Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MobilePaks, Inc. See All Filings	D	2014-04-30 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001606938 Filed Document 0001606938-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Other
Ionic Volatility Arbitrage Fund II LLC See All Filings	D	2014-04-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606566 Filed Document 0001606566-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMC METALS CORP. See All Filings	D	2014-04-30 00:00:00 UTC
Amount To Be Raised $44,798 Associated Brokers / Dealers N/A CIK Number 0001408146 Filed Document 0001408146-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
CHP GA FUND I, LLC See All Filings	D	2014-04-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606019 Filed Document 0001606019-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
128 Partners LLC See All Filings	D	2014-04-30 00:00:00 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001606884 Filed Document 0001606884-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-30 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bay Mountain Fund I LLC See All Filings	D	2014-04-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001606708 Filed Document 0001606708-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-30 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CHP GA FUND II, LLC See All Filings	D	2014-04-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606020 Filed Document 0001606020-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
IrisVR, Inc. See All Filings	D	2014-04-30 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001606647 Filed Document 0001606647-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Business Texter Inc. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $799,999 Associated Brokers / Dealers Business Texter, Inc. CIK Number 0001576175 Filed Document 0001576175-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Reservoir Physicians Surgery Center, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $1,176,000 Associated Brokers / Dealers N/A CIK Number 0001606556 Filed Document 0001606556-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Altair European Real Estate Opportunities Fund (MB), Ltd. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Republic Securities Company, LLC CIK Number 0001605019 Filed Document 0001144204-14-025996 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real Assets Access Fund, LLC See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556021 Filed Document 0000892712-14-000318 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAND RIVER COMMERCE INC See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $10,000,003 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0001418489 Filed Document 0001418489-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Avesta Real Estate Partners VI LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001606768 Filed Document 0001606768-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PEAKCOLO HOLDINGS, INC. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001575761 Filed Document 0001575761-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
City National Rochdale High Yield Alternative Strategies Fund LLC See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RIM Securities LLC CIK Number 0001377954 Filed Document 0001566114-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Oaktree Real Estate Debt Fund, L.P. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575040 Filed Document 0001575040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HRC Hotels, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $11,271,271 Associated Brokers / Dealers N/A CIK Number 0001502622 Filed Document 0001502622-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business MICHIGAN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
AXIOMED SPINE CORP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $2,500,250 Associated Brokers / Dealers N/A CIK Number 0001221902 Filed Document 0001221902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
1250 Hunters Cove, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $2,993,000 Associated Brokers / Dealers Nobles & Richards, Inc. CIK Number 0001589707 Filed Document 0001589707-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Briar Meads SPV VI, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $5,041,120 Associated Brokers / Dealers N/A CIK Number 0001606737 Filed Document 0001606737-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Talents Isotopes Fund II, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001606309 Filed Document 0001461859-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Och-Ziff Real Estate Parallel Fund III B, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606705 Filed Document 0001606703-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartCool Systems Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $31,733 Associated Brokers / Dealers N/A CIK Number 0001328810 Filed Document 0001328810-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $Not Applicable Type of Security Equity
CEROS, INC. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $6,200,036 Associated Brokers / Dealers N/A CIK Number 0001444474 Filed Document 0001444474-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CertaScan Technologies LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001606688 Filed Document 0001606688-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-uBio-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001606729 Filed Document 0001606729-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RS Feeder Fund I, LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606606 Filed Document 0001606608-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCW Energy Group Ltd See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $824,000 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-14-000148 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Perle Bioscience, Inc. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001605829 Filed Document 0001605829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GreenStreet Growth Management LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001606620 Filed Document 0001140361-14-017806 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
OG Promissory Note Long Term, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OG Promissory Note Long Term, LLC CIK Number 0001606154 Filed Document 0001606154-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
MidStates Capital Fund III, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001606544 Filed Document 0001606544-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Magna Pharmaceuticals, Inc. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $3,752,000 Associated Brokers / Dealers N/A CIK Number 0001596152 Filed Document 0001596152-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carlisle Country Club See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001585941 Filed Document 0001585941-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
CytomX Therapeutics Holdings, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001465584 Filed Document 0001465584-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
iSelect Fund Management, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers NA CIK Number 0001606598 Filed Document 0001606598-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets $$1 - $1,000,000 Type of Security Equity
emploi.us, LLC See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $450,320 Associated Brokers / Dealers N/A CIK Number 0001606977 Filed Document 0001606977-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
TerraCap Partners III (HNW) LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606801 Filed Document 0001606801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MLB Fund I, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $4,783,000 Associated Brokers / Dealers N/A CIK Number 0001599345 Filed Document 0001599345-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
City National Rochdale High Yield Alternative Strategies Fund TEI LLC See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RIM Securities LLC CIK Number 0001377955 Filed Document 0001566114-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Vertex Opportunities Fund, LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606750 Filed Document 0000905718-14-000185 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
City National Rochdale Alternative Total Return Fund LLC See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001507024 Filed Document 0001566114-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Och-Ziff Real Estate Parallel Fund III A, L.P. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606704 Filed Document 0001606703-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oaktree Real Estate Debt Fund (Cayman), L.P. See All Filings	D/A	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575018 Filed Document 0001575018-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DREF III INTERNATIONAL FUND LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $850,000,000 Associated Brokers / Dealers MONUMENT GROUP, INC. CIK Number 0001605512 Filed Document 0001605512-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IRON CREEK CAPITAL CORP. See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $10,444,517 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. CIK Number 0001432938 Filed Document 0001534122-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bank Realty, LP1 See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Bank Realty, Inc. CIK Number 0001606749 Filed Document 0001606749-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
AdvisorNet Financial, Inc See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409362 Filed Document 0001409362-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Aroya Investment Partners, LP See All Filings	D	2014-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606687 Filed Document 0001013594-14-000397 Exclusions or Exemptions 506b Accepted Date 2014-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity