Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ICP Spokane I, LLC See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001637535 Filed Document 0001637535-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,717,644 Associated Brokers / Dealers Craig Findley and Mark Maizel CIK Number 0001135856 Filed Document 0001135856-15-000165 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Strategic Hospitality Investment Fund, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640214 Filed Document 0001209191-15-035575 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Salem Femasys Investors LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $6,875,000 Associated Brokers / Dealers N/A CIK Number 0001640440 Filed Document 0001640440-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Miller White & Associates, LLC See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001609369 Filed Document 0001608476-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Paradigm Alpha Blend, LP See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565743 Filed Document 0001565743-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CARITAS ROYALTY FUND LLC See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445901 Filed Document 0001445901-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LEVITICUS PARTNERS L P See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Equity Group, LLC and Beech Hill Securities, Inc. CIK Number 0001019432 Filed Document 0001019432-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
McCree robert gerod McCree See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers 0 CIK Number 0001639967 Filed Document 0001639967-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Lakes & Legends Brewing, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001639640 Filed Document 0001639640-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Azben Limited, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639968 Filed Document 0001639968-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
AKONNI BIOSYSTEMS INC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $368,996 Associated Brokers / Dealers N/A CIK Number 0001254334 Filed Document 0001254334-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
DST INVESTMENTS XIII, L.P. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639835 Filed Document 0001639835-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Agrisync, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001640327 Filed Document 0001640327-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
Lazarus Israel Partners (Zimperium) LLLP See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $98,550 Associated Brokers / Dealers N/A CIK Number 0001598597 Filed Document 0001079973-15-000297 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integrated Macro Holdings, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640150 Filed Document 0001640150-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $309,205 Associated Brokers / Dealers Andrew Arigo and Kenneth LaBarge CIK Number 0001135856 Filed Document 0001135856-15-000164 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Piston Cloud Computing, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $2,064,818 Associated Brokers / Dealers N/A CIK Number 0001524846 Filed Document 0001524846-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Institutional Venture Partners XV, L.P. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,400,000,000 Associated Brokers / Dealers N/A CIK Number 0001640274 Filed Document 0001640274-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAR Investors, LLC See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572034 Filed Document 0000902664-15-002279 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HAR Investors 2, LLC See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618974 Filed Document 0000902664-15-002281 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Salveretec Public Benefit Corp See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001640174 Filed Document 0001640174-15-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
KD Capital 2015, LP See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001638539 Filed Document 0001638539-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wynview Apartment Investments, LLC See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001637035 Filed Document 0001639489-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Rockefeller Sustainability & Impact SMID Cap Fund, L.P. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527792 Filed Document 0000945621-15-000154 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAHAM GLOBAL INVESTMENT FUND I SPC LTD See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MULTIPLE CIK Number 0000941031 Filed Document 0001269194-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VL144 See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Holdings Securities, Inc CIK Number 0001617300 Filed Document 0001617300-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Little Labs, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001640134 Filed Document 0001640134-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quindell Plc See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,173,661 Associated Brokers / Dealers N/A CIK Number 0001637610 Filed Document 0001209191-15-039845 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Global Specimen Solutions, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001640125 Filed Document 0001640125-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Ottawa Capital, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001616585 Filed Document 0001616585-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
mirOculus, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $4,124,411 Associated Brokers / Dealers N/A CIK Number 0001639682 Filed Document 0001639682-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NPC FanDuel LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,415,000 Associated Brokers / Dealers N/A CIK Number 0001639991 Filed Document 0001639991-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EnerVest Energy Foreign Holdings XIV-C, Inc. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,999,980,000 Associated Brokers / Dealers Jeffries International Limited, Lazard Freres & Co. LLC, and Beijing Guohe Zhiyuan Consulting Services Co., Ltd. CIK Number 0001634813 Filed Document 0001634813-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Clarke Industrial Engineering Inc See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,261,133 Associated Brokers / Dealers N/A CIK Number 0001613875 Filed Document 0001445866-15-000460 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business RHODE ISLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AEHR TEST SYSTEMS See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $4,110,000 Associated Brokers / Dealers N/A CIK Number 0001040470 Filed Document 0001040470-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ike Partners, LLC See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550302 Filed Document 0001465818-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
TOCQUEVILLE BULLION RESERVE LP See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598377 Filed Document 0001598377-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BP Funding Trust, Series SPL-I See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $32,500,000 Associated Brokers / Dealers N/A CIK Number 0001640010 Filed Document 0001640010-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
PARADIGM INVESTORS (QP), L.P. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448147 Filed Document 0001565743-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockefeller Global Dividend Growth Fund QP, L.P. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570412 Filed Document 0000945621-15-000153 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $9,113,245 Associated Brokers / Dealers Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-15-000163 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Greenspring Global Partners VII-B, L.P. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $399,500,000 Associated Brokers / Dealers PTP Securities, LLC, Diversus Investment Advisers Pty Ltd., and VCP Advisors LLC CIK Number 0001637907 Filed Document 0001637907-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Quarry DC LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,996,000 Associated Brokers / Dealers N/A CIK Number 0001640144 Filed Document 0001640144-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenspring Global Partners VII (Strategic), L.P. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001637903 Filed Document 0001637903-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MVM IV LP See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HUDSON PARTNERS SECURITIES LLC and M2O PRIVATE FUND ADVISORS LLC CIK Number 0001617430 Filed Document 0001617430-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Auburnmost Limited Partnership See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001639661 Filed Document 0001639661-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
MMTC Portfolio Company, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001561296 Filed Document 0001079973-15-000328 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
WM Capital Partners XLVII, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers N/A CIK Number 0001640064 Filed Document 0001640064-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity