Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Windermere Equity Fund Series See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489787 Filed Document 0001489787-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIOLET GREY INC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $18,739,621 Associated Brokers / Dealers N/A CIK Number 0001593073 Filed Document 0001140361-15-023514 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MW Equity Fund I, LP See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001644072 Filed Document 0001644072-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
IGENICA BIOTHERAPEUTICS, INC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001453044 Filed Document 0001453044-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MODUMETAL INC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001394973 Filed Document 0001394973-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Intelium Corp. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001639290 Filed Document 0001639290-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Touche Tohmatsu Services, Inc. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591229 Filed Document 0001167978-15-000026 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
GMI-LAKE MARY 125, LP See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised $6,110,084 Associated Brokers / Dealers Curt Ladd, Joseph A Ondris, Marc Seeherman, Lawrence A Breen, Charles Geraci, Robert Burns, Brian Smith, and Torry Scott CIK Number 0001637256 Filed Document 0001637256-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Loomis Sayles Credit Asset Trust See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460284 Filed Document 0001460284-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Loomis Sayles Core Plus Fixed Income Trust See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557645 Filed Document 0001557645-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
LATTICE ENGINES INC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001430644 Filed Document 0001430644-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GLC Direct Credit Fund, LP See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001644387 Filed Document 0000908662-15-000246 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GoPay, LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001644427 Filed Document 0001644427-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Cadron Creek Capital LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001644328 Filed Document 0001644328-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
SI HOLDINGS, INC. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610829 Filed Document 0001610829-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Global Equity Fund See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001405788 Filed Document 0001583880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Akahi Fund II LP See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356727 Filed Document 0000935836-15-000307 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace UCITS Funds PLC-MW TOPS UCITS Fund See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001552912 Filed Document 0000902664-15-002747 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Hargray Capital Holdings LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643797 Filed Document 0001181431-15-008005 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Quarry Trail Investments, LLC See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised $12,275,000 Associated Brokers / Dealers NMS Capital Securities, LLC CIK Number 0001643888 Filed Document 0001643888-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
VP Parent Holdings, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $73,131,738 Associated Brokers / Dealers N/A CIK Number 0001644353 Filed Document 0001644353-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Teladoc, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477449 Filed Document 0001477449-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Insightra Medical, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $2,837,500 Associated Brokers / Dealers N/A CIK Number 0001606764 Filed Document 0001606764-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
FLUOROPHARMA MEDICAL, INC. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Merriman Capital, Inc. CIK Number 0001402785 Filed Document 0001415889-15-002006 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Currant, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001644316 Filed Document 0001644316-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Allovue, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001608594 Filed Document 0001608594-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Garelick Capital Partners QP Feeder Fund (Cayman), LTD. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581049 Filed Document 0001581049-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New West Genetics LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001644254 Filed Document 0001644254-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Milne Spirit Works LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001644299 Filed Document 0001644299-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
MLG Private Fund II LLC See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001612144 Filed Document 0001612144-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MobSoc Media LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001580295 Filed Document 0001580295-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Coastal Investment Partners, L.P. See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468078 Filed Document 0001468078-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TrueFacet, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $4,789,935 Associated Brokers / Dealers N/A CIK Number 0001643408 Filed Document 0000905718-15-000527 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DCR Mortgage Partners VII, L.P. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $105,000,000 Associated Brokers / Dealers N/A CIK Number 0001644075 Filed Document 0001644075-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Orange Chef Co See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001592389 Filed Document 0001592389-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CALICO RESOURCES CORP. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $45,925 Associated Brokers / Dealers N/A CIK Number 0001486286 Filed Document 0001062993-15-003306 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mobiveil, Inc. See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001570975 Filed Document 0001570975-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AirLift Investments, LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001644140 Filed Document 0001644140-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SL CAPITAL SOF II LP See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised $291,054,000 Associated Brokers / Dealers STANDARD LIFE INVESTMENTS SECURITIES LLC CIK Number 0001622021 Filed Document 0001622021-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEMSSTOCK FUND LP See All Filings	D/A	2015-06-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611102 Filed Document 0001611102-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BH Bradley 2015, LLC See All Filings	D	2015-06-08 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001644325 Filed Document 0001644325-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
DISTRIBU.TD, INC. See All Filings	D	2015-06-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001644739 Filed Document 0001644739-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-06 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
INVEST FORWARD, INC. See All Filings	D/A	2015-06-06 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001609595 Filed Document 0000947871-15-000428 Exclusions or Exemptions 506b Accepted Date 2015-06-06 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Nomful, Inc. See All Filings	D	2015-06-05 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001643878 Filed Document 0001643878-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
DAVIDSON KEMPNER PARTNERS See All Filings	D/A	2015-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000928549 Filed Document 0000902664-15-002752 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lakeside Class A, LLC See All Filings	D/A	2015-06-05 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001633569 Filed Document 0001633569-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FabFitFun, Inc. See All Filings	D	2015-06-05 00:00:00 UTC
Amount To Be Raised $3,502,440 Associated Brokers / Dealers N/A CIK Number 0001643768 Filed Document 0000950138-15-000396 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Herring Creek Offshore Fund, Ltd. See All Filings	D/A	2015-06-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575767 Filed Document 0000919574-15-004784 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SPACE PENCIL INC See All Filings	D/A	2015-06-05 00:00:00 UTC
Amount To Be Raised $11,300,001 Associated Brokers / Dealers N/A CIK Number 0001436557 Filed Document 0001436557-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity