N/A CIK Number 0001605566 Filed Document 0001605566-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
JVM MULTI-FAMILY PREMIER FUND, LLC See All Filings	D	2014-04-16 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001602500 Filed Document 0001602500-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-16 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity