Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Phineus Voyager Offshore Fund, Ltd. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550955 Filed Document 0001550955-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Compass Private Investments 2015 LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639739 Filed Document 0001639739-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUCSIA PRODUCTIONS INC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers ALLSTATE FINANCIAL SERVICES and JP MORGAN SECURITIES CIK Number 0001640353 Filed Document 0001640353-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CAVENDISH GLOBAL LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640236 Filed Document 0001640236-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Avincel Group, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001581502 Filed Document 0001581502-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Entefy Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001550796 Filed Document 0001550796-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Rent The Runway Fund LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001640049 Filed Document 0001445866-15-000473 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ABOUTONE, INC. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001513110 Filed Document 0001382963-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
GFBC, Inc. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $4,611,740 Associated Brokers / Dealers N/A CIK Number 0001499329 Filed Document 0001499329-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Holly Lakes MM, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640372 Filed Document 0001640355-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Opportunity Transformation Investments, Inc. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001570730 Filed Document 0001209191-15-035634 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
KWK OPPORTUNITY FUND LP See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460392 Filed Document 0001548317-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Workings Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $12,375,000 Associated Brokers / Dealers N/A CIK Number 0001639729 Filed Document 0001639729-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Harbor I QP Fund LLC See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001404197 Filed Document 0001140361-15-016292 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Brewing & Distilling Company, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001531125 Filed Document 0001531125-15-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Hawk Ridge Partners II, L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steve Friedman CIK Number 0001606283 Filed Document 0001606283-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baceline Debt Free Income Fund IV, LLC See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers David John Turner and Troy Thomas CIK Number 0001569104 Filed Document 0001569104-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
New Life Solution, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $9,136,632 Associated Brokers / Dealers N/A CIK Number 0001529125 Filed Document 0001529125-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lakeshore Capital I LP See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001578105 Filed Document 0001578105-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BIOCURITY HOLDINGS, INC. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Nancy Cass CIK Number 0001639681 Filed Document 0001639681-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Co-Investment Fund I, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001640046 Filed Document 0001640046-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ELIZABETH PARK CAPITAL, L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas McDonald Partners, LLC and Inverness Securities, LLC CIK Number 0001456279 Filed Document 0000909012-15-000185 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makena Absolute Return Splitter X, L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548176 Filed Document 0001548176-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAGE Ventures LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001639969 Filed Document 0001639969-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
LoanHero, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $999,824 Associated Brokers / Dealers N/A CIK Number 0001636564 Filed Document 0001636564-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Columbia Pacific Partners Fund (Delaware), L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ryan Gold and Simon Fischer CIK Number 0001574344 Filed Document 0001507943-15-000079 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eckard Global, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $253,857 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Novus Via, L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001572625 Filed Document 0001572625-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Old Ironsides Energy Fund II-A, LP See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,081,000,000 Associated Brokers / Dealers Campbell Lutyens & Co. Ltd. CIK Number 0001620273 Filed Document 0001620273-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dimension Therapeutics, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $64,999,986 Associated Brokers / Dealers N/A CIK Number 0001592288 Filed Document 0001592288-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ARCM Distressed Energy Opportunities US Feeder Fund Ltd. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $63,500,000 Associated Brokers / Dealers N/A CIK Number 0001638052 Filed Document 0001638052-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLUMBUS CAPITAL QP PARTNERS, L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC CIK Number 0001547357 Filed Document 0001405086-15-000129 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sonoma Capital, LP See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458331 Filed Document 0001013594-15-000308 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lakeside Preferred, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001640430 Filed Document 0001640430-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ESA Toxicology LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001618729 Filed Document 0001618729-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
13 ESKENDEREYA/SAMBORA, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $189,000 Associated Brokers / Dealers N/A CIK Number 0001640386 Filed Document 0001640386-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
a-Parent Media Co. Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $572,500 Associated Brokers / Dealers N/A CIK Number 0001640519 Filed Document 0001140361-15-016359 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kalytera Therapeutics, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001639643 Filed Document 0001639643-15-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
REAMERGE 103, LLC See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001633282 Filed Document 0001632255-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
KWK Merger Arbitrage Fund LP See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548317 Filed Document 0001548317-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kirkwood Warehouse Investors, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001640216 Filed Document 0001640216-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AG REDI, Ltd. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515644 Filed Document 0001515644-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Normal Ears, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001589447 Filed Document 0001589447-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Acadian Emerging Markets Small-Cap Equity Fund, LLC See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001533444 Filed Document 0001533444-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ideal Implant Inc See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001360739 Filed Document 0001360739-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FRONTIER NATURAL RESOURCES INC. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001606264 Filed Document 0001606264-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hawk Ridge Partners LP See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steven Friedman CIK Number 0001410879 Filed Document 0001410879-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Water Generating Systems I, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001639719 Filed Document 0001639719-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
JSDI Celmark Cedar Park, L.P. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $4,690,000 Associated Brokers / Dealers N/A CIK Number 0001640381 Filed Document 0001640381-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ESA Toxicology LLC See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001618729 Filed Document 0001618729-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other