Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Brevan Howard Multi-Strategy Fund Ltd See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001456621 Filed Document 0001456621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERRAZZANO EUROPEAN OPPORTUNITIES FUND PLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547016 Filed Document 0000919574-15-003997 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
American Lane Quantitative Strategies Ltd. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640538 Filed Document 0001315863-15-000412 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AG TCDRS Diversified Income Fund, L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551294 Filed Document 0001551294-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: TB Capital Partners LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001607445 Filed Document 0001140361-15-019524 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Securitized Asset Recovery Holdings, L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550740 Filed Document 0001550740-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantum Parallel Partners VI-C, LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640915 Filed Document 0001640915-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NCM Holdings (Cayman) Ltd See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491797 Filed Document 0001491797-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Ferry Capital Partners II LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549484 Filed Document 0001012975-15-000366 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RC Mineral & Rock LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001480308 Filed Document 0001480308-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AG DIVERSIFIED CREDIT STRATEGIES FUND LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BHA Select Network, LLC CIK Number 0001435712 Filed Document 0001435712-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Net Lease Realty Fund III, L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001576043 Filed Document 0001576043-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vital TOMA Investors LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0001602267 Filed Document 0001602267-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
GTC Special Opportunity Fund I, Ltd. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520722 Filed Document 0001520722-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,467,200 Associated Brokers / Dealers N/A CIK Number 0000875729 Filed Document 0000948830-15-000049 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Chartbeat, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $15,466,999 Associated Brokers / Dealers N/A CIK Number 0001499932 Filed Document 0001499932-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BottlesTonight, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0001642432 Filed Document 0001642432-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CA Investments 2015 LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001641338 Filed Document 0001641338-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BEHAVIORAL RECOGNITION SYSTEMS INC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $3,192,000 Associated Brokers / Dealers N/A CIK Number 0001376914 Filed Document 0001580695-15-000175 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $14,067,200 Associated Brokers / Dealers N/A CIK Number 0000875729 Filed Document 0000948830-15-000044 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Triad Growth Partners LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001642222 Filed Document 0001642222-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Reservoir Physicians Surgery Center, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001606556 Filed Document 0001606556-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Harrison Metal Capital IV, L.P. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $68,000,000 Associated Brokers / Dealers N/A CIK Number 0001641946 Filed Document 0001641946-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Capstone Vol (US) LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407445 Filed Document 0000902664-15-002507 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COATUE LONG ONLY PARTNERS LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577266 Filed Document 0000919574-15-004010 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MB DISLOCATION OPPORTUNITY FUND, LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454401 Filed Document 0001454401-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YCP ZTP, L.P. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001642144 Filed Document 0001642144-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYTODYN INC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Paulson Investment Company, LLC CIK Number 0001175680 Filed Document 0000905718-15-000427 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
RiverVest Venture Fund III, L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001601559 Filed Document 0001601559-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ALTAIR HEDGED EQUITY PARTNERS LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436995 Filed Document 0000919574-15-004022 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyxor/Lynx Fund Ltd See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001577483 Filed Document 0001140361-15-020203 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: PFM Diversified Offshore Ltd See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001641757 Filed Document 0001140361-15-019523 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Human Condition Safety, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001642249 Filed Document 0001642249-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Option To Acquire
Lake Spokane Development Inc. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers N/A CIK Number 0001633229 Filed Document 0001633229-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fairways Wilson Creek Apartments, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $19,435,000 Associated Brokers / Dealers None CIK Number 0001642206 Filed Document 0001642206-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ACA Lantana Trace LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $3,265,560 Associated Brokers / Dealers Primex Prime Electronic Execution, Inc. CIK Number 0001649036 Filed Document 0001649036-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Paulson International Fund Ltd. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001422516 Filed Document 0001140361-15-020208 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Credit Suisse Securitized Products Fund L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549885 Filed Document 0001549885-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GreatPoint Ventures Innovation Fund, L.P. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641496 Filed Document 0001641496-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xeras Medical Technologies, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001639813 Filed Document 0001639813-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
PECONIC FIRST LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001642460 Filed Document 0001642460-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
SCRIPTRX INC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001133830 Filed Document 0001133830-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Collaborative III, L.P. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001637966 Filed Document 0001637966-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PAN Investments Series TTT, LLC, a separate series of PAN Investments Master Series, LLC, a DE series LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001639531 Filed Document 0001639531-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Orchard Hill Asian Opportunity Domestic Fund LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576743 Filed Document 0000902664-15-002520 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Multi-Strategy Fund, L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001463113 Filed Document 0001463113-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SELIGMAN TECH SPECTRUM FUND See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177685 Filed Document 0001140361-15-019720 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VSS Structured Capital Parallel III, L.P. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642070 Filed Document 0001642070-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMBER TECHNOLOGIES, INC. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,160,000 Associated Brokers / Dealers N/A CIK Number 0001636781 Filed Document 0001140361-15-019819 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MyApprovals, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $469,041 Associated Brokers / Dealers N/A CIK Number 0001642109 Filed Document 0001642109-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity