Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lyxor/Bay Resource Partners Offshore Fund Ltd. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001467515 Filed Document 0001140361-14-018390 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
OLD MUTUAL PLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $5,671,288 Associated Brokers / Dealers N/A CIK Number 0001116767 Filed Document 0001605447-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Taurus Resources Fund No. 2, LLC See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001484359 Filed Document 0001484359-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taurus Resources Fund No. 2, Ltd. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001484360 Filed Document 0001484360-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kite Pharma, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001510580 Filed Document 0001439059-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Perlstein Lab PBC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607099 Filed Document 0001607099-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Velocity Aerospace Holding Group, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001575402 Filed Document 0001575402-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PINGTANK, INC. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607053 Filed Document 0001607053-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NJJ Holdings, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001606830 Filed Document 0001606830-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GLODESIGN, INC. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $350,025 Associated Brokers / Dealers N/A CIK Number 0001567766 Filed Document 0001567766-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Revalesio Corp See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001552377 Filed Document 0001552377-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Ellington Fund Ltd. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001473801 Filed Document 0001140361-14-018376 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
RGL Partners, LLC See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers None CIK Number 0001471349 Filed Document 0001471349-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SMI Defensive (USA) LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544625 Filed Document 0001544625-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HealthSpot Inc. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $20,450,000 Associated Brokers / Dealers N/A CIK Number 0001526186 Filed Document 0001526186-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BH Bradley 2014, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001606753 Filed Document 0001606753-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Equity
Ambri Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $34,999,994 Associated Brokers / Dealers N/A CIK Number 0001550898 Filed Document 0001550898-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Chestnut Production Fund IV, LP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Chestnut Exploration Partners, Inc. CIK Number 0001578033 Filed Document 0001578033-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
Beacon Machine & Tool, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001601646 Filed Document 0001601646-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AngelList-Done-Fund a series of AngelList-HC-Funds, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001607087 Filed Document 0001607087-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OFS Energy Fund III (P), LP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $34,563,872 Associated Brokers / Dealers N/A CIK Number 0001601471 Filed Document 0001140361-14-019619 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OFS Energy Fund III (M), LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $18,328,128 Associated Brokers / Dealers N/A CIK Number 0001601473 Filed Document 0001140361-14-019621 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OPULENT FUND LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001226084 Filed Document 0001226084-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Kingdom Ridge Capital Fund, Ltd. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464070 Filed Document 0000919574-14-002813 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001371069 Filed Document 0001371069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verinvest Corp See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001602332 Filed Document 0001602332-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Worldwide Networks Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001607028 Filed Document 0001607028-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Protenus, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001607109 Filed Document 0001607109-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Symphony Event Driven Opportunities Fund See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545517 Filed Document 0000935836-14-000273 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Health Warrior, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001554419 Filed Document 0001209191-14-031857 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-003254 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Pazoo, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001533427 Filed Document 0001127855-14-000183 Exclusions or Exemptions 506c Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Realty Mogul 15, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $760,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001599674 Filed Document 0001599674-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
GLODESIGN, INC. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $735,020 Associated Brokers / Dealers N/A CIK Number 0001567766 Filed Document 0001567766-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GINKGOTREE, INC. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580661 Filed Document 0001580661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Emerging Fuels Technology, Inc. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001505032 Filed Document 0001505032-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lyxor/Chesapeake Fund Ltd See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001468162 Filed Document 0001140361-14-018382 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Urbana Varro Opportunity Fund II, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001603826 Filed Document 0001603826-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NORTHGATE VI, L.P. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607088 Filed Document 0001607088-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ironwood Recovery Fund 2013 LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607011 Filed Document 0001607011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forerunner JPGT Opportunities Fund, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001607725 Filed Document 0001607725-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMARA MINING PLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $13,882,225 Associated Brokers / Dealers GRIFFITHS McBURNEY CORP. and PEEL HUNT INC. CIK Number 0001351690 Filed Document 0000898432-14-000736 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Over $100,000,000 Type of Security Equity
Alpha Opportunities Fund, LP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606752 Filed Document 0001606752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A&Q ACTIVIST FUND LLC See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001387101 Filed Document 0001140361-14-018522 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TFG Ames Pond Drive REIT, LLC See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $8,700,000 Associated Brokers / Dealers Advisory Group Equity Services, Ltd. CIK Number 0001606427 Filed Document 0001606427-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SeedInvest Investors I, LLC See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $680,000 Associated Brokers / Dealers N/A CIK Number 0001606823 Filed Document 0001606823-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resultly, LLC See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001581741 Filed Document 0001581741-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
WILLIAM BLAIR GREEN TERRAIN FUND, L.P. See All Filings	D/A	2014-05-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001163855 Filed Document 0001597352-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ProNAi Therapeutics Inc See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $59,500,000 Associated Brokers / Dealers N/A CIK Number 0001290149 Filed Document 0001290149-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Pellucid Analytics, Inc. See All Filings	D	2014-05-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001595021 Filed Document 0001595021-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt