Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Entefy Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $1,590,000 Associated Brokers / Dealers N/A CIK Number 0001550796 Filed Document 0001550796-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lepercq-Amcur,Sicav-FIS See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536991 Filed Document 0001507943-14-000059 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Velocity Marketing Group, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Commerce Street Capital, LLC CIK Number 0001508882 Filed Document 0001508882-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Igneous Systems, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $23,676,166 Associated Brokers / Dealers N/A CIK Number 0001607370 Filed Document 0001607370-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
ONEILL ALPHA FUND LP See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001421187 Filed Document 0001421187-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
KEYSTONE PRIVATE MARKET OPPORTUNITIES VI(Q), L.P. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc, Mount Yale Securities, LLC, Orchard Securities, LLC, Cambridge Investment Research, Inc., and Silver Leaf Partners, LLC CIK Number 0001607158 Filed Document 0001607158-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RxBio Holdings, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001498139 Filed Document 0001498139-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Loomis Sayles Core Plus Fixed Income Trust See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557645 Filed Document 0001557645-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
MIDWAY MARKET NEUTRAL FUND LLC See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALTERNATIVE ASSET MANAGEMENT SECURITIES, LLC CIK Number 0001281150 Filed Document 0001281150-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Empery International, Ltd. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550601 Filed Document 0001550601-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Surface Properties Investment Fund V LP See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001607433 Filed Document 0001607433-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Decision Lens Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001607486 Filed Document 0001607486-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Structured Alpha Multi-Beta Series LLC I See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607166 Filed Document 0001607166-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Gliacure, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $4,999,091 Associated Brokers / Dealers N/A CIK Number 0001543496 Filed Document 0001543496-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GGV Capital V L.P. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $621,920,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001605612 Filed Document 0001605612-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gamzoo Media, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001607409 Filed Document 0001607409-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Meadow Real Estate Fund III LP See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001607493 Filed Document 0001607493-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nova Towers Holdings I, LLC See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001598974 Filed Document 0001598974-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
PAVILION ESTATES, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001606685 Filed Document 0001606685-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Natural Food Works, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001582933 Filed Document 0001582933-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
ICE Global Credit Alpha Fund (Cayman), Ltd. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576214 Filed Document 0001576214-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frisco RoughRiders LP See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001607249 Filed Document 0001607249-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Zymergen-Fund, a series of AngelList-JR-Funds, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $244,580 Associated Brokers / Dealers N/A CIK Number 0001607037 Filed Document 0001607037-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PFM Diversified Principals Fund, L.P. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001303371 Filed Document 0000935836-14-000292 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gentry Technology Fund II LLC - Series A-1 See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001607230 Filed Document 0001607230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
CAIS Two Sigma Horizon Cayman Fund Ltd. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607358 Filed Document 0001566114-14-000034 Exclusions or Exemptions 506c Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EV Holdings, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001541839 Filed Document 0001541839-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Weaved-Fund, a series of AngelList-CF-Funds, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $185,500 Associated Brokers / Dealers N/A CIK Number 0001607442 Filed Document 0001607442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Coin-Fund, a series of AngelList-BP-Funds, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $185,000 Associated Brokers / Dealers N/A CIK Number 0001607426 Filed Document 0001607426-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montegra Warehouse Fund, L.P. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001606484 Filed Document 0000949353-14-000091 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ComCapp Enclave, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers Braymen Lambert and Noel Securities CIK Number 0001607270 Filed Document 0001607270-14-000004 Exclusions or Exemptions 506c Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Permira V L.P.2 See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575670 Filed Document 0001140361-14-018920 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIQUIDPLANNER INC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001443793 Filed Document 0001443793-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SA Ignite Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001508806 Filed Document 0001508806-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
RealtyShares 9, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001607298 Filed Document 0001607298-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MAG2020 Suncrest Investors, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001606022 Filed Document 0001606022-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $5,817,742 Associated Brokers / Dealers David Fisher, Thomas Chisholm, Kevin Ballou, and Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-14-000178 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $38,177,312 Associated Brokers / Dealers Craig Main and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-14-000180 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Versaci Interactive Gaming Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607272 Filed Document 0001607272-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
CALIBER HOLDING COMPANY, LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $26,075,595 Associated Brokers / Dealers N/A CIK Number 0001605332 Filed Document 0001362118-14-000066 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
IDentia, Inc. See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001603435 Filed Document 0001603435-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised $9,116,200 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-14-000173 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Visual Supply Co See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $40,000,043 Associated Brokers / Dealers N/A CIK Number 0001605632 Filed Document 0001605632-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Saba Capital Tail Hedge Partners, L.P. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498872 Filed Document 0000902664-14-002362 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ePals Corp See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $564,579 Associated Brokers / Dealers N/A CIK Number 0001527457 Filed Document 0001062993-14-002619 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
uniRow Inc See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $376,000 Associated Brokers / Dealers N/A CIK Number 0001607196 Filed Document 0001607196-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners Strategic Investment Fund-A, L.P. See All Filings	D/A	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507560 Filed Document 0000902664-14-002355 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Avalon Global Real Assets Fund, LP See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Wealth Management LLC CIK Number 0001603224 Filed Document 0000945621-14-000134 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVAXIA BIOLOGICS, Inc See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001534899 Filed Document 0001534899-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
DA LOBSTA LLC See All Filings	D	2014-05-06 00:00:00 UTC
Amount To Be Raised $70,000 Associated Brokers / Dealers N/A CIK Number 0001607056 Filed Document 0001607056-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt