Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2014-10-22 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Kevin Bachler CIK Number 0001135856 Filed Document 0001135856-14-000300 Exclusions or Exemptions 506b Accepted Date 2014-10-22 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mawson Resources Ltd See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $4,793,454 Associated Brokers / Dealers N/A CIK Number 0001622629 Filed Document 0000949353-14-000130 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
PERCEIVANT, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001565499 Filed Document 0001565499-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
XAMBALA Inc See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001214863 Filed Document 0001214863-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
International Stem Cell CORP See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers H.C.Wainwright and Co. LLC CIK Number 0001355790 Filed Document 0001209191-14-064467 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Safe Fleet Investments LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $90,052,000 Associated Brokers / Dealers N/A CIK Number 0001622260 Filed Document 0001622259-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
PCM Companies, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $13,500,891 Associated Brokers / Dealers N/A CIK Number 0001507685 Filed Document 0001507685-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Noodle Canyon # 1 Joint Venture See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $132,000 Associated Brokers / Dealers N/A CIK Number 0001622845 Filed Document 0001622845-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
HedgeForum Metacapital, Ltd. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001592511 Filed Document 0001592511-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tribute Pharmaceuticals Canada Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $6,579,082 Associated Brokers / Dealers N/A CIK Number 0001159019 Filed Document 0001354488-14-005207 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
FANZO, INC. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001560563 Filed Document 0001560563-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Earth Wind & Fire Fund Ltd. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475825 Filed Document 0001475825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TARANIS RESOURCES INC See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $24,310 Associated Brokers / Dealers N/A CIK Number 0001377524 Filed Document 0001183740-14-000325 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Senzar Healthcare International Fund, Ltd. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599876 Filed Document 0000919574-14-005835 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dells Parkway Hotel Group, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,752,500 Associated Brokers / Dealers N/A CIK Number 0001601685 Filed Document 0001601685-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
IQ Absolute Return Select (Offshore) Fund, Ltd. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533068 Filed Document 0001533068-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Project Travel, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $699,720 Associated Brokers / Dealers N/A CIK Number 0001622900 Filed Document 0001622900-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Travel Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Insignia Capital Partners (Parallel A), L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586845 Filed Document 0001586845-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LFM Capital Partners, L.P. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $108,850,000 Associated Brokers / Dealers N/A CIK Number 0001622534 Filed Document 0001622534-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKADEUM LIFE SCIENCES, INC. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001622872 Filed Document 0001622872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Thty-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $233,223 Associated Brokers / Dealers N/A CIK Number 0001622204 Filed Document 0001622204-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Glenview, Ltd. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001612444 Filed Document 0001612444-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ACG WINDER, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers Not Applicable CIK Number 0001622839 Filed Document 0001622839-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
XappMedia, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001574093 Filed Document 0001574093-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
MyFab5, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001622484 Filed Document 0001622484-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
OP Riverview Holdings, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001622559 Filed Document 0001622559-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
EREP Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001622566 Filed Document 0001622566-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
MOBO SYSTEMS, INC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $10,000,038 Associated Brokers / Dealers N/A CIK Number 0001431695 Filed Document 0001231919-14-000036 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HempZen Enterprises, Ltd. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001623044 Filed Document 0001623044-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
PRIME INCOME PROPERTIES - CORTEZ PLAZA LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $410,000 Associated Brokers / Dealers Charles Bryan Cothran CIK Number 0001430848 Filed Document 0001430848-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alternative Brokerage, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001622937 Filed Document 0001622937-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Domain Holdings Group, Inc. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers Empire Asset Management Company CIK Number 0001518699 Filed Document 0001518699-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Grant Van Der Jagt See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Grant Van Der Jagt CIK Number 0001622064 Filed Document 0001622064-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TUPL, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001621345 Filed Document 0001621345-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Tribute Pharmaceuticals Canada Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $1,118,000 Associated Brokers / Dealers N/A CIK Number 0001159019 Filed Document 0001354488-14-005206 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
Pantheon Global Infrastructure Holdings - Holte, L.P. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622639 Filed Document 0001622639-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Safe Fleet Holdings LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $90,052,000 Associated Brokers / Dealers N/A CIK Number 0001622259 Filed Document 0001622259-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
SNL Financial LC See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526823 Filed Document 0000895345-14-000280 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Vinci Zafferano Emerging Markets Opportunities Fund, L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589646 Filed Document 0001589646-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OverDog, Inc. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001431941 Filed Document 0001431941-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Innovational Funding, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $50,002 Associated Brokers / Dealers N/A CIK Number 0001606881 Filed Document 0001606881-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
405Labs, Inc. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $2,330,000 Associated Brokers / Dealers N/A CIK Number 0001622029 Filed Document 0001622029-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NFR BIOENERGY, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Loeb Partners Corporation CIK Number 0001622815 Filed Document 0001622815-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
DENOVO SCIENCES, INC. See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001545264 Filed Document 0001545264-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Tactical Wealth Strategic Growth Fund, L.P. See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482615 Filed Document 0001587378-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
AngelList-mvr-jomu-Fund, a series of AngelList-TS-Funds, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $81,478 Associated Brokers / Dealers N/A CIK Number 0001622911 Filed Document 0001622911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DISCOVERY LABORATORIES INC /DE/ See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0000946486 Filed Document 0000946486-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Dual Therapeutics, LLC See All Filings	D/A	2014-10-21 00:00:00 UTC
Amount To Be Raised $15,309,611 Associated Brokers / Dealers N/A CIK Number 0001575797 Filed Document 0001575797-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NPC III, LLC See All Filings	D	2014-10-21 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-10-21 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt