|
|
D/A |
2015-12-10 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598783
- Filed Document
- 0001598783-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-10 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Construction
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-10 00:00:00 UTC |
- Amount To Be Raised
- $539,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660488
- Filed Document
- 0001660488-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2015-12-10 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659700
- Filed Document
- 0001623632-15-001932
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-12-10 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
1-A/A |
2015-12-09 17:21:44 UTC |
- Amount To Be Raised
- $19,911,696
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654551
- Filed Document
- 0001144204-15-070169
- Accepted Date
- 2015-12-09 17:21:44 UTC
- Type of Offering
- 1-A/A
- Industry
- STATE COMMERCIAL BANKS
- Offering Tier
- Tier1
- Principal Place of Business
- MISSISSIPPI
- Revenue or Assets
- -$1
- State of Jurisdiction
- MISSISSIPPI
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627532
- Filed Document
- 0001627532-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $13,131,759
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607513
- Filed Document
- 0001607513-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460417
- Filed Document
- 0001315863-15-000969
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655849
- Filed Document
- 0001655849-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660359
- Filed Document
- 0001660359-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW ZEALAND
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660777
- Filed Document
- 0001660777-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460417
- Filed Document
- 0001315863-15-000971
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
John Hancock Life Insurance Co (U.S.A.) Separate Account PPM1-T
See All Filings
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brent Kinetz, Campbell Gerrish, Michael L. Silverberg, Milton H. Cohn, Michael Padon, Vernon Holleman III, Richard J. Chaffee, Kevin Bachler, Clune J. Walsh, Jr., Guy Richard Thomas, Michael Liebeskind, Eric Naison-Phillips, Gary Sitzmann, Edward C. Houghton, IV, David Wexler, and Michael Liebeskinde
- CIK Number
- 0001458488
- Filed Document
- 0001209191-15-084189
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534658
- Filed Document
- 0001534658-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660090
- Filed Document
- 0001213900-15-009405
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Dan Toney, David Byers, Gary Sitzmann, Guy Richard Thomas, James A. Cheney, James M. Pollock, John D. Becker, Patrick Trammell, and William Wood
- CIK Number
- 0001143982
- Filed Document
- 0001209191-15-084191
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579140
- Filed Document
- 0001579140-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Raymond James & Associates, M Holding Securities, Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management, Inc., Mutual Trust Company of America Securities, AIG Financial Advisors, Inc., InterSecurities, Inc., Metlife Securities, Inc., Royal Alliance Associates, ProEquities, Inc., Regal Seucrities, Inc., GA Financial, Inc., JP Turner & Co. LLC, ManorHouse Capital LLC, National Planning Corp., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, Inc., USF Securities LP, Brookstone Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., and Triad Advisors, Inc.
- CIK Number
- 0001432334
- Filed Document
- 0001407851-15-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brent Kinetz, David J. Carroll, Ernest T. Baptista, Jr., James A. Cheney, Jerome W. Tisser, and Morey H. Goldberg
- CIK Number
- 0001458492
- Filed Document
- 0001209191-15-084196
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627484
- Filed Document
- 0000905718-15-000975
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659172
- Filed Document
- 0001659172-15-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659168
- Filed Document
- 0001659168-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001608384
- Filed Document
- 0001608384-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659144
- Filed Document
- 0001659144-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc., GA Financial, Inc., Becker & Suffern, Ltd, Commonwealth Financial Network, Geneos Wealth Management, Inc, FNBB Capital Markets, LLC, and KCG Securities
- CIK Number
- 0001407851
- Filed Document
- 0001407851-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627617
- Filed Document
- 0001627617-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $21,565,545
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659903
- Filed Document
- 0001659903-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $47,485
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660358
- Filed Document
- 0001660358-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PAPAMARKOU WELLNER & CO., INC.
- CIK Number
- 0001580997
- Filed Document
- 0000919574-15-008616
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660155
- Filed Document
- 0001660155-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $255,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660417
- Filed Document
- 0001660417-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599159
- Filed Document
- 0001599159-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001496680
- Filed Document
- 0001496680-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001158387
- Filed Document
- 0001062993-15-006598
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001496681
- Filed Document
- 0001496681-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $6,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621126
- Filed Document
- 0001621126-15-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $503,211
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659631
- Filed Document
- 0001659631-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Clarendon Insurance Agency, Raymond James & Associates, M Holdings Securities, Inc., Clark Securities, Inc., Crown Capital Securities LP, Legacy Financial Services, Inc., Investors Capital Corp., Grant Williams LP, VFIC Securities, Inc., Brookstreet Securities Corporation, FSC Securities Corp., SIG Securities LLC, Lincoln Financial Advisors Corp., Geneos Wealth Management Inc., Mutual Trust Company of America Securities, AIG Financial Advisors Inc., InterSecurities, Inc., MetLife Securities Inc., Royal Alliance Associates, ProEquities, Inc., Regal Securities Inc., GA Financial Inc., JP Turner & Co. LLC, Manorhouse Capital LLC, National Planning Co., NFP Securities, Inc., Oakbrook Financial Group, Stanford Group Company, United Global Securities, USF Securities LP, Brookstone Securities, Inc., Guggenheim Securities, LLC, IMS Securities, Inc., SagePoint Financial, Inc., Sunbelt Securities, Inc., Triad Advisors, Inc., and Oppenheimer & Co., Inc.
- CIK Number
- 0001238963
- Filed Document
- 0001407851-15-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001265847
- Filed Document
- 0000919574-15-008608
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kenneth Lynch
- CIK Number
- 0001660430
- Filed Document
- 0001660430-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627486
- Filed Document
- 0000905718-15-000979
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc.
- CIK Number
- 0001521845
- Filed Document
- 0001407851-15-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James A. Cheney
- CIK Number
- 0001458491
- Filed Document
- 0001209191-15-084192
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Girard Securities
- CIK Number
- 0001521832
- Filed Document
- 0001407851-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $10,125,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001338940
- Filed Document
- 0001178913-15-003687
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584006
- Filed Document
- 0001393619-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- RANA PRASAD
- CIK Number
- 0001622938
- Filed Document
- 0000950172-15-000114
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $40,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618652
- Filed Document
- 0001618652-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $959,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653611
- Filed Document
- 0001653611-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $74,999,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001639825
- Filed Document
- 0001639825-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-12-09 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660414
- Filed Document
- 0001660414-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-12-09 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|