Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ENDOTRONIX INC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001424668 Filed Document 0001424668-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ICHARTS INC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001452436 Filed Document 0001140361-14-017797 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
QCM Otus Fund (USA) LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606535 Filed Document 0001606535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Olympia Media Group LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers City Securities Corporation and David A. Noyes & Company CIK Number 0001589952 Filed Document 0001140361-14-017805 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Physiio International,Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001606818 Filed Document 0001606818-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Farmland Partners Operating Partnership, LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $27,230,000 Associated Brokers / Dealers N/A CIK Number 0001605741 Filed Document 0001605741-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Boardman Bay Offshore, Ltd. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553129 Filed Document 0001013594-14-000398 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RPI Elm Street LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602534 Filed Document 0001602534-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greater Alabama Lithotripsy LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $144,333 Associated Brokers / Dealers N/A CIK Number 0001384244 Filed Document 0001384244-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN GLOBAL LOW VOLATILITY EQUITY FUND, LLC See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442329 Filed Document 0001442329-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONTINENTAL OPPORTUNITIES FUND, LP See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITES LLC CIK Number 0001487620 Filed Document 0001393725-14-000050 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
K2 INVESTMENT PARTNERS LP See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000937529 Filed Document 0001565908-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lady Day Broadway Ltd Liability Co See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001600923 Filed Document 0001600923-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
New Generation Loan Fund, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606748 Filed Document 0000945621-14-000125 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESPBP Intermediate Holdings LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606131 Filed Document 0000895345-14-000147 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
WellAware Holdings, Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Raymond James and Associates, Inc. CIK Number 0001566486 Filed Document 0001566486-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone at Canton Assisted Living, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001606695 Filed Document 0001606695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hoxton Ventures Fund I, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001606439 Filed Document 0001606439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLAG Energy & Resources Partners III, L.P. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001553241 Filed Document 0001553241-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RS Special Feeder I, LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606608 Filed Document 0001606608-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTERVAL FUND, L.P. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551378 Filed Document 0001013594-14-000393 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rail-Splitter Fund, Ltd. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488794 Filed Document 0000919574-14-002783 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MICRO CAP PARTNERS L P See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0000941712 Filed Document 0000935836-14-000264 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City National Rochdale International Trade Fixed Income Fund See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519021 Filed Document 0001566114-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Och-Ziff Real Estate Fund III, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606703 Filed Document 0001606703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCP 911 WEST WHEATLAND ROAD LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001606403 Filed Document 0001144204-14-025646 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Och-Ziff Real Estate Parallel Fund III D, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606706 Filed Document 0001606706-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TerraCap Partners III (Institutional) LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606803 Filed Document 0001606803-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Copper Mill 15910 Partners, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001606632 Filed Document 0001606632-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Amicus Global Vision Fund, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001605828 Filed Document 0001605828-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
RoundShield Fund I, LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606601 Filed Document 0001606601-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Musistic, Inc. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001599903 Filed Document 0001599903-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
JUMBYCO INC. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001606751 Filed Document 0001606751-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Delaware Investments Income Opportunities Fund, L.P. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409245 Filed Document 0001140361-14-017835 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTH CARE CASUALTY INSURANCE LTD See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001197156 Filed Document 0001140361-14-018922 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CONTINENTAL PARTNERS LP See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITIES LLC and UMB FINANCIAL SERVICES, INC. CIK Number 0001206261 Filed Document 0001393725-14-000049 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Continental Healthcare Fund QP LP See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HIGHTOWER SECURITIES LLC and UMB FINANCIAL SERVICES, INC. CIK Number 0001306709 Filed Document 0001393725-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
City National Rochdale Structured Claims Fixed Income Fund LLC See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001477289 Filed Document 0001566114-14-000033 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Pattison Cole LLC See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001571916 Filed Document 0001571916-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Digital Native Arts Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $2,047,390 Associated Brokers / Dealers N/A CIK Number 0001606618 Filed Document 0001231919-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sherpaa Health, Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $3,925,212 Associated Brokers / Dealers N/A CIK Number 0001556621 Filed Document 0001556621-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
12 DISCREETLY MINE/ROCKIN ON, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001606797 Filed Document 0001606797-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
VIAMERICAS CORP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001126247 Filed Document 0001126247-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Advanced MicroGrid Solutions, Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001606370 Filed Document 0001606370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Donald Smith Value Fund, L.P. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001467221 Filed Document 0000945621-14-000131 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
newBrandAnalytics, Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $5,032,735 Associated Brokers / Dealers N/A CIK Number 0001532126 Filed Document 0001532126-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Bellwether Materials Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001607124 Filed Document 0001607124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AccelOne LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001606357 Filed Document 0001606357-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Zesty-Fund, a series of AngelList-JF-Funds, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $227,975 Associated Brokers / Dealers N/A CIK Number 0001606728 Filed Document 0001606728-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund