Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Brevan Howard Multi-Strategy Fund, L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001463113 Filed Document 0001463113-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SELIGMAN TECH SPECTRUM FUND See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177685 Filed Document 0001140361-15-019720 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VSS Structured Capital Parallel III, L.P. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642070 Filed Document 0001642070-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMBER TECHNOLOGIES, INC. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,160,000 Associated Brokers / Dealers N/A CIK Number 0001636781 Filed Document 0001140361-15-019819 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MyApprovals, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $469,041 Associated Brokers / Dealers N/A CIK Number 0001642109 Filed Document 0001642109-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Daily Muse Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $9,971,909 Associated Brokers / Dealers N/A CIK Number 0001590798 Filed Document 0001448051-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Viking MVI II LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548460 Filed Document 0000902664-15-002513 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IM Group Holdings Corp See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $292,642,624 Associated Brokers / Dealers N/A CIK Number 0001641507 Filed Document 0001641507-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MW Americas TOPS Long-Only Fund LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549725 Filed Document 0000902664-15-002518 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCN Partners, L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578321 Filed Document 0001578321-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Extra Space Storage LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $13,710,000 Associated Brokers / Dealers N/A CIK Number 0001302071 Filed Document 0001302071-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
SAFCell Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001549605 Filed Document 0001549605-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sunstone Assurance II, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $861,000 Associated Brokers / Dealers N/A CIK Number 0001610905 Filed Document 0001610905-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001642335-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DIH CCGS, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $11,089,299 Associated Brokers / Dealers N/A CIK Number 0001642248 Filed Document 0001642248-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Gulf Coast Midwest Energy Capital #7, LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001641321 Filed Document 0001641321-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Exposure Control Technologies, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001642258 Filed Document 0001642258-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cana-Bradford Royalties, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $3,999,500 Associated Brokers / Dealers JCC Advisors, LLC CIK Number 0001642426 Filed Document 0001642426-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Blue Sage Communications Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $391,635 Associated Brokers / Dealers N/A CIK Number 0001641492 Filed Document 0001446933-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fin & Field, LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001610232 Filed Document 0001610232-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Debt
CipherPoint Software, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $223,000 Associated Brokers / Dealers N/A CIK Number 0001528908 Filed Document 0001528908-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Jukely Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $7,931,677 Associated Brokers / Dealers N/A CIK Number 0001621795 Filed Document 0001621795-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Compound Money Fund, L.P. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520658 Filed Document 0000897423-15-000025 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sky Ridge Women's Center, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $2,040,850 Associated Brokers / Dealers The Securities Group, LLC CIK Number 0001642135 Filed Document 0001642135-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LionEye Onshore Fund LP See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ryan Gold CIK Number 0001622962 Filed Document 0001507943-15-000089 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Earthineer, LLC See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565616 Filed Document 0001565616-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
LJR Capital, L.P. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530198 Filed Document 0001530198-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Lyxor/Odyssey Value Fund Ltd. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001487971 Filed Document 0001140361-15-020187 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
NeuroVive Pharmaceutical AB See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Chardan Capital Markets, LLC CIK Number 0001643349 Filed Document 0001144204-15-033524 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Equity
BA Hedge Fund Direct - Kingdon Associates See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001459361 Filed Document 0001459361-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Brahman Partners IV (Cayman), Ltd. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580271 Filed Document 0000902664-15-002485 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS ANTILLES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pyramis Lifecycle Russell 1000 Value Index Fund, LP See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC CIK Number 0001642294 Filed Document 0001642294-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Host Committee, Inc. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001618924 Filed Document 0001618924-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
American Giant, Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $10,000,003 Associated Brokers / Dealers N/A CIK Number 0001590152 Filed Document 0001590152-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEMPRIUS INC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001393412 Filed Document 0001393412-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Scinovia Corp See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627490 Filed Document 0001627490-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Somatone Interactive, Inc. See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001634729 Filed Document 0001634729-15-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LionEye Fund LP See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ryan Gold and Simon Fischer CIK Number 0001456703 Filed Document 0001507943-15-000091 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient Natural Resource Fund, L.P. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers William W. Cathriner II, J. Cole Dawson III, Craig A. Dawson, Fred L. Williams Jr., James G. McGinness, Matthew H. Moncrief, Matthew P. Summers, T. Michael Conway, W. Scott Hill, Stephen D. Strake, Jr., and Brittany N. Stephens CIK Number 0001634837 Filed Document 0001634837-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Next Frontier Capital Fund, LP See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001642114 Filed Document 0001209191-15-042029 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OncoCyte Corp See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001642380 Filed Document 0001642380-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
JDM Partners Opportunity Fund III LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001641141 Filed Document 0001641141-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
True Technology LLC See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001643908 Filed Document 0001643908-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Verseon Corp See All Filings	D	2015-05-13 00:00:00 UTC
Amount To Be Raised $6,488,600 Associated Brokers / Dealers N/A CIK Number 0001348948 Filed Document 0001348948-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Fund, L.P. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Phillip M. Plant, Baldwin Anthony Securities, Inc., Craig Chambers Dawson, Matthew Paul Summers, Fred L. Williams Jr., J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Sr., Andrew B. Linbeck, Luke Powell, Matthew H. Moncrief, EDI Financial, Inc., and Ryan P. Haselden CIK Number 0001415987 Filed Document 0001415987-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HOLOWESKO GLOBAL FUND LTD See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001135665 Filed Document 0000950172-15-000067 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Potbotics Inc. See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001618859 Filed Document 0001140361-15-019382 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ACADIAN GLOBAL LEVERAGED MARKET NEUTRAL FUND See All Filings	D/A	2015-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001560197 Filed Document 0001560191-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund