|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $408,067,006
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622771
- Filed Document
- 0001622771-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- AUSTRALIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $11,840,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621928
- Filed Document
- 0001621928-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- KANSAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001428040
- Filed Document
- 0001428040-14-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001379767
- Filed Document
- 0000902664-14-004118
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001346346
- Filed Document
- 0001441557-14-000047
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $18,502,086
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622686
- Filed Document
- 0001622686-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622330
- Filed Document
- 0001622330-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $4,364,162
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622802
- Filed Document
- 0001622802-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001616495
- Filed Document
- 0001615774-14-000212
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $36,705,103
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001491552
- Filed Document
- 0001491552-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621213
- Filed Document
- 0000902664-14-004137
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney
- CIK Number
- 0001549502
- Filed Document
- 0001549502-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587476
- Filed Document
- 0001587476-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Electric Utilities
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $115,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590209
- Filed Document
- 0001590209-14-000060
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $2,083,200
- Associated Brokers / Dealers
- Grand Financial, Inc.
- CIK Number
- 0000861382
- Filed Document
- 0000861382-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622104
- Filed Document
- 0001622104-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $1,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622896
- Filed Document
- 0001622896-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $8,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622889
- Filed Document
- 0001622889-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $18,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587491
- Filed Document
- 0000908662-14-000268
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $5,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001507605
- Filed Document
- 0001415889-14-003191
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623323
- Filed Document
- 0001623323-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $4,345,000
- Associated Brokers / Dealers
- Aegis Capital Corp.
- CIK Number
- 0001128725
- Filed Document
- 0001213900-14-007387
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $303,629
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001434072
- Filed Document
- 0001062993-14-006078
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $4,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622931
- Filed Document
- 0001553350-14-001256
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001308027
- Filed Document
- 0001448051-14-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001463097
- Filed Document
- 0001463097-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622699
- Filed Document
- 0000950103-14-007259
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001250524
- Filed Document
- 0001250524-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620960
- Filed Document
- 0001620960-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540822
- Filed Document
- 0001540822-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620589
- Filed Document
- 0001620589-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $1,649,541
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617944
- Filed Document
- 0001617944-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $1,394,220
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001423356
- Filed Document
- 0001423356-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456032
- Filed Document
- 0001456032-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $10,525,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622739
- Filed Document
- 0001622739-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-10-20 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622810
- Filed Document
- 0001622810-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001416006
- Filed Document
- 0001416006-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-18 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001011421
- Filed Document
- 0001011421-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-18 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-17 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622564
- Filed Document
- 0001622564-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-10-17 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622715
- Filed Document
- 0001622715-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-10-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484251
- Filed Document
- 0000919574-14-005789
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-17 00:00:00 UTC |
- Amount To Be Raised
- $1,375,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622919
- Filed Document
- 0001622919-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Energy Capital Partners Mezzanine (Alaska Midstream Co-Invest), LP
See All Filings
|
D/A |
2014-10-17 00:00:00 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621775
- Filed Document
- 0001140361-14-038461
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-10-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001494229
- Filed Document
- 0000919574-14-005777
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-17 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585941
- Filed Document
- 0001585941-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-10-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Franklin Templeton Financial Services Corp.
- CIK Number
- 0001476349
- Filed Document
- 0001476349-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-10-17 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Wachovia Alternative Strategies, Inc.
- CIK Number
- 0001289278
- Filed Document
- 0001013594-14-000656
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-17 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-10-17 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001205181
- Filed Document
- 0001065949-14-000256
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-10-17 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001513110
- Filed Document
- 0001382963-14-000056
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-10-17 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles B. Harrison, Christopher Scott Harrison, Phyllis Johnson Beck, Patrick Jones Whelchel, and Lori Dunn Mayfield
- CIK Number
- 0001622367
- Filed Document
- 0000919574-14-005811
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-10-17 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|