Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CPP-2012-1 Fund Ltd See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549721 Filed Document 0000902664-15-002508 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDC Fund II, LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Diron M. Tappin CIK Number 0001478053 Filed Document 0001095449-15-000071 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perus Wine Company, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001641510 Filed Document 0001641510-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Pearl App, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001642457 Filed Document 0001642457-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PURSUANT HEALTH, INC. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001412720 Filed Document 0001412720-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Owlstone Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001505801 Filed Document 0001505801-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Venor Special Situations Offshore Fund II LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641656 Filed Document 0001315863-15-000411 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Michael Shannon, Donald Tippett, Jr., and Clell Laugharn CIK Number 0001135856 Filed Document 0001135856-15-000171 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NCM Holdings (U.S.) LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491796 Filed Document 0001491797-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPM Holdings Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $804,946 Associated Brokers / Dealers N/A CIK Number 0001624826 Filed Document 0000950142-15-001064 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Trian Partners, Ltd. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001475112 Filed Document 0000902664-15-002534 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orlando 05-15 LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001642226 Filed Document 0001642226-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Urban Acquisition Fund, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001640785 Filed Document 0001640785-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
EXPONENTIAL PROPERTY GROUP V, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001642454 Filed Document 0001642454-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Esio Water & Beverage Development Corp. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000836937 Filed Document 0001076542-15-000092 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
WORTHPOINT Corp See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450158 Filed Document 0001450158-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
iPourIt, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,350,000 Associated Brokers / Dealers N/A CIK Number 0001636465 Filed Document 0001636465-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BEHAVIORAL RECOGNITION SYSTEMS INC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $352,000 Associated Brokers / Dealers N/A CIK Number 0001376914 Filed Document 0001580695-15-000176 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
VSS Structured Capital III, L.P. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TANGENT CAPITAL PARTNERS, LLC CIK Number 0001641915 Filed Document 0001641915-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEXLARK EXPLORATION CO INC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0000853789 Filed Document 0000853789-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Clearfield 2015 LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640227 Filed Document 0000902664-15-002558 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarion Partners Debt Investment Fund, LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001641803 Filed Document 0001641803-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tuscan Gardens of Venetia Bay Properties, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,510,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001642289 Filed Document 0001642289-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Venator Partners US Fund LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642146 Filed Document 0001642146-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livingston Group of Companies LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001417917 Filed Document 0001417917-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Intrepid Private Equity Fund I, L.P. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642334 Filed Document 0001642334-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NIKOLS MORTGAGE FUND, LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001487021 Filed Document 0001487021-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
WAG MOBILE, INC. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001531142 Filed Document 0001531142-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Edison Partners VIII-A, LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001640757 Filed Document 0001640757-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bright Locker, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001607566 Filed Document 0001607566-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Ivory Long Fund, L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606836 Filed Document 0000902664-15-002510 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VO2 Partners IV LLC See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised $3,750,504 Associated Brokers / Dealers N/A CIK Number 0001634742 Filed Document 0001144204-15-031211 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Q BLK STRATEGIC PARTNERS II, LTD See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group, LLC CIK Number 0001165109 Filed Document 0001140361-15-019703 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eureka Restaurant Holdings, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $17,876,158 Associated Brokers / Dealers Roth Capital Partners, LLC CIK Number 0001628736 Filed Document 0001628736-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PRESIDENTIAL REALTY CORP/DE/ See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0000731245 Filed Document 0001458511-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $59,966 Associated Brokers / Dealers Richard A. Devita, Jr., Scott W. Holton, and William R. Holton CIK Number 0001135856 Filed Document 0001135856-15-000170 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VII Capital Partners, L.P. See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459041 Filed Document 0001459041-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Orchard Hill Global Macro Opportunity Fund LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608770 Filed Document 0000902664-15-002521 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orchard Hill Asian Opportunity Intermediate Fund LP See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576742 Filed Document 0000902664-15-002519 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Bank Holding Corp. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers Metropolitan Bank Holding Company CIK Number 0001476034 Filed Document 0001476034-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Perkz Mobile, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001641445 Filed Document 0001641445-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
SmartCool Systems Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $165,139 Associated Brokers / Dealers N/A CIK Number 0001328810 Filed Document 0001085037-15-000101 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Switchback Ventures, LP See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Form requires a value; however, there is no sales compensation CIK Number 0001632177 Filed Document 0001632177-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NuSirt Sciences Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001642239 Filed Document 0001642239-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - LBC Credit Partners III USTE Series See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603605 Filed Document 0001603605-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OURHISTREE INC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437255 Filed Document 0001437255-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NIAH Opportunity Fund I, LLC See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001642408 Filed Document 0001642408-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Ineda Systems, Inc. See All Filings	D	2015-05-14 00:00:00 UTC
Amount To Be Raised $23,997,295 Associated Brokers / Dealers N/A CIK Number 0001575454 Filed Document 0001575454-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LKCM PRIVATE DISCIPLINE QP L P See All Filings	D/A	2015-05-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367838 Filed Document 0001367838-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund