|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001616959
- Filed Document
- 0001616959-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- INDIANA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $1,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457624
- Filed Document
- 0001457624-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595512
- Filed Document
- 0001140361-14-038004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- CALTON & ASSOCIATES, INC.
- CIK Number
- 0001609246
- Filed Document
- 0001140361-14-037614
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621567
- Filed Document
- 0001376474-14-000338
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- OREGON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- CV BROKERAGE, INC.
- CIK Number
- 0001621662
- Filed Document
- 0001621663-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001621267
- Filed Document
- 0001621267-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $1,995,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596521
- Filed Document
- 0001596521-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $2,486,296
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621754
- Filed Document
- 0001621754-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001477535
- Filed Document
- 0001477535-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $9,015,345
- Associated Brokers / Dealers
- Edmon Tomes and Curtis Wyrtzen
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000283
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jeffrey Anderson, John W. Akkerman, and not applicable
- CIK Number
- 0001502131
- Filed Document
- 0001181431-14-034094
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588417
- Filed Document
- 0001588417-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $12,959,998
- Associated Brokers / Dealers
- Michael Corry, Robert Scharff, Paul Flotken, Laurence Celniker, and Gwen Middeke
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000276
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $1,205,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621591
- Filed Document
- 0001621591-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $2,403,825
- Associated Brokers / Dealers
- Dennis Morris
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000290
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $1,325,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534133
- Filed Document
- 0001534133-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621451
- Filed Document
- 0001621451-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479266
- Filed Document
- 0000935836-14-000567
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $17,508,730
- Associated Brokers / Dealers
- Kenneth Dayton and Andrew Kraus
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000288
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- JCC Advisors, LLC, American Portfolios Financial Services, Inc., Berthel Fisher & Co Financial Services, Inc., Concorde Investment Services, LLC, Harbor Light Securities, LLC, Thomas M. Nixon & Assoc., Perryman Securities, Inc., The Strategic Financial Alliance, Inc., VFG Securities, Inc., Alliance Affiliated Equities Corporation, Ameritas Investment Corp., Arete Wealth Management, LLC, Calton & Associates, Inc., Centaurus Financial, Inc., Crown Capital Securities, LP, Dynasty Capital Partners, Inc., Financial West Investment Group, First Allied Securities, Inc., Independent Financial Group, LLC, International Assets Advisory, LLC, Investors Capital Corp, Kalos Capital, Inc., Parkland Securities, LLC, VSR Financial Services, Inc., and 1st Global Capital Corp.
- CIK Number
- 0001597875
- Filed Document
- 0001597875-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- National Securities Corporation
- CIK Number
- 0001621832
- Filed Document
- 0001621832-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620031
- Filed Document
- 0001620031-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621438
- Filed Document
- 0001621438-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $886,327
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620553
- Filed Document
- 0001620553-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $5,575,910
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621176
- Filed Document
- 0001181431-14-033868
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618382
- Filed Document
- 0001618383-14-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- Richard E.Griffin
- CIK Number
- 0001621638
- Filed Document
- 0001621638-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $10,680,000
- Associated Brokers / Dealers
- TPEG Securities LLC
- CIK Number
- 0001620876
- Filed Document
- 0001620876-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $232,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621680
- Filed Document
- 0001621680-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614871
- Filed Document
- 0001614871-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621631
- Filed Document
- 0001621631-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586621
- Filed Document
- 0001586621-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CORONADO INVESTMENTS, LLC
- CIK Number
- 0001432868
- Filed Document
- 0000919574-14-005559
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001619082
- Filed Document
- 0001393725-14-000151
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621366
- Filed Document
- 0001621366-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001480964
- Filed Document
- 0000950103-14-006994
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001360638
- Filed Document
- 0000919574-14-005542
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602545
- Filed Document
- 0001602545-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621226
- Filed Document
- 0001621226-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $6,411,434
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001554405
- Filed Document
- 0001554405-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- CV BROKERAGE, INC.
- CIK Number
- 0001621663
- Filed Document
- 0001621663-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $7,840,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621238
- Filed Document
- 0000897069-14-000421
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
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D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559609
- Filed Document
- 0000919574-14-005546
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- PTP Securities, LLC, Cato Capital LLC, and Haydon Hill Advisors Ltd.
- CIK Number
- 0001599536
- Filed Document
- 0001599536-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $8,880,002
- Associated Brokers / Dealers
- Arthur Gilbert, Steven Cwienkala, and Douglas Woolley
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000284
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618815
- Filed Document
- 0001618815-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621641
- Filed Document
- 0001621641-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001263633
- Filed Document
- 0001263633-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-07 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001070324
- Filed Document
- 0001140361-14-037465
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-07 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|