Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Promobile Therapies, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $6,000 Associated Brokers / Dealers N/A CIK Number 0001511061 Filed Document 0001511061-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $13,656,723 Associated Brokers / Dealers Nadir Minocher and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000169 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lido Group Retail, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $23,000,000 Associated Brokers / Dealers N/A CIK Number 0001577271 Filed Document 0001577271-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Refactored Materials, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $5,118,795 Associated Brokers / Dealers N/A CIK Number 0001607387 Filed Document 0001607387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pangea Universal Holdings, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $4,970,053 Associated Brokers / Dealers N/A CIK Number 0001605834 Filed Document 0001605834-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
New Cap Financial, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001607193 Filed Document 0001607193-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CLARA HEALTH, INC. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001606648 Filed Document 0001606648-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Village at Three Fountains, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $3,640,000 Associated Brokers / Dealers N/A CIK Number 0001607115 Filed Document 0001607115-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Accolade, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001481646 Filed Document 0001192482-14-000076 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Chefler Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001605940 Filed Document 0000897069-14-000256 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ICM Products Acquisition Company, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001606852 Filed Document 0001393725-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
StageBloc, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001543908 Filed Document 0001543908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
INFLUENCE INTERNATIONAL INC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001427677 Filed Document 0001427677-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Zelman Capital II, LP See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital CIK Number 0001601335 Filed Document 0001144204-14-027753 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kronos Foods Inc See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $4,245,901 Associated Brokers / Dealers N/A CIK Number 0001311721 Filed Document 0001311721-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
At Play Vacations, Inc. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $24,000 Associated Brokers / Dealers N/A CIK Number 0001584584 Filed Document 0001584584-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Lodging and Conventions Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Metacapital Mortgage Value Fund, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001549264 Filed Document 0000919574-14-002825 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TTCP Executive Fund VI, LLC See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $2,325,000 Associated Brokers / Dealers N/A CIK Number 0001592713 Filed Document 0001362118-14-000065 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TA INVESTORS IV, L.P. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578035 Filed Document 0001578035-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juhl Renewable Assets See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Meyers Associates, L.P. CIK Number 0001577457 Filed Document 0001577457-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
HIT Capital LLLP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566117 Filed Document 0001566117-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Point72 GDF (U.S.), L.P. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461627 Filed Document 0001596119-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Treasure Valley Urology Services LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $47,192 Associated Brokers / Dealers N/A CIK Number 0001289828 Filed Document 0001289828-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Sponsor Me, Inc. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001507954 Filed Document 0001507954-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Court 16 Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,324,975 Associated Brokers / Dealers N/A CIK Number 0001606515 Filed Document 0001606515-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $19,278 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-14-000172 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Quintessence Associates LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406804 Filed Document 0001406804-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Millstreet Credit Fund LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493529 Filed Document 0001493529-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C2 FACILITY SOLUTIONS LLC See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001157845 Filed Document 0001157845-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
CHATHAM SMALL CAP INVESTMENT GROUP TRUST See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001061371 Filed Document 0001479826-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFM Global Long Alpha Fund, L.P. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607207 Filed Document 0000935836-14-000278 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOFUELS POWER CORP See All Filings	D	2014-05-04 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers na CIK Number 0001391407 Filed Document 0001185185-14-001468 Exclusions or Exemptions 506c Accepted Date 2014-05-04 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ForSight VISION6, Inc. See All Filings	D	2014-05-04 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001606857 Filed Document 0001606857-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Montauk TriGuard Fund VI LP See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001603550 Filed Document 0001603550-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lyxor/Bridgewater Fund Ltd. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001467514 Filed Document 0001140361-14-018386 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Tullis Growth Fund, L.P. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001606950 Filed Document 0001606950-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LARCHMONT PARTNERS LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001117707 Filed Document 0001264128-14-000030 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medley Opportunity Fund II LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $581,022,700 Associated Brokers / Dealers Silver Leaf Partners, LLC and Pickwick Capital Partners, LLC CIK Number 0001525228 Filed Document 0000919574-14-002812 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Fuels Technology, Inc. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001505032 Filed Document 0001505032-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Symphony CLO Opportunities Fund See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575547 Filed Document 0000935836-14-000274 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $8,040,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-003253 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
Tucker Focus Fund, LP See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519020 Filed Document 0001264128-14-000023 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVOLUTION NUTRITION, INC. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001534645 Filed Document 0001534645-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Southern Station of Tennessee, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001607101 Filed Document 0001607101-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
S Labs Holdings, LLC See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised $1,776,323 Associated Brokers / Dealers N/A CIK Number 0001606045 Filed Document 0001606045-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Rejuvenan Global Health, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $5,275,000 Associated Brokers / Dealers N/A CIK Number 0001605514 Filed Document 0001605514-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MoBeam, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001490510 Filed Document 0001490510-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Giggles N' Hugs, Inc. See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers WestPark Capital CIK Number 0001381435 Filed Document 0001493152-14-001344 Exclusions or Exemptions 506c Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
United Wealth Ventures, LLC See All Filings	D	2014-05-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001605472 Filed Document 0001605472-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
BASSWOOD FINANCIAL FUND, INC. See All Filings	D/A	2014-05-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576092 Filed Document 0001405086-14-000155 Exclusions or Exemptions 506b Accepted Date 2014-05-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity