Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LBN China Plus Opportunity Fund L.P. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC CIK Number 0001621923 Filed Document 0001621923-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEDGE Capital International Small Cap, LP See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622786 Filed Document 0001622786-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Rock Falls Hotel Group, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001606094 Filed Document 0001606094-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
CWS STONE LAKE LP See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised $783,000 Associated Brokers / Dealers MARCUS LAM CIK Number 0001188231 Filed Document 0001188231-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Napa Sonoma Group Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $25 Associated Brokers / Dealers N/A CIK Number 0001612252 Filed Document 0001262463-14-000950 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Two Ocean Global Equities LP See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589336 Filed Document 0001589336-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EastBay Onshore Fund LP See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578528 Filed Document 0000919574-14-005827 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whistler Medical Marijuana Corp See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,502,872 Associated Brokers / Dealers M Partners Inc. CIK Number 0001621206 Filed Document 0001621206-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ADVANCED GREEN INNOVATIONS, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001470422 Filed Document 0001470422-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Phaetra Capital Fund, LP See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622672 Filed Document 0001622672-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CALICO RESOURCES CORP. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $582,621 Associated Brokers / Dealers N/A CIK Number 0001486286 Filed Document 0001062993-14-006064 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Viatar CTC Solutions Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001615774-14-000208 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Beyond Ingredients, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001617103 Filed Document 0001617103-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Next One's On Me, Inc. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001540822 Filed Document 0001540822-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Amicus Indiana 02, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers N/A CIK Number 0001622751 Filed Document 0001622751-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
BT HOLDINGS, INC. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001569671 Filed Document 0001569671-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Viatar CTC Solutions Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $170,000 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001615774-14-000210 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
PeakEmployee, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001622416 Filed Document 0001622416-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Harvest 55 Hawthorne Co-Invest, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001622533 Filed Document 0001622533-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Meritage Futures Fund L.P. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001428042 Filed Document 0001428042-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
WISER CAPITAL, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001606008 Filed Document 0001606008-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Two Ocean Global Equities Ltd. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589339 Filed Document 0001589339-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LindenGrove Global Inflation Feeder Fund Ltd. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622310 Filed Document 0001622310-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andon Technologies, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $577,500 Associated Brokers / Dealers N/A CIK Number 0001622673 Filed Document 0001622673-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Bowery Opportunity Fund, Ltd. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588477 Filed Document 0000902664-14-004119 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
APS Greater China Long/Short Fund See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522908 Filed Document 0001522908-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Alliance Independent Marketing L.L.C. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001622833 Filed Document 0001622833-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Medicine Man Technologies, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001622879 Filed Document 0001019687-14-003915 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Confederate Motors, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $236,500 Associated Brokers / Dealers N/A CIK Number 0001346346 Filed Document 0001441557-14-000048 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BIOPHARM PARENT HOLDING, INC. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $33,788,194 Associated Brokers / Dealers N/A CIK Number 0001622945 Filed Document 0001405086-14-000284 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Dane Capital Fund, LP See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622188 Filed Document 0001622188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BT HOLDINGS, INC. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $40,000,012 Associated Brokers / Dealers N/A CIK Number 0001569671 Filed Document 0001569671-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Viatar CTC Solutions Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001615774-14-000211 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
AutoMD, Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001622733 Filed Document 0001622733-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Viatar CTC Solutions Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,675,000 Associated Brokers / Dealers N/A CIK Number 0001616495 Filed Document 0001615774-14-000209 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Zirtual Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001566557 Filed Document 0000897069-14-000439 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Practice Fusion Inc See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001461356 Filed Document 0001461356-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LV Futures Fund L.P. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney CIK Number 0001428043 Filed Document 0001428043-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Harvest Franchise Fund Offshore, Ltd. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538232 Filed Document 0001538232-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tenzing Global Investors Fund I LP See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538790 Filed Document 0001536125-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZP Energy Fund, L.P. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620031 Filed Document 0001620031-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harkey PPI Minerals Acquisition I, L.P. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001622692 Filed Document 0001622692-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stone Beach Fund See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622838 Filed Document 0001622838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kineta One, LLC See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497524 Filed Document 0001497524-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PA Direct Credit Opportunities Fund II, L.P. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001621042 Filed Document 0001621042-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Complete Financial Solutions Inc. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001621888 Filed Document 0001621888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Nemus See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $455,100 Associated Brokers / Dealers N/A CIK Number 0001611294 Filed Document 0001140361-14-038569 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CALICO RESOURCES CORP. See All Filings	D	2014-10-20 00:00:00 UTC
Amount To Be Raised $472,620 Associated Brokers / Dealers N/A CIK Number 0001486286 Filed Document 0001062993-14-006067 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
COLLWICK PREMIER ACCESS FUND, LTD. See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589190 Filed Document 0000919574-14-005825 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morgan Stanley Managed Futures Custom Solutions Fund LP See All Filings	D/A	2014-10-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590482 Filed Document 0001590482-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity