Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $11,151,579 Associated Brokers / Dealers Richard Kimbrough CIK Number 0001135856 Filed Document 0001135856-14-000289 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SORENSON CAPITAL PARTNERS III-B, LP See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers INEO CAPITAL, LLC CIK Number 0001593261 Filed Document 0001593258-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers Richard Kimbrough CIK Number 0001135856 Filed Document 0001135856-14-000277 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HELIGEAR ACQUISITION CO. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers COWEN AND COMPANY, LLC CIK Number 0001621501 Filed Document 0001621501-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Debt
HoneyComb Corp See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $996,228 Associated Brokers / Dealers N/A CIK Number 0001604374 Filed Document 0001604374-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SYNCARDIA SYSTEMS INC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001231864 Filed Document 0001231864-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row Energy Opportunities Q, LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621812 Filed Document 0001621812-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $2,230,951 Associated Brokers / Dealers Dennis Morris CIK Number 0001135856 Filed Document 0001135856-14-000291 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
StepStone Tactical Growth Fund Offshore, L.P. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620976 Filed Document 0001140361-14-037489 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIG Mary 1-16H, GP See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001621656 Filed Document 0001354488-14-005057 Exclusions or Exemptions 506c Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
AG SCS Fund, L.P. See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617272 Filed Document 0001617272-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stream TV Networks, Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001518633 Filed Document 0001518633-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Thermal Tennis Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001417028 Filed Document 0001417028-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Investment Club of Oregon Limited Partnership See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588753 Filed Document 0001588753-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tru Dental Management LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001621421 Filed Document 0001621421-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
SandPointe Fund, LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620426 Filed Document 0001620426-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Live Learn Properties Fund II, LLC See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $111,825,000 Associated Brokers / Dealers N/A CIK Number 0001601668 Filed Document 0001601668-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC III CTH AIV II, L.P. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $44,647,500 Associated Brokers / Dealers N/A CIK Number 0001621803 Filed Document 0001461373-14-000050 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
AngelList-Rter-Fund, a series of AngelList-BrSu-Funds, LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $98,475 Associated Brokers / Dealers N/A CIK Number 0001621677 Filed Document 0001621677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ostra Capital Partners, LP See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001222041 Filed Document 0000919574-14-005539 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anna Holdings, Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $77,092,500 Associated Brokers / Dealers N/A CIK Number 0001621318 Filed Document 0001140361-14-037648 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PC III CTH, Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $17,352,500 Associated Brokers / Dealers N/A CIK Number 0001621764 Filed Document 0001461373-14-000048 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
5 Star Investment Group IV, LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers n/a CIK Number 0001616961 Filed Document 0001616961-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Savile Row Diversified Hedge M, LLC See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502828 Filed Document 0001502828-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Chilton International (BVI) Ltd. See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457060 Filed Document 0000950103-14-006995 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Global Leveraged Market Neutral Fund, LLC See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001560191 Filed Document 0001560191-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Veit-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $342,608 Associated Brokers / Dealers N/A CIK Number 0001621685 Filed Document 0001621685-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sidoti Micro Cap Fund, LP See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001621674 Filed Document 0001621674-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
SORENSON CAPITAL PARTNERS III-A, LP See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers INEO CAPITAL, LLC CIK Number 0001593259 Filed Document 0001593258-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Mati Therapeutics Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $13,800,000 Associated Brokers / Dealers Carrollton Capital Partners, LLC CIK Number 0001574251 Filed Document 0001387131-14-003415 Exclusions or Exemptions 506c Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CHILTON STRATEGIC VALUE INTERNATIONAL II (BVI) LTD. See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458356 Filed Document 0000950103-14-006996 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Birchwald Partners LP See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CORONADO INVESTMENTS, LLC CIK Number 0001572708 Filed Document 0000919574-14-005552 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Buchanan Phoenix Rising Fund, LLC See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $51,080,000 Associated Brokers / Dealers N/A CIK Number 0001564393 Filed Document 0001564393-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Joanna Hampton CIK Number 0001135856 Filed Document 0001135856-14-000280 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MacKay Shields Defensive Bond Arbitrage Fund Ltd. See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001502133 Filed Document 0001181431-14-034091 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
ParLevel Systems, Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $2,498,500 Associated Brokers / Dealers N/A CIK Number 0001585361 Filed Document 0001585361-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $10,094,084 Associated Brokers / Dealers Mark Maizel and Mark Fulton CIK Number 0001135856 Filed Document 0001135856-14-000285 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $16,725,915 Associated Brokers / Dealers Donald Harrington and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-14-000278 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
RCP MULTI-FUND FEEDER IX/DII, LP See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001599556 Filed Document 0001599556-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
StepStone Tactical Growth Fund, L.P. See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588269 Filed Document 0001140361-14-037488 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Onex York Holdings Corp. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $25,779,000 Associated Brokers / Dealers N/A CIK Number 0001619513 Filed Document 0000895345-14-000269 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSA Alpha Capture Fund LP See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443761 Filed Document 0000943663-14-000157 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROTEOSTASIS THERAPEUTICS, INC. See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001445283 Filed Document 0001621298-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-10-07 00:00:00 UTC
Amount To Be Raised $22,498,512 Associated Brokers / Dealers John Sanford, D Harrington, and Scott Seibel CIK Number 0001135856 Filed Document 0001135856-14-000292 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Urban Therapies Management Company, LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001621156 Filed Document 0001621156-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Partners Group Client Access 14, L.P. Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621627 Filed Document 0001621627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Physicians Realty Trust See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $27,650,342 Associated Brokers / Dealers None CIK Number 0001574540 Filed Document 0001574540-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Cloudera Fund LLC See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621411 Filed Document 0001621412-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fuse Science, Inc. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0000842722 Filed Document 0001415889-14-003019 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PC III CTH Holdings, L.P. See All Filings	D	2014-10-07 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001621870 Filed Document 0001461373-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-10-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund