Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FIRST ROBINSON FINANCIAL CORP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,941,855 Associated Brokers / Dealers N/A CIK Number 0001035991 Filed Document 0001238351-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
49th Fund, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers James Kenworthy CIK Number 0001605523 Filed Document 0001605523-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets $Not Applicable Type of Security Equity
Acuity Systems, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001491038 Filed Document 0001491038-14-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
BodeTree, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001572966 Filed Document 0001572966-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
2229 San Felipe Interests LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001607216 Filed Document 0001607216-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Rescore Feeder, L.P. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers n/a CIK Number 0001607112 Filed Document 0001607112-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Monarch Capital Partners III LP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001606202 Filed Document 0001606202-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Windpipe Corp See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001555871 Filed Document 0001555871-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/CFM Discus Fund Ltd. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001466073 Filed Document 0001140361-14-018380 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Fuels Technology, Inc. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001505032 Filed Document 0001505032-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Droplr Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001578030 Filed Document 0001578030-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Credit Opportunities Fund, LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AGECROFT PARTNERS, LLC CIK Number 0001509621 Filed Document 0000919574-14-002809 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monarch Capital Partners Offshore III LP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001606201 Filed Document 0001606201-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clearview Tower Co II, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers N/A CIK Number 0001607198 Filed Document 0001607198-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Other
ARPEGGIO FUND See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001138474 Filed Document 0000935836-14-000275 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERRA Agri Fund II, LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers M.D. Sass Securities, LLC CIK Number 0001548835 Filed Document 0001548835-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Startup Capital Ventures Fund II, L.P. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001603718 Filed Document 0001603718-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealTech Holdings Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001577188 Filed Document 0001577188-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SCHF CAYMAN, L.P. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519799 Filed Document 0001519799-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CH Holdings LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001584863 Filed Document 0001584863-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Declara, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $16,324,989 Associated Brokers / Dealers N/A CIK Number 0001606341 Filed Document 0001606341-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brookwood Morris Corporate Center, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $17,200,000 Associated Brokers / Dealers Brookwood Securities Partners, LLC CIK Number 0001596904 Filed Document 0001596904-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
ATX Seed Ventures I, L.P. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001607164 Filed Document 0001607164-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OFS Energy Fund III (Q), LP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $122,108,000 Associated Brokers / Dealers N/A CIK Number 0001606870 Filed Document 0001140361-14-019616 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Berkshire Multifamily Value Plus Fund III, L.P. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $475,000,000 Associated Brokers / Dealers Greenhill & Co., L.L.C. CIK Number 0001568058 Filed Document 0001568058-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Santa Rosa Resources inc See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers Edward J Aruda CIK Number 0001607130 Filed Document 0001607130-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Other
SAGE SCIENCE INC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001338623 Filed Document 0001338623-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Fuels Technology, Inc. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001505032 Filed Document 0001505032-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Chinus Fund, LLC See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463824 Filed Document 0001140361-14-018492 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marlmont Fund, LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001110028 Filed Document 0001543899-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
So Cal PF Hawaiian Gardens LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001606987 Filed Document 0001606987-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Good Tastes, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers none CIK Number 0001571010 Filed Document 0001571010-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Canyon Value Realization Fund Ltd See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001474651 Filed Document 0001140361-14-018384 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
JC IRVING PARENT, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $467,900 Associated Brokers / Dealers N/A CIK Number 0001606879 Filed Document 0001606879-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum Portfolios, LLC See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001546504 Filed Document 0000947871-14-000289 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Colchis P2P Income Fund, Ltd. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580292 Filed Document 0000935836-14-000276 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ocean Thermal Energy Corp See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $7,650,000 Associated Brokers / Dealers N/A CIK Number 0001531272 Filed Document 0001531272-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Mode Analytics, Inc. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,375,000 Associated Brokers / Dealers N/A CIK Number 0001588695 Filed Document 0001588695-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CommonAngels Ventures Fund IV, L.P. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001588128 Filed Document 0001588128-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MICROCOAL TECHNOLOGIES INC. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Monarch Bay Securities, LLC CIK Number 0001445419 Filed Document 0001445419-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
RealTech Holdings Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001577188 Filed Document 0001577188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Health Warrior, Inc. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001554419 Filed Document 0001209191-14-031867 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Residential Assets Fund I, L.P. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557555 Filed Document 0000919574-14-002810 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axonic Systematic Arbitrage Fund, LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554028 Filed Document 0000919574-14-002808 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BASSWOOD FINANCIAL FUND, L.P. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519641 Filed Document 0001405086-14-000157 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sysorex Global Holdings Corp. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529113 Filed Document 0001437749-14-007868 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Declara, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $11,763,777 Associated Brokers / Dealers N/A CIK Number 0001606341 Filed Document 0001606341-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Allylix Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $6,203,812 Associated Brokers / Dealers N/A CIK Number 0001314680 Filed Document 0001314680-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lyxor/Black Diamond Arbitrage Fund Ltd See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001422381 Filed Document 0001140361-14-018388 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Level Eleven, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583173 Filed Document 0001583173-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Other