Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SAFE N CLEAR, INC. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001570312 Filed Document 0001570312-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
WV AIV II (PINT), LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606756 Filed Document 0001606756-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chrysaetos Global Opportunities Fund, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576015 Filed Document 0001576015-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QVT Offshore Ltd. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301801 Filed Document 0001301801-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WOODFUELS INVESTMENT, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001597854 Filed Document 0001065949-14-000123 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Honolulu Seawater Air Conditioning, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001607427 Filed Document 0001181431-14-018218 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Whipstock Co-Investment Fund LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600669 Filed Document 0000902664-14-002366 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SnapRetail, Inc. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001513242 Filed Document 0001513242-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $4,411,296 Associated Brokers / Dealers Andrew Arigo, Sam Sheth, and Kevin Wernick CIK Number 0001135856 Filed Document 0001135856-14-000167 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Dalma Capital Management LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607219 Filed Document 0001140361-14-018746 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
YaSabe, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,705,000 Associated Brokers / Dealers N/A CIK Number 0001504321 Filed Document 0001504321-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
12 READY'S IMAGE/MALABAR STAR, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001607236 Filed Document 0001607236-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
CASTLE BIOSCIENCES INC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001447362 Filed Document 0001447362-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Quantuvis LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001600543 Filed Document 0001600543-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Point72 Capital International, Ltd. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465991 Filed Document 0001596119-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
McCutchen Group Investment Fund Series LLC 2011 Opportunistic Portfolio See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $35,435,000 Associated Brokers / Dealers N/A CIK Number 0001527324 Filed Document 0001565908-14-000051 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Other
Bidslate, Inc. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001576694 Filed Document 0001576694-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Glori Energy Inc. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001597131 Filed Document 0001597131-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Chatham Small Cap Partnership I, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479824 Filed Document 0001479826-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DDJ Institutional High Yield Fund L.P. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546661 Filed Document 0001546661-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GCA CREDIT OPPORTUNITIES FUND, LLC See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Perkins Fund Marketing LLC and Papamarkou Wellner & Co. Inc. CIK Number 0001451844 Filed Document 0001451844-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sprinklr, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $39,999,996 Associated Brokers / Dealers N/A CIK Number 0001569345 Filed Document 0001140361-14-018649 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LASER LIGHT ENGINES INC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001435834 Filed Document 0001435834-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
CONCOURSE CAPITAL PARTNERS LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None and None CIK Number 0001453975 Filed Document 0001453975-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $4,430,799 Associated Brokers / Dealers Jason Burlie and John Sanford CIK Number 0001135856 Filed Document 0001135856-14-000170 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Herring Creek Fund, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575746 Filed Document 0000919574-14-002822 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yalla Mallow Limited Partnership See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001598334 Filed Document 0001598334-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $21,841,935 Associated Brokers / Dealers Andrew Arigo, Kenneth LaBarge, and John Matzoll CIK Number 0001135856 Filed Document 0001135856-14-000168 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ARROGENE, INC See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers GVC CAPITAL LLC CIK Number 0001403792 Filed Document 0001011034-14-000074 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Pubmark Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $3,825,000 Associated Brokers / Dealers N/A CIK Number 0001605413 Filed Document 0001605413-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pillar I LS Fund, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001606103 Filed Document 0001606103-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SwipeSense, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001558863 Filed Document 0001558863-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Metacapital Rising Rates Fund, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001576489 Filed Document 0000919574-14-002827 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZELMAN CAPITAL OFFSHORE, LTD. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Artist Capital CIK Number 0001606236 Filed Document 0001144204-14-027750 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHSIGHT CAPITAL, INC. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001051209-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Halsted Partners, LP See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572581 Filed Document 0001572581-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midawi Holdings Inc See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001489718 Filed Document 0001489718-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
REPUBLIC FIRST BANCORP INC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $45,000,002 Associated Brokers / Dealers N/A CIK Number 0000834285 Filed Document 0001140361-14-018802 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
RevoLaze, LLC See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $7,670,000 Associated Brokers / Dealers Kevin Allyn CIK Number 0001580694 Filed Document 0001580694-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Iroquois Valley Farms LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $6,900,000 Associated Brokers / Dealers N/A CIK Number 0001516957 Filed Document 0001516957-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Point72 Capital, L.P. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461642 Filed Document 0001596119-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LUMOPTIK EYE INC. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001607168 Filed Document 0001607168-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
SpinGo Solutions, Inc. See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $2,405,760 Associated Brokers / Dealers N/A CIK Number 0001600557 Filed Document 0001600557-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Chatham Balanced Investment Group Trust See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479825 Filed Document 0001479826-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metacapital Mortgage Value Fund, Ltd. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001549265 Filed Document 0000919574-14-002826 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INNOVATION ASSET GROUP INC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001280820 Filed Document 0001280820-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Quantedge Global Fund (US) See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548580 Filed Document 0001548580-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCA CREDIT OPPORTUNITIES OFFSHORE FUND, LTD. See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Perkins Fund Marketing LLC and Papamarkou Wllner & Co. Inc. CIK Number 0001451842 Filed Document 0001451842-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LGIMA Long Duration US Government/Credit Fund, LLC See All Filings	D	2014-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577549 Filed Document 0001577549-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-05 00:00:00 UTC
Amount To Be Raised $40,267 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-14-000171 Exclusions or Exemptions 506b Accepted Date 2014-05-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund