Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
York Asian Opportunities Institutional Fund Ltd See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517059 Filed Document 0001144204-15-029610 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Applied Cavitation, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Colorado Financial Services Corporation CIK Number 0001613273 Filed Document 0001613273-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greenstone Partners, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494311 Filed Document 0001448051-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Construction Solutions, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001641987 Filed Document 0001641987-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
CCI HEALTHCARE PARTNERS II, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277313 Filed Document 0000902664-15-002452 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Macro Legends ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001521633 Filed Document 0001625257-15-000039 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MBS Agency Fund, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432789 Filed Document 0001507943-15-000081 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jefferson Self Storage, LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001641094 Filed Document 0001641094-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
JJ's Sweets, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers NA CIK Number 0001642229 Filed Document 0001642229-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NB Private Debt ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001606461 Filed Document 0001625257-15-000041 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ActivEd, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001642215 Filed Document 0001631824-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
deeproot Pinball, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001642564 Filed Document 0001642564-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Forge Oil & Gas Ltd. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $11,552,109 Associated Brokers / Dealers N/A CIK Number 0001642241 Filed Document 0001642241-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Banc Fund IX L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001606240 Filed Document 0001448051-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Vital Farms, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Intellivest Securities, Inc. CIK Number 0001579733 Filed Document 0001579733-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Defensive Equity Fund, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512432 Filed Document 0001512432-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WC Ohio Storage Portfolio II, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $6,003,418 Associated Brokers / Dealers N/A CIK Number 0001641525 Filed Document 0001641525-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wave Accounting Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $14,000,002 Associated Brokers / Dealers FTP Securities LLC CIK Number 0001496076 Filed Document 0001496076-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
JackPocket Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $2,593,261 Associated Brokers / Dealers N/A CIK Number 0001642347 Filed Document 0001642347-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LPP Linden, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gregory Hersch CIK Number 0001539277 Filed Document 0001539277-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagle's View Diversified Opportunities Fund, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499876 Filed Document 0001499876-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCS HOLDINGS I, INC. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $3,999,942 Associated Brokers / Dealers N/A CIK Number 0001505846 Filed Document 0001505846-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
City National Rochdale High Yield Alternative Strategies Fund LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RIM Securities LLC CIK Number 0001377954 Filed Document 0001566114-15-000043 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
DOOFL MGMT, INC. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001636345 Filed Document 0001636345-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
SkinJect, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001640615 Filed Document 0001640615-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
VENTURE CORE FUND VI, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001625817 Filed Document 0001625814-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pangea Naturals, Inc. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001610425 Filed Document 0001610425-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Pine River Baxter Fund Ltd. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519862 Filed Document 0001519862-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Energy Partners II L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $4,500,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Deutsche Bank Securities, Inc., and Woori Investment & Securities Co., Ltd CIK Number 0001614853 Filed Document 0001614853-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFG High Meadow, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001641244 Filed Document 0001104659-15-037189 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MBS Agency Master Fund, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432788 Filed Document 0001507943-15-000082 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Europe Realty Co-Investment, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607466 Filed Document 0001607466-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCI TECHNOLOGY PARTNERS, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Princor Financial Services Corporation CIK Number 0001182273 Filed Document 0000902664-15-002449 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG KFHDL Fund, L.P. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641266 Filed Document 0001641266-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REsurety, Inc. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,281,265 Associated Brokers / Dealers N/A CIK Number 0001629756 Filed Document 0001629756-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Glenview Partners ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001606464 Filed Document 0001625257-15-000042 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCI HEALTHCARE PARTNERS, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Direct Access Partners, LLC, Deutsche Bank Securities Inc., UBS Financial Services Inc., and Silver Leaf Partners, LLC CIK Number 0001180853 Filed Document 0000902664-15-002451 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $3,182,000 Associated Brokers / Dealers Rhonda Miller, Michael Leonard, Douglas Coughlin, Douglas Braff, and Kirk Bryant CIK Number 0001135856 Filed Document 0001135856-15-000168 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PharmaCielo Ltd. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $686,250 Associated Brokers / Dealers N/A CIK Number 0001641777 Filed Document 0001641777-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ZapStitch Technologies, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $2,050,160 Associated Brokers / Dealers N/A CIK Number 0001641849 Filed Document 0001641849-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Select Fund LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. and Halycon Cabot Partners Ltd. CIK Number 0001638032 Filed Document 0001013762-15-000462 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T3MEDIA, INC. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001396304 Filed Document 0001396304-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Agriculture Fund II, L.P. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001642362 Filed Document 0001181431-15-006876 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NWI ALPHA FUND LP See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178184 Filed Document 0000902664-15-002455 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GF Solutions, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001613231 Filed Document 0001613231-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $63,212 Associated Brokers / Dealers Donald Harrington, Scott Seibel, and Jason Maples CIK Number 0001135856 Filed Document 0001135856-15-000167 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Vision III Imaging, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Frederick & Company, Inc. and Brokerbank Securities, Inc. CIK Number 0001624360 Filed Document 0001624360-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Omega Point Research, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $3,887,167 Associated Brokers / Dealers N/A CIK Number 0001611269 Filed Document 0001611269-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hydration Labs, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,983,794 Associated Brokers / Dealers N/A CIK Number 0001641816 Filed Document 0001140361-15-019124 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
City National Rochdale High Yield Alternative Strategies Fund TEI LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RIM Securities LLC CIK Number 0001377955 Filed Document 0001566114-15-000044 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund