Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
United Rheumatology, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639944 Filed Document 0001639944-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ExchangeRight Net Leased Portfolio 9 DST See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $21,875,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001640366 Filed Document 0001640366-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Smule, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001441408 Filed Document 0001441408-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GKX, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001640585 Filed Document 0001640585-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Diamond Kinetics, Inc. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001613961 Filed Document 0001613961-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
PALO ALTO PE MASTER FUND LP See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639547 Filed Document 0001639547-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roomi Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001639718 Filed Document 0001639718-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MA Multifamily Master Holdings LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638188 Filed Document 0001638188-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
KWK Partners Offshore, Ltd. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490077 Filed Document 0001460406-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PT Holdings, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001616326 Filed Document 0001616326-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Calabash Bioscience, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001640323 Filed Document 0001640323-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
PIPER PARTNERSHIP See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,409,088 Associated Brokers / Dealers ALL FINRA REGISTERED REPRESENTATIVES CIK Number 0001639883 Filed Document 0001639883-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Sapient Fund I, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640355 Filed Document 0001640355-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Senior Housing NVCA LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $6,740,000 Associated Brokers / Dealers N/A CIK Number 0001640391 Filed Document 0001640391-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
K2 INVESTMENT PARTNERS LP See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000937529 Filed Document 0001507943-15-000076 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Lyft Fund LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001640006 Filed Document 0001445866-15-000475 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RAMA CAPITAL ADVISORS, INC. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mortgage Money Market, Inc. and Erez J. Chanin CIK Number 0001518325 Filed Document 0001518325-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Wilshire Solutions Funds Trust See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574159 Filed Document 0001574159-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND LLC See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001397665 Filed Document 0001140361-15-016288 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makena Absolute Return Associates, L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548173 Filed Document 0001548173-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makena Absolute Return Associates (Cayman), L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MAB Partners LLP CIK Number 0001548172 Filed Document 0001548172-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRIGHT.MD INC. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $3,493,106 Associated Brokers / Dealers N/A CIK Number 0001600537 Filed Document 0001600537-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
BAO INVESTMENT GROUP, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $440,000 Associated Brokers / Dealers N/A CIK Number 0001640374 Filed Document 0001640374-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
13 GIANT OAK/MAGIC SHAW, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $279,000 Associated Brokers / Dealers N/A CIK Number 0001640400 Filed Document 0001640399-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Nth Games, Inc. See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001621672 Filed Document 0001621672-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orthoevidence Inc. See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001640303 Filed Document 0001640303-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Murj, Inc. See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $1,149,999 Associated Brokers / Dealers N/A CIK Number 0001636728 Filed Document 0001636728-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NanoFlex Power Corp See All Filings	D/A	2015-04-22 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001571636 Filed Document 0001571636-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Peloton Interactive, Inc. See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001639825 Filed Document 0001639825-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Huya Bioscience International, LLC See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001461506 Filed Document 0001461506-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Gran Paradiso Capital Partners, LLC See All Filings	D/A	2015-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532719 Filed Document 0001532719-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LK Opportunities Fund II, L.P. See All Filings	D/A	2015-04-22 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001634765 Filed Document 0001634765-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wild Blue Partners LP See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640135 Filed Document 0001640135-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hunt Capital Partners Tax Credit Fund 17, LP See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $85,633,232 Associated Brokers / Dealers George M. Barry and Joseph R. Herbert CIK Number 0001640165 Filed Document 0001640165-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZA Private Investors LLC See All Filings	D/A	2015-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001519010 Filed Document 0000950103-15-003112 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Southern Oregon Angel Investors 2014, LLC See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001591742 Filed Document 0001591742-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Pershing Gold Corp. See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Noble Financial Capital Markets, Laidlaw & Company (UK) Ltd., Newport Coast Securities, Inc., and Palladium Capital Advisors, LLC CIK Number 0001432196 Filed Document 0001432196-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EVOLUTION NUTRITION, INC. See All Filings	D/A	2015-04-22 00:00:00 UTC
Amount To Be Raised $1,820,000 Associated Brokers / Dealers N/A CIK Number 0001534645 Filed Document 0001534645-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Headlands Capital Secondary Fund, LP See All Filings	D/A	2015-04-22 00:00:00 UTC
Amount To Be Raised $76,555,000 Associated Brokers / Dealers N/A CIK Number 0001529819 Filed Document 0001529819-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACSIS, INC. See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001093067 Filed Document 0001213900-15-002942 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Teng Yue Partners Offshore Fund, L.P. See All Filings	D/A	2015-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515413 Filed Document 0001315863-15-000375 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U S HealthVest, LLC See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001572027 Filed Document 0001572027-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Axonic High Conviction Series A TDF, a group of segregated series of Marble Hill Funds LLC See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636503 Filed Document 0001636503-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Tee Road, Limited Partnership See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001639745 Filed Document 0001639745-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Madwire Media, LLC See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001586761 Filed Document 0001586761-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Home-11-Fund, a series of AngelList-FGR-Funds, LLC See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $385,002 Associated Brokers / Dealers N/A CIK Number 0001640261 Filed Document 0001640261-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharmacy Portfolio VII DST See All Filings	D/A	2015-04-22 00:00:00 UTC
Amount To Be Raised $14,818,729 Associated Brokers / Dealers Inland Securities Corporation, Dwight K. Kay, John S. Weiss, Chay T. Lapin, Barry W. Lemay, Taylor D. Ashland, Eric S. Scaff, Michael A. Bendix, Corbin S. Thomas, Mark A. Kosanke, Joral T. Schmalle, Mark A. Law, James T. Walesa, Troy Thomas, David B. Levinson, William J. Connaker, William S. Sheehan, Tomas J. Velken, Robert R. Tweed, Matthew B. Brozik, Joseph A. Nugent, Charles B. Runnels, Joseph G. Michaletz, Terri L. Fassi, John P. Harvey, Jr., Robert S. Smith, Robert A. Horning, and Robert J. Binkele CIK Number 0001628725 Filed Document 0001628725-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Verno Capital Growth Fund LP See All Filings	D/A	2015-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547508 Filed Document 0000919574-15-003700 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Strategy Portfolio Caselton Fund, Ltd. See All Filings	D/A	2015-04-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001529316 Filed Document 0001140361-15-016078 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CareDox Inc. See All Filings	D	2015-04-22 00:00:00 UTC
Amount To Be Raised $1,517,949 Associated Brokers / Dealers N/A CIK Number 0001517611 Filed Document 0001517611-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity