Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HLH, LLC See All Filings	D/A	2015-04-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-15-000058 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
NanoFlex Power Corp See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001571636 Filed Document 0001571636-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Western Asset Opportunistic Structured Securities Portfolio, Ltd. See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001639045 Filed Document 0001639045-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Teng Yue Partners Fund, L.P. See All Filings	D/A	2015-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515412 Filed Document 0001315863-15-000374 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verona Senior Lender, LLC See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $6,120,000 Associated Brokers / Dealers GVC Capital, LLC CIK Number 0001639867 Filed Document 0001011034-15-000049 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Entvantage Diagnostics, Inc. See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001619159 Filed Document 0001619159-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
T-REX OIL, INC. See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001287900 Filed Document 0001065949-15-000104 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $38,177,312 Associated Brokers / Dealers Craig Main and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-15-000161 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kalytera Therapeutics, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001639643 Filed Document 0001639643-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Finale Mobile, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001640113 Filed Document 0001640113-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GEOCOMMAND INC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,198,800 Associated Brokers / Dealers N/A CIK Number 0001384212 Filed Document 0001384212-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wrapify, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001639981 Filed Document 0001639981-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HC GROUP HOLDINGS I, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $607,387,344 Associated Brokers / Dealers N/A CIK Number 0001639949 Filed Document 0001639027-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SOLIDIAN FUND LP See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001158358 Filed Document 0001544824-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INNOVARE HOLDING CO INC See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $3,039,999 Associated Brokers / Dealers N/A CIK Number 0001408595 Filed Document 0001408595-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MSC Assets I LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001639989 Filed Document 0001144204-15-024410 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Celenian Appreciation Fund, L.P. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369743 Filed Document 0001095449-15-000080 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Philadelphia Financial Life Assurance Co Separate Account VA 126 See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001636678 Filed Document 0001636678-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FERRAN GLOBAL HOLDINGS, INC. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001637368 Filed Document 0001637368-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Kavi CI SPV, LP See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640154 Filed Document 0001315863-15-000370 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TruNorth Taps 1, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001558252 Filed Document 0001198912-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Victorum, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001605760 Filed Document 0001605760-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
CALIXTO GLOBAL DOMESTIC FUND, LP See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606194 Filed Document 0000919574-15-003680 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SA Capital, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001640106 Filed Document 0001640106-15-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
RPI US Partners II, LP See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528095 Filed Document 0001315863-15-000368 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PV Growth Fund, L.P. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001492400 Filed Document 0001095449-15-000054 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Inception Partners LLC See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001639959 Filed Document 0001639959-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Graykin Capital LLC See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591733 Filed Document 0001591733-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Artivest Holdings, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584583 Filed Document 0001584583-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Working Capital Partners, Ltd See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524900 Filed Document 0001524900-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WJA REAL ESTATE OPPORTUNITY FUND II, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001640026 Filed Document 0001640026-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
HOYT STREET PARTNERS, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001639517 Filed Document 0001144204-15-024084 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Ichor Biotechnologies, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639887 Filed Document 0001639887-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Marina Ventures 223, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001639828 Filed Document 0001639828-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CA EXPRESS FUND II, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001640027 Filed Document 0001640027-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Soko, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $699,997 Associated Brokers / Dealers N/A CIK Number 0001637943 Filed Document 0001637943-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Terranum Capital Latin America Real Estate Fund II, L.P. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001639983 Filed Document 0001639983-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RPI US Partners, LP See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528096 Filed Document 0001315863-15-000369 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cognotion, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001625233 Filed Document 0001625233-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Nu-Med Plus, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001543637 Filed Document 0001548123-15-000122 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Sand Hill Fund LLC See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised $9,746,253 Associated Brokers / Dealers N/A CIK Number 0001589500 Filed Document 0001597581-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Life Recovery Solutions, LLC See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640502 Filed Document 0001052918-15-000203 Exclusions or Exemptions 506c Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets $No Revenues Type of Security Equity
Thirteen Partners Offshore, Ltd. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351020 Filed Document 0000902664-15-002282 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CSat Classic Fund, L.P. See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493509 Filed Document 0001603325-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RESOLUTION CREDIT OPPORTUNITIES FUND II, LP See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Elizabeth Furber CIK Number 0001537855 Filed Document 0000919574-15-003689 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GC Synexus Fund LP See All Filings	D/A	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520727 Filed Document 0000919574-15-003684 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piston Cloud Computing, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001524846 Filed Document 0001524846-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Innovational Funding, LLC Project #47 See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001640108 Filed Document 0001640108-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Opanga Networks, Inc. See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001491109 Filed Document 0001491109-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Marquart Capital, LP See All Filings	D	2015-04-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638529 Filed Document 0001638529-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity