Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BERENS CAPITAL PARTNERS, L.P. See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, Citi Private Bank, Global Managed Investments, and Tigress Financial Partners LLC CIK Number 0001173445 Filed Document 0001566114-15-000056 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ford Investment Properties Income Fund IV, LLC See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001647982 Filed Document 0001647982-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Sun Clinical Laboratory, LLC - Series 4 See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001648507 Filed Document 0001648507-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
SEGCLIENT APPRECIATION PROGRAM LP See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001648399 Filed Document 0001648399-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
Global Access Portfolios LLC See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415522 Filed Document 0000950142-15-001775 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZELL EQUITY INTERNATIONAL FUND VI FEEDER, L.P. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001648805 Filed Document 0001648805-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TAG Distressed Debt Fund III, LLC See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504825 Filed Document 0001504825-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW DIMENSIONS PRECISION MACHINING, INC. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers Glaucon Capital Partners LLC CIK Number 0001648949 Filed Document 0001144204-15-043721 Exclusions or Exemptions 506c Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
ProMIS Neurosciences Inc. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $434,164 Associated Brokers / Dealers N/A CIK Number 0001374339 Filed Document 0001183740-15-000187 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TAG DISTRESSED DEBT FUND II LLC See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443774 Filed Document 0001443774-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CommuniCare Technology, Inc. See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001594455 Filed Document 0001594455-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
AC AUTOPAY LLC SERIES 2015 A-40 See All Filings	D	2015-07-20 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers GAP Managers CIK Number 0001648329 Filed Document 0001648329-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Brenham Capital Fund, L.P. See All Filings	D/A	2015-07-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539381 Filed Document 0001539381-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
UrtheCast Corp. See All Filings	D	2015-07-19 00:00:00 UTC
Amount To Be Raised $156,980 Associated Brokers / Dealers Raymond James Ltd. CIK Number 0001441374 Filed Document 0001140361-15-028034 Exclusions or Exemptions 506b Accepted Date 2015-07-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
STUDIO ONE MEDIA, INC. See All Filings	D	2015-07-19 00:00:00 UTC
Amount To Be Raised $1,300,201 Associated Brokers / Dealers Source Capital Group, Inc. CIK Number 0000836809 Filed Document 0001199835-15-000297 Exclusions or Exemptions 506b Accepted Date 2015-07-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Applied Trend Research Partners, LP See All Filings	D/A	2015-07-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567643 Filed Document 0001567643-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINDERMERE OPPORTUNISTIC FUND SERIES OF WINDERMERE JUPITER FUND LLC See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001220963 Filed Document 0001220963-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hillgrove Resources Ltd See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001647417 Filed Document 0001647417-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Polar Capital European Conviction Fund Ltd See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360035 Filed Document 0000902664-15-003104 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real McCoy Spirits, Corp. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $4,284,493 Associated Brokers / Dealers N/A CIK Number 0001596986 Filed Document 0001596986-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Farming Realty Trust III, LP See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001625827 Filed Document 0001625827-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Cygnus Utilities, Infrastructure & Renewables LLC See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463531 Filed Document 0001463531-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Kairos AR, Inc. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001603191 Filed Document 0001603191-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Heart Test Laboratories, Inc. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Middlebury Securities and Neidiger Tucker Bruner CIK Number 0001468492 Filed Document 0001468492-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Great River Holding Co See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001378331 Filed Document 0001209191-15-062572 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
BioAtla,LLC See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised $5,810,000 Associated Brokers / Dealers N/A CIK Number 0001614452 Filed Document 0001614452-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
RC Cypress Blvd, LLC See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648288 Filed Document 0001648268-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eagle Creek Value Partners, LP See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648028 Filed Document 0001648028-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMS/BARLOW LONG SHORT EQUITY FUND LLC See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001158524 Filed Document 0001158524-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bain Capital Asia Fund III, L.P. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $2,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001647156 Filed Document 0001647156-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Solsten Investment Funds plc See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553344 Filed Document 0000945621-15-000245 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oakwood Real Estate Partners Fund II, LLC See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648331 Filed Document 0001648331-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Direct Vet Marketing, Inc. See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised $52,301,142 Associated Brokers / Dealers N/A CIK Number 0001495564 Filed Document 0001140361-15-027955 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Organica Water, Inc. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $7,069,361 Associated Brokers / Dealers N/A CIK Number 0001565009 Filed Document 0001140361-15-027950 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business HUNGARY Revenue or Assets Decline to Disclose Type of Security Equity
Tragara Pharmaceuticals, Inc. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $1,201,200 Associated Brokers / Dealers N/A CIK Number 0001386218 Filed Document 0001140361-15-027885 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Modria.com, Inc. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $6,783,042 Associated Brokers / Dealers N/A CIK Number 0001581124 Filed Document 0001581124-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IBIS SPECIAL OPPORTUNITIES FUND, LP See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519939 Filed Document 0000919574-15-005477 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cemetery360, Inc. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001611959 Filed Document 0001140361-15-028009 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tekarra Capital Partners, Ltd. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645991 Filed Document 0001013594-15-000414 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
J&J SOLUTIONS INC See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001451840 Filed Document 0001451840-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
350 SHADY LANE, LP See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers N/A CIK Number 0001648264 Filed Document 0001648264-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Quandl Inc. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001565247 Filed Document 0001140361-15-027858 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Jellyfish Health, LLC See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001647687 Filed Document 0001647687-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PROCEPT BioRobotics Corp See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised $7,667,625 Associated Brokers / Dealers N/A CIK Number 0001588978 Filed Document 0001588978-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Socrates Health Solutions, Inc. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $3,700,000 Associated Brokers / Dealers N/A CIK Number 0001594118 Filed Document 0001594118-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
North Haven Real Estate Fund VIII Global-T, L.P. See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001608498 Filed Document 0001608498-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBH Global Discovery Fund, Ltd. See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001072103 Filed Document 0001072103-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QSpex Technologies Inc See All Filings	D/A	2015-07-17 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Riverbank Capital Securities, Inc. CIK Number 0001418588 Filed Document 0001418588-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
BlueMountain Long/Short Equity Fund Ltd. See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646996 Filed Document 0000905718-15-000626 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
APEX RESOURCES INC See All Filings	D	2015-07-17 00:00:00 UTC
Amount To Be Raised $273,000 Associated Brokers / Dealers JAMES BALDAUF, GERARD LUNA, and JERRY FRANTZ CIK Number 0000868868 Filed Document 0000868868-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property