Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fir Tree Special Opportunities Fund IV, LP See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587218 Filed Document 0001315863-15-000570 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Niki Delano, LP See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001646913 Filed Document 0001646913-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cloudbreak Health, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $40,173,500 Associated Brokers / Dealers N/A CIK Number 0001646841 Filed Document 0001646841-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ENDOTRONIX INC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001424668 Filed Document 0001424668-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Pirata, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001646973 Filed Document 0001646973-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Yellow Warbler, LP See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465946 Filed Document 0001465946-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree International Value Fund (USTE), L.P. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560982 Filed Document 0001315863-15-000568 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civil Co. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001647015 Filed Document 0001647015-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Covercraft Industries, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $19,000,000 Associated Brokers / Dealers Glaucon Capital Partners, LLC CIK Number 0001646781 Filed Document 0001393725-15-000092 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Beta Cat Pharmaceuticals, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $3,035,583 Associated Brokers / Dealers N/A CIK Number 0001612655 Filed Document 0001612655-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PCIP Harpers Preserve Series See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $1,557,467 Associated Brokers / Dealers N/A CIK Number 0001646527 Filed Document 0001646527-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
FIR TREE CAPITAL OPPORTUNITY FUND, LTD. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431697 Filed Document 0001315863-15-000557 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kestrel Fund, L.P. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315337 Filed Document 0001315337-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pearlmark Mezzanine Realty Partners IV, L.P. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Applied Capital, LLC CIK Number 0001646447 Filed Document 0001646447-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CPC Covercraft Holdings, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $6,525,000 Associated Brokers / Dealers N/A CIK Number 0001646782 Filed Document 0001393725-15-000093 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZINCAP, INC. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $2,564,000 Associated Brokers / Dealers n/a CIK Number 0001646691 Filed Document 0001646691-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
All Power Labs, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $4,722,719 Associated Brokers / Dealers N/A CIK Number 0001646658 Filed Document 0001646658-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Moody National Operating Partnership I, L.P. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $46,300,000 Associated Brokers / Dealers N/A CIK Number 0001646014 Filed Document 0001646014-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
KHP Fund IV, L.P. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646472 Filed Document 0001646472-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund VI, LP See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615451 Filed Document 0001315863-15-000571 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Star Mountain Resources, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers None CIK Number 0001477168 Filed Document 0001493152-15-002762 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
CB Financial CORP See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $2,885,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0001329385 Filed Document 0001144204-15-040277 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Marlowe Partners Onshore Fund LP See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598883 Filed Document 0001315863-15-000564 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caprock Oil, Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277998 Filed Document 0001354488-15-003229 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GUARANTY BANCSHARES INC /TX/ See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001058867 Filed Document 0001058867-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CSW1A Brewerytown, L.P. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001646579 Filed Document 0001646579-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
EASTER MYSTERIES ON FILM LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001646851 Filed Document 0001646851-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Vertex Energy Inc. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Craig-Hallum Capital Group LLC CIK Number 0000890447 Filed Document 0001214782-15-000050 Exclusions or Exemptions 506c Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Marcato Encore, L.P. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646061 Filed Document 0000950142-15-001578 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altai Capital Terrapin, L.P. See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $25,352,000 Associated Brokers / Dealers N/A CIK Number 0001644544 Filed Document 0000919574-15-005156 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BASSWOOD ENHANCED LONG SHORT FUND LP See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525955 Filed Document 0001405086-15-000188 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Texas Health Surgery Center Rockwall, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $735,000 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001645817 Filed Document 0001645817-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Rger-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $173,000 Associated Brokers / Dealers N/A CIK Number 0001646084 Filed Document 0001646084-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Dynamic Opportunities Fund Ltd. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638565 Filed Document 0001638565-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Novus Biotechnology Fund 1, L.P. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001622840 Filed Document 0001622840-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Millwood Housing Partners, LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $5,850,000 Associated Brokers / Dealers N/A CIK Number 0001646403 Filed Document 0001646403-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund IV, LP See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587218 Filed Document 0001315863-15-000569 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credit Suisse Merger Arbitrage Liquid Index Fund, Ltd. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525831 Filed Document 0001525831-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Credit Suisse Liquid Alternative Beta Index Fund, Ltd. See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525832 Filed Document 0001525832-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pride of Austin Opportunity Fund I, LLC See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001611112 Filed Document 0001611112-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Hotel Group Opportunity Fund III, LLC See All Filings	D/A	2015-07-01 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Swiftsure Securities LLC CIK Number 0001645516 Filed Document 0001645516-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
FundersClub 6Q4 LLC See All Filings	D	2015-07-01 00:00:00 UTC
Amount To Be Raised $763,111 Associated Brokers / Dealers N/A CIK Number 0001646314 Filed Document 0001646314-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AWA Group LP See All Filings	1-A/A	2015-06-30 14:22:43 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001645148 Filed Document 0001213900-15-004857 Accepted Date 2015-06-30 14:22:43 UTC Type of Offering 1-A/A Industry INVESTMENT ADVICE Offering Tier Tier2 Principal Place of Business NORTH CAROLINA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
HomeHero, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $20,000,001 Associated Brokers / Dealers N/A CIK Number 0001647054 Filed Document 0001647054-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NB Alpha Capture Fund L.P. See All Filings	D/A	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC and Barclays Capital Inc. CIK Number 0001616080 Filed Document 0001140361-15-026089 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NextEquity Partners, LLC See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646757 Filed Document 0001646757-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
INVESTX SPV 16-UNCRN LIMITED PARTNERSHIP See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001648248 Filed Document 0001648248-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Bancorp Montana, Inc. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0001478454 Filed Document 0001478454-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MONTANA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Larx Fund I, LP See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646694 Filed Document 0001646694-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARI-CO, INC. See All Filings	D	2015-06-30 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers Madelynn Jones (of COC Inc.) CIK Number 0001637771 Filed Document 0001376474-15-000229 Exclusions or Exemptions 506c Accepted Date 2015-06-30 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity