Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Common Stock Series #2, as series of Generation Capital Partners ZirMed LP See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $3,000,005 Associated Brokers / Dealers N/A CIK Number 0001658729 Filed Document 0001658729-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ARP Wave, LLC See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001564620 Filed Document 0001564620-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
JEO Building Co See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $336,920 Associated Brokers / Dealers N/A CIK Number 0001657707 Filed Document 0001657707-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KINDERHOOK BANK CORP See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Ambassador Financial Group, Inc. CIK Number 0001025991 Filed Document 0001025991-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
WE MALABAR LAKES LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers DOV LEWANONI, DREAM ADVISORS, and LCB LLC CIK Number 0001659153 Filed Document 0001078782-15-001942 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Eastside Heights, LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $6,992,816 Associated Brokers / Dealers N/A CIK Number 0001657957 Filed Document 0001657957-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
zSpace, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $55,002,327 Associated Brokers / Dealers Gulf Islamic Investments CIK Number 0001637147 Filed Document 0001637147-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Digitzs Solutions, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $579,455 Associated Brokers / Dealers N/A CIK Number 0001651217 Filed Document 0001651217-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Invasor Capital Fund, LP See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602085 Filed Document 0001315863-15-000878 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LINDSELL TRAIN GLOBAL EQUITY LLC See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Elizabeth Armstrong Palmer CIK Number 0001623798 Filed Document 0001140361-15-040790 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OneWall Global (US) Fund LP See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533093 Filed Document 0000902664-15-004161 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McCarthy Capital Fund VI, L.P. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001657255 Filed Document 0000908662-15-000323 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Brett Ellen, Armand Fidler, and Blair Van Buren CIK Number 0001135856 Filed Document 0001135856-15-000288 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
InstantScale XVI LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $225,275 Associated Brokers / Dealers N/A CIK Number 0001656972 Filed Document 0001656972-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vinci Vernier Offshore Fund, Ltd. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657934 Filed Document 0000919574-15-007730 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SportsAction, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001658176 Filed Document 0001658176-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SCOPERTA, INC. See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001350016 Filed Document 0001350016-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
New Mountain Vantage LO (Cayman) Ltd. See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607354 Filed Document 0000950142-15-002400 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garrison Point Opportunities I, LP See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582310 Filed Document 0001582310-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MetLife Core Property Fund, LP See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HFF SECURITIES L.P. CIK Number 0001589733 Filed Document 0001589733-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
root9B Technologies, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001272550 Filed Document 0001354488-15-005360 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MC ASIA LONG TERM UNCONSTRAINED FUND See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001546425 Filed Document 0001546425-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Siguler Guff DREOF II Co-Investment Fund (E), LP See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and The Bank of New York Mellon Corporation CIK Number 0001657550 Filed Document 0001657550-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENVIROMART COMPANIES, INC. See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001552743 Filed Document 0001552743-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PM Manager Fund, SPC-Segregated Portfolio 37 See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624760 Filed Document 0001507943-15-000133 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoQii Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658152 Filed Document 0001658152-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sentic Technologies, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $1,784,998 Associated Brokers / Dealers N/A CIK Number 0001657278 Filed Document 0001657278-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WHCD Holdings, LLC See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001656440 Filed Document 0001656440-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
Bayview MSR Opportunity Domestic, L.P. See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525739 Filed Document 0000902664-15-004250 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ICON ULTIMATE HOLDINGS, LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $13,229,787 Associated Brokers / Dealers N/A CIK Number 0001657540 Filed Document 0001657540-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pershing Square International, Ltd. See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities Inc. and Credit Suisse Securities (Europe) Limited CIK Number 0001324919 Filed Document 0001324919-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OLD WEST INCOME FUND LP See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451998 Filed Document 0001451998-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Crest Holdings, LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $9,935,960 Associated Brokers / Dealers Yoram Mehr, BIN, LLC, Pioneer, and David Turner CIK Number 0001654415 Filed Document 0001654415-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WIC MANAGED VOLATILITY & INCOME FUND, L.P. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510395 Filed Document 0001510395-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spectrum Credit Opportunities Offshore Fund II, LP See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001587931 Filed Document 0001587629-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STEADY GAIN PARTNERS LP See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001316669 Filed Document 0001316669-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Project Cloudkey Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001637158 Filed Document 0001651217-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Waddell & Reed Asset Strategy Fund, LLC See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001462237 Filed Document 0001393725-15-000129 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROAR Athletic Performance Corp. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628891 Filed Document 0001628891-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Marmont, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001657418 Filed Document 0001657418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pacific 12 Lenders, LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001658207 Filed Document 0001658207-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Qool Therapeutics, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Brockett Tamny & Co. CIK Number 0001658096 Filed Document 0001658096-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Peleus Forecasting, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657949 Filed Document 0001657949-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Debt
A-MZN-17-Fund, a series of AX-EC-Funds, LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $92,998 Associated Brokers / Dealers N/A CIK Number 0001658061 Filed Document 0001658061-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-EBO-13-Fund, a series of AngelList-BaRs-Funds, LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $141,500 Associated Brokers / Dealers N/A CIK Number 0001658073 Filed Document 0001658073-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1111 W Street, LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001658053 Filed Document 0001658053-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
A-FTD-11-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $168,000 Associated Brokers / Dealers N/A CIK Number 0001658045 Filed Document 0001658045-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gainsight, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $51,699,993 Associated Brokers / Dealers N/A CIK Number 0001591441 Filed Document 0001591441-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Forkyoo, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657002 Filed Document 0001657002-15-000001 Exclusions or Exemptions 504, 505, 504.1, and 506c Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fiera Capital Corp See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505817 Filed Document 0000950103-15-008836 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets $Over $100,000,000 Type of Security Equity