Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Loadcraft Site Services LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607488 Filed Document 0001209191-14-032078 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ALDER CAPITAL PARTNERS I LP See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001175652 Filed Document 0000935836-14-000287 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ATTAIN SHORT TERM ALPHA FUND, LLC See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Management Partners Inc., Altegris Investment Inc, Uhlmann Price Securities LLC, Brookstone Securities, Inc, and Scottsdale Capital Advisors Corp CIK Number 0001120177 Filed Document 0001120177-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caspian Focused Credit International Fund See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597208 Filed Document 0001597208-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verto Direct Opportunity Offshore Feeder, LP See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607446 Filed Document 0000950103-14-003355 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Enumeral Biomedical Corp. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BlackBook Capital LLC CIK Number 0001518957 Filed Document 0001518957-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Riverloft Offshore Fund Ltd. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519870 Filed Document 0001012975-14-000265 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ChargePoint, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers N/A CIK Number 0001458075 Filed Document 0001458075-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Venovate Holdings, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607470 Filed Document 0001607470-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Trainer Rx, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001607366 Filed Document 0001607366-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CENTRAL FEDERAL CORP See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers McDonald Partners LLC CIK Number 0001070680 Filed Document 0001070680-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Scholastica, LLC See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001547518 Filed Document 0001547518-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Choremonster Inc. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001583387 Filed Document 0001583387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MIDDLETON 1000 CLARK INVESTORS LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001607365 Filed Document 0001607365-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ICE Global Credit Fund (Cayman), Ltd. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001576191 Filed Document 0001576191-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loomis Sayles Agency MBS Trust See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607374 Filed Document 0001607374-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Puller 20-1 Joint Venture See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers No Sales Commissions CIK Number 0001607410 Filed Document 0001607410-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
LANDSCAPE CAPITAL PARTNERS, L.P. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James Crocker Colen, William J. Irwin, and Shane Irving Burn CIK Number 0001374914 Filed Document 0000919574-14-002841 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nishkama Capital Fund LP See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576917 Filed Document 0001576917-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Woodspear Florida Gardens, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001605865 Filed Document 0001605865-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DSC Thomson Reuters VC Index Partners, L.P. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559325 Filed Document 0001315863-14-000291 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T & E INVESTMENT GROUP, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001456918 Filed Document 0001456918-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Uvize, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001605897 Filed Document 0001605897-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
T&H Capital, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $14,200,000 Associated Brokers / Dealers N/A CIK Number 0001557154 Filed Document 0001557154-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PFM Diversified Eureka Fund, L.P. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471638 Filed Document 0000935836-14-000288 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUTURA LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $640,000 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
PFM HEALTHCARE FUND L P See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001345347 Filed Document 0000935836-14-000290 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arjuna Solutions, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001561863 Filed Document 0001561863-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AssetAvenue 101, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $485,000 Associated Brokers / Dealers N/A CIK Number 0001606200 Filed Document 0001606200-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Concept3D, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $1,249,975 Associated Brokers / Dealers N/A CIK Number 0001607308 Filed Document 0001607308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
12 AFTER MARKET/LETHA B, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $157,000 Associated Brokers / Dealers N/A CIK Number 0001607390 Filed Document 0001607390-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Spinifex Pharmaceuticals Inc See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001607267 Filed Document 0001607267-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
OPUS POINT HEALTHCARE INNOVATIONS FUND, L.P. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469584 Filed Document 0001469584-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Concourse Capital Partners Offshore Fund, Ltd. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001504158 Filed Document 0001504158-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCSA LLC See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001605159 Filed Document 0001605159-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Spensa Technologies, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607360 Filed Document 0001607360-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SEI Global Private Assets III, L.P. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603114 Filed Document 0001603114-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Diversified Arbitrage Strategies Ltd. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481761 Filed Document 0001481761-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Loomis Sayles Credit Asset Trust See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460284 Filed Document 0001460284-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
GAVEKAL ASIAN OPPORTUNITIES UCITS FUND See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548914 Filed Document 0001405086-14-000158 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
SkyView Long/Short Equity Fund LLC See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481207 Filed Document 0000945621-14-000143 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broad Insurance Strategies Fund, LLC See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001607394 Filed Document 0001607394-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PFM DIVERSIFIED FUND LP See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401164 Filed Document 0000935836-14-000291 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Poached Jobs, Inc. See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001606630 Filed Document 0001606630-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Debt
PFM Diversified Fund A.I., L.P. See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495814 Filed Document 0000935836-14-000289 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KINGSGATE CONSOLIDATED LTD See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers MORGAN STANLEY & CO. LLC CIK Number 0001409070 Filed Document 0001409070-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
PM Fund III LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers none CIK Number 0001607372 Filed Document 0001607372-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Realty Profits, LL See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers David Grossman CIK Number 0001602016 Filed Document 0001602016-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HOURGLASS OFFSHORE PARTNERS LP See All Filings	D/A	2014-05-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447622 Filed Document 0001447622-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SupportLocal, LLC See All Filings	D	2014-05-07 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001576072 Filed Document 0001576072-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired