Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EarlyShares.com, Inc. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $3,912,474 Associated Brokers / Dealers N/A CIK Number 0001555488 Filed Document 0001555488-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CHAMPLAIN SMALL CAP FUND LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457037 Filed Document 0001457037-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AAA ARC Fund, L.P. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491536 Filed Document 0001491536-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
tPlus One Fund LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607498 Filed Document 0001607498-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lumos Partners LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $535,000 Associated Brokers / Dealers N/A CIK Number 0001607518 Filed Document 0001607518-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EBY Hospitality Group LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001607535 Filed Document 0001607535-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
eCullet Inc See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001417507 Filed Document 0001417507-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
1810 Investors, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607614 Filed Document 0001607614-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Chartwell Value Opportunities, L.P. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BOOMERANG CAPITAL LLC CIK Number 0001475414 Filed Document 0001413624-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sphera Global Healthcare Fund See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544727 Filed Document 0001607479-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEQUOIA ENERGY PROJECT, LLLP See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001587997 Filed Document 0001587997-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
Coferon, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001508006 Filed Document 0001508006-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Working Capital Partners, Ltd See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524900 Filed Document 0001524900-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gigwalk Inc. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $10,139,061 Associated Brokers / Dealers N/A CIK Number 0001519017 Filed Document 0001243233-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sevo Nutraceuticals, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers n/a CIK Number 0001552703 Filed Document 0001552703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Spreedly, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $499,793 Associated Brokers / Dealers N/A CIK Number 0001579202 Filed Document 0001579202-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SANDERSON INTERNATIONAL VALUE FUND See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231844 Filed Document 0001231844-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WILLIAM BLAIR COMMODITY LONG/SHORT FUND LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001500452 Filed Document 0001382963-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Juno Therapeutics, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $97,000,000 Associated Brokers / Dealers N/A CIK Number 0001594864 Filed Document 0001594864-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ecotrust Forests II, LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001577624 Filed Document 0001577624-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
CAIS OZMF Ltd. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607346 Filed Document 0001566114-14-000037 Exclusions or Exemptions 506c Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDERSON INTERNATIONAL VALUE GROUP TRUST See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277934 Filed Document 0001277934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SeedInvest, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001555353 Filed Document 0001555353-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund I, LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $23,314,288 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001599501 Filed Document 0001599501-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BASELINE ULTRA CORE, L.P. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607382 Filed Document 0001607382-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHAMPLAIN MID CAP FUND LLC See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455594 Filed Document 0001455594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Math Venture Partners, L.P. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001606838 Filed Document 0001606838-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIFT BASIN RESOURCES CORP. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $73,421 Associated Brokers / Dealers N/A CIK Number 0001486798 Filed Document 0001183740-14-000156 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Trinity 2014 LS Fund, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Dee Wayne Cullum CIK Number 0001607569 Filed Document 0001607569-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McLaughlin's Beverage, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001607594 Filed Document 0001607594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
DRONE AVIATION HOLDING CORP. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001178727 Filed Document 0001013762-14-000499 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
1810 Manager, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607616 Filed Document 0001607616-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
976 Madison Restaurant LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001597242 Filed Document 0001597242-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
VIA Motors International, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001607799 Filed Document 0000911959-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Equity
Amici Healthcare Offshore, Ltd. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599667 Filed Document 0000902664-14-002496 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Makeda Capital LP See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607523 Filed Document 0001607523-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIFENEXUS, INC. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $124,000 Associated Brokers / Dealers N/A CIK Number 0001485965 Filed Document 0001485965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sphera Global Healthcare US Fund, L.P. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544728 Filed Document 0001607479-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BuildDirect.com Technologies Inc. See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $1,949,200 Associated Brokers / Dealers N/A CIK Number 0001576159 Filed Document 0001576159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Lyrical Foods, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $7,450,604 Associated Brokers / Dealers N/A CIK Number 0001607580 Filed Document 0001607580-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AIP Phoenix Global Real Estate Fund II Feeder 2013 LP See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001581492 Filed Document 0001578105-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BASELINE ENCORE, L.P. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607379 Filed Document 0001607379-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diamond Peak Traders, LP See All Filings	D/A	2014-05-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001413624 Filed Document 0001413624-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
simplifyMD, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $952,000 Associated Brokers / Dealers N/A CIK Number 0001533651 Filed Document 0001533651-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
NeoStem, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $38,000,000 Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0000320017 Filed Document 0000905718-14-000195 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gigwalk Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $10,139,061 Associated Brokers / Dealers N/A CIK Number 0001519017 Filed Document 0001243233-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eckard Global, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $828,750 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
scubaba.com, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607532 Filed Document 0000906555-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NiteHawk Pediatric Urgent Care, LLC See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001607395 Filed Document 0001607395-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Thoughtful Media Group, Inc. See All Filings	D	2014-05-08 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Euro Pacific Capital and Digital Offering LLC CIK Number 0001606726 Filed Document 0001606726-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-05-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt