Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Vollero Beach Capital Fund LP See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Phillip M. Plant, William Miller III, Jonathan T. Sands, Debra L. Pipines, George Robert Pidgeon Jr., Neal Tracy Berger, and Brodie Dean Barnes CIK Number 0001466356 Filed Document 0001012975-15-000306 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phineus Master Fund, Ltd. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550953 Filed Document 0001550953-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
POLAR CAPITAL, L. P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001091886 Filed Document 0001091886-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Old Ironsides Energy Fund II-B, LP See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $219,000,000 Associated Brokers / Dealers Campbell Lutyens & Co. Ltd. CIK Number 0001620274 Filed Document 0001620274-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Briar Meads SPV VIII, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $6,425,000 Associated Brokers / Dealers N/A CIK Number 0001640460 Filed Document 0001640460-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Cavendish Investment Partners LP See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640047 Filed Document 0001640047-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
13 COLONEL JOHN/MYSTERY BULLET, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $293,000 Associated Brokers / Dealers N/A CIK Number 0001640399 Filed Document 0001640399-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
EquityZen Jawbone Fund LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001640008 Filed Document 0001445866-15-000474 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kinky Boots UK Ltd Liability Co See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001640407 Filed Document 0001640407-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
LimeSpot Solutions Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001595035 Filed Document 0001595035-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Vintage Place Fund, LP See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001640360 Filed Document 0001640355-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
TBX Cross Asset Strategies Fund LP See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636633 Filed Document 0001091886-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Logistics Trust, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640431 Filed Document 0001640431-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
HedgePremier/OZ OF II Offshore Fund Ltd. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001590431 Filed Document 0001590431-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REAMERGE 104, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001633286 Filed Document 0001633286-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Debt
Odysea Aquarium LLC See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001602547 Filed Document 0001602547-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
MCW Energy Group Ltd See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $300,252 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001183740-15-000090 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CONXTECH INC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $25,000,005 Associated Brokers / Dealers N/A CIK Number 0001335168 Filed Document 0001288649-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hummingbird Resources plc See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $2,963,837 Associated Brokers / Dealers N/A CIK Number 0001507450 Filed Document 0001507450-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Liberty Harbor Distressed Credit Opportunities Fund, L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001464708 Filed Document 0001140361-15-016293 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexar Therapeutics, Inc. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $21,500,000 Associated Brokers / Dealers N/A CIK Number 0001596494 Filed Document 0001596494-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GREEN BLENDER, INC. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640107 Filed Document 0001640107-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
ELIZABETH PARK CAPITAL II L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Securities Corp. and Straus Capital, LLC CIK Number 0001530421 Filed Document 0000909012-15-000184 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORDHAM HOLDINGS GROUP INC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Fordham Financial Management, Inc. CIK Number 0001019998 Filed Document 0001468128-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Columbia Pacific Partners Fund, Ltd. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574345 Filed Document 0001507943-15-000080 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kurion Inc See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001534634 Filed Document 0001534634-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
VIINETWORK, INC. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001454076 Filed Document 0001454076-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Makena Absolute Return Splitter Y, L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548177 Filed Document 0001548177-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gideen Corp See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001623288 Filed Document 0001623288-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
COLUMBUS CAPITAL OFFSHORE QP FUND, LTD. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC CIK Number 0001547276 Filed Document 0001405086-15-000128 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FotoSwipe, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $470,000 Associated Brokers / Dealers N/A CIK Number 0001611900 Filed Document 0001611900-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Vollero Beach Capital Offshore Ltd. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466896 Filed Document 0001012975-15-000307 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phineus Voyager Offshore Fund, Ltd. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550955 Filed Document 0001550955-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Compass Private Investments 2015 LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639739 Filed Document 0001639739-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUCSIA PRODUCTIONS INC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers ALLSTATE FINANCIAL SERVICES and JP MORGAN SECURITIES CIK Number 0001640353 Filed Document 0001640353-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CAVENDISH GLOBAL LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640236 Filed Document 0001640236-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Avincel Group, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001581502 Filed Document 0001581502-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Entefy Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001550796 Filed Document 0001550796-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Rent The Runway Fund LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shriram Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001640049 Filed Document 0001445866-15-000473 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ABOUTONE, INC. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001513110 Filed Document 0001382963-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
GFBC, Inc. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $4,611,740 Associated Brokers / Dealers N/A CIK Number 0001499329 Filed Document 0001499329-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Holly Lakes MM, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640372 Filed Document 0001640355-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Opportunity Transformation Investments, Inc. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001570730 Filed Document 0001209191-15-035634 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
KWK OPPORTUNITY FUND LP See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460392 Filed Document 0001548317-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
General Workings Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $12,375,000 Associated Brokers / Dealers N/A CIK Number 0001639729 Filed Document 0001639729-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Harbor I QP Fund LLC See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001404197 Filed Document 0001140361-15-016292 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Brewing & Distilling Company, LLC See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001531125 Filed Document 0001531125-15-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Hawk Ridge Partners II, L.P. See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steve Friedman CIK Number 0001606283 Filed Document 0001606283-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baceline Debt Free Income Fund IV, LLC See All Filings	D/A	2015-04-23 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers David John Turner and Troy Thomas CIK Number 0001569104 Filed Document 0001569104-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
New Life Solution, Inc. See All Filings	D	2015-04-23 00:00:00 UTC
Amount To Be Raised $9,136,632 Associated Brokers / Dealers N/A CIK Number 0001529125 Filed Document 0001529125-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity