Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Roundabout Partners LP See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581387 Filed Document 0001315863-15-000948 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RT SQ Special Opportunities, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $26,400,000 Associated Brokers / Dealers N/A CIK Number 0001658427 Filed Document 0001658427-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Weiss Capital Management, L.P. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594424 Filed Document 0001594424-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHLAND RESIDENTIAL DEVELOPMENT FUND II, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers None CIK Number 0001658980 Filed Document 0001658980-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Front Sight Leasing, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001658805 Filed Document 0001658805-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Equity
MADKUDU INC. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001644271 Filed Document 0001644271-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
EnVen Energy Corp See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FBR CAPITAL MARKETS & CO. CIK Number 0001658099 Filed Document 0001140361-15-042493 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ECHO STREET GOODCO SELECT, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655208 Filed Document 0000919574-15-008339 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avidbank Holdings, Inc. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001443575 Filed Document 0001140361-15-042575 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CORE GLOBAL OPPORTUNITIES FUND LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315408 Filed Document 0001140361-15-043667 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Z Loan & Investment, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-15-000016 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Echo Street Capital Partners (QP), LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341761 Filed Document 0000919574-15-008341 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wellgreen Platinum Ltd. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $6,439,965 Associated Brokers / Dealers N/A CIK Number 0001535652 Filed Document 0001535652-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
BSREP II Center Parcs Co-Invest 2 L.P. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001659206 Filed Document 0001659204-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Bankers South High Yield Fund A, LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001506390 Filed Document 0001506390-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
EchoNous, Inc. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658708 Filed Document 0001168404-15-000026 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
iCross Fund 3 LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001657741 Filed Document 0001657741-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
A&Q Technology Fund LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001281771 Filed Document 0001140361-15-042579 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Genesis Drilling Program VIII LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Ronald Denk CIK Number 0001633418 Filed Document 0001633418-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PEY Capital, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594423 Filed Document 0001594423-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TAX EFFICIENT INFLATION PROTECTION STRATEGY LLC SER D See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001439860 Filed Document 0001615774-15-003409 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Term Fund 2015 See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519771 Filed Document 0001658238-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyncean Technologies, Inc. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $3,165,749 Associated Brokers / Dealers Culver Capital Group, Inc. CIK Number 0001520120 Filed Document 0001520120-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PHARMATROPHIX INC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised $10,300,000 Associated Brokers / Dealers N/A CIK Number 0001425819 Filed Document 0001425819-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Longwood Ventures, LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601194 Filed Document 0001601194-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSO Special Situations Overseas Fund II, Ltd. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592078 Filed Document 0000902664-15-004348 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Overstone Fund Plc. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341344 Filed Document 0001012975-15-000797 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
WILKINSON O'GRADY GLOBAL EQUITY PARTNERS LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361827 Filed Document 0001615774-15-003411 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001571428 Filed Document 0001571428-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001559559 Filed Document 0001559559-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New State Capital Partners Friends & Family Co-Investment Fund, LP See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001658795 Filed Document 0001658795-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Tail Risk Hedging March Onshore Fund LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001585851 Filed Document 0001585851-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INNOVATIVE RECYCLING INC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001658495 Filed Document 0001658495-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Fort Washington Emerging Market Debt LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565712 Filed Document 0001565712-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Minotaur Exploration Ltd See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $711,671 Associated Brokers / Dealers N/A CIK Number 0001658492 Filed Document 0001534122-15-000073 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Fort Washington Full Discretion Fixed Income LLC See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555669 Filed Document 0001555669-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardmore New River, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $4,450,000 Associated Brokers / Dealers N/A CIK Number 0001658151 Filed Document 0001658151-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ECHO STREET CAPITAL PARTNERS OFFSHORE LTD. See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618929 Filed Document 0000919574-15-008345 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cielo Debt Cap I, L.P. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001658311 Filed Document 0001657727-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cideroad, LLC See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001659028 Filed Document 0001659028-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BSREP II Center Parcs Co-Invest L.P. See All Filings	D	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KB Investment & Securities Co. Ltd. and Brookfield Private Advisors LLC CIK Number 0001659204 Filed Document 0001659204-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
CORE VEGA FUND LP See All Filings	D/A	2015-11-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508620 Filed Document 0001140361-15-043647 Exclusions or Exemptions 506b Accepted Date 2015-11-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GROUNDFLOOR FINANCE INC. See All Filings	1-A	2015-11-19 15:11:06 UTC
Amount To Be Raised $999,500 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-15-066934 Accepted Date 2015-11-19 15:11:06 UTC Type of Offering 1-A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $16,224 State of Jurisdiction GEORGIA Type of Security Other(describe)
WJA ASSET MANAGEMENT TRUST See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001640028 Filed Document 0001640028-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Prosight Fund, LP See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453938 Filed Document 0001453938-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECOVA METALS CORP. See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $15,168 Associated Brokers / Dealers N/A CIK Number 0001657800 Filed Document 0001183740-15-000258 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
StratusLIVE LLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $2,471,740 Associated Brokers / Dealers N/A CIK Number 0001577127 Filed Document 0001577127-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN PA SURGERY CENTER WEXFORD BRANCH LLC See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $557,166 Associated Brokers / Dealers N/A CIK Number 0001079159 Filed Document 0001079159-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Rebates USA, Inc See All Filings	D	2015-11-19 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001657488 Filed Document 0001657488-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WALLSTREET COMMERCE & TRADE INSTITUTE, INC. See All Filings	D/A	2015-11-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN INTERNATIONAL TRADE CORP. CIK Number 0001550702 Filed Document 0001550702-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-19 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity