Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Prana Current Yield Fund IV, L.P. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001655553 Filed Document 0000935836-15-000550 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Radunare Restaurant LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001656107 Filed Document 0001140361-15-037936 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SAM Risk Managed Fund LLC - Marin Income Investors Segregated Series See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559517 Filed Document 0001559517-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Metrodigi, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001620641 Filed Document 0001620641-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RealtyShares 154, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $89,000 Associated Brokers / Dealers N/A CIK Number 0001655812 Filed Document 0001655809-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
MMS Analytics, Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001656137 Filed Document 0001656137-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Other
Iroquois Investor, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers None. Form requires a value; however there is no sales compensation CIK Number 0001655703 Filed Document 0001655703-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SAM Risk Managed Fund LLC - Appel Balanced Fund Segregated Series See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559454 Filed Document 0001559454-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Cascabel Long Fund LP See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653038 Filed Document 0000919574-15-007412 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVA Investment Fund, LP See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622223 Filed Document 0001622223-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOBLE ENVIRONMENTAL TECHNOLOGIES CORP. See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001522958 Filed Document 0001065949-15-000255 Exclusions or Exemptions 506c Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CMDTY Partners, LP See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589037 Filed Document 0000902664-15-003927 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICG North American Private Debt Fund LP See All Filings	D/A	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pinnacle Trust Partners Securities LLC, Roam Capital Inc., ISP Financial Services AG, Trium Investment Management LLP, and IM Trust International S.A. CIK Number 0001607552 Filed Document 0001607552-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WM Capital Partners 51, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001655836 Filed Document 0001655836-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Evelo Inc. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ryan Feit, Ameet Padte, and Aaron Kellner CIK Number 0001655535 Filed Document 0001655535-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Algorithmic Holdings Ltd See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BCW Securities LLC CIK Number 0001655770 Filed Document 0000905729-15-000300 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Cave Creek Capital Partners Fund II, LLC See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001651859 Filed Document 0001651859-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CIREP IV Overseas Feeder, Ltd. See All Filings	D	2015-10-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC and Axius Partners Pty CIK Number 0001649130 Filed Document 0000905718-15-000837 Exclusions or Exemptions 506b Accepted Date 2015-10-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MED-X, INC. See All Filings	1-A/A	2015-10-14 17:56:13 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers None CIK Number 0001620704 Filed Document 0001477932-15-006399 Accepted Date 2015-10-14 17:56:13 UTC Type of Offering 1-A/A Industry MEDICINAL CHEMICALS & BOTANICAL PRODUCTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Broadcast 3DTV, Inc. See All Filings	1-A/A	2015-10-14 17:23:13 UTC
Amount To Be Raised $100 Associated Brokers / Dealers TBD FINRA Broker Dealer CIK Number 0001615923 Filed Document 0001615923-15-000004 Accepted Date 2015-10-14 17:23:13 UTC Type of Offering 1-A/A Industry RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $13.08 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)
SEMPER VIC PARTNERS OFFSHORE, LTD. See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621700 Filed Document 0000919574-15-007372 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Disciplined Investor Fund, LP See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590047 Filed Document 0001590047-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LibertyView Credit Alpha Fund, Ltd. See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581329 Filed Document 0000905718-15-000829 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
LibertyView Credit Alpha Fund, L.P. See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581327 Filed Document 0000905718-15-000831 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Opry One LP See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590289 Filed Document 0001590289-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Phynd Technologies, Inc. See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001648942 Filed Document 0001648942-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: WNTN Dedicated Investor Fund (US) LLC See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001559623 Filed Document 0001650328-15-000061 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HudCo Real Estate IV (Global), L.P. See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $21,500,000 Associated Brokers / Dealers N/A CIK Number 0001654974 Filed Document 0001654974-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BAYARD GLOBAL HIGH DIVIDEND YIELD FUND LP See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516949 Filed Document 0001013594-15-000534 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Tex Star Testing & Inspection, LLC See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001655461 Filed Document 0001655461-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WestBridge Crossover Fund, LLC See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $575,000,000 Associated Brokers / Dealers N/A CIK Number 0001526766 Filed Document 0001526766-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seattle Funding Group, Ltd. See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001611467 Filed Document 0001611467-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
IGENICA BIOTHERAPEUTICS, INC See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001453044 Filed Document 0001453044-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Medrobotics Corp See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001435980 Filed Document 0001435980-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sanford C. Bernstein & Co. Delaware Business Trust See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford C. Bernstein & Co., LLC CIK Number 0001045898 Filed Document 0000902664-15-003933 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
SQ UNCG-ETSU Manager, LLC See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001657142 Filed Document 0001657142-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Midway I Investors, LLC See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $6,086,000 Associated Brokers / Dealers N/A CIK Number 0001656068 Filed Document 0001656068-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
Strategos Offshore, Ltd. See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473586 Filed Document 0000919574-15-007377 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pruco Life Variable Contract Account M See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Various Agents CIK Number 0001534406 Filed Document 0001140361-15-037613 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CENSUS MULTI FAMILY FUND LVN, LLC See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001648923 Filed Document 0001648923-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Hedge Fund Select: Brigade Leveraged Capital Structures Fund LLC See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001559645 Filed Document 0001650328-15-000066 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Astute Medical, Inc. See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001432372 Filed Document 0001432372-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UNIFI SOFTWARE, INC. See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001611566 Filed Document 0001611566-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sermonix Pharmaceuticals, LLC See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001655566 Filed Document 0001655566-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
PRANA GROWTH FUND I L P See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001087234 Filed Document 0000935836-15-000544 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concentrx Pharmaceuticals, Inc. See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001655145 Filed Document 0001655145-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Higgle, Inc. See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001572323 Filed Document 0001572323-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
SILVERCREST HEDGED EQUITY FUND (INTERNATIONAL) LTD. See All Filings	D/A	2015-10-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334613 Filed Document 0001012975-15-000697 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nightclub Holdings, LLC See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001655541 Filed Document 0001655541-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BIT9, INC. See All Filings	D	2015-10-14 00:00:00 UTC
Amount To Be Raised $54,999,990 Associated Brokers / Dealers N/A CIK Number 0001366527 Filed Document 0001366527-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity