Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Pantheon Global Secondary Fund V, L.P. See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trinity Group Limited, MVision Private Equity Advisers USA LLC, NEVASA HMC, Further Capital Partners Ltd., and Korea Asset Investment Securities CIK Number 0001595894 Filed Document 0001595894-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
LAV Gear Parent, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663080 Filed Document 0001140361-16-047450 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AVIVA INVESTORS REAL ESTATE CAPITAL GLOBAL CO-INVESTMENT FUND, L.P. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663433 Filed Document 0001663433-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partners Capital Greyhawk Cayman Feeder Fund, Ltd. See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564717 Filed Document 0001564717-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zerto, Ltd. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $50,040,051 Associated Brokers / Dealers N/A CIK Number 0001664715 Filed Document 0001664715-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Elm Equity Partners, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $6,327,827 Associated Brokers / Dealers N/A CIK Number 0001662692 Filed Document 0001140361-16-047102 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
GSV Ventures I LLC, Series Ventura-Spotify See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001663045 Filed Document 0001663045-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pennybacker III, LP See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers HFF Securities L.P CIK Number 0001595657 Filed Document 0001595657-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ROXY'S REMEDIES, INC. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001662939 Filed Document 0001615774-16-003827 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MYOMO INC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001369290 Filed Document 0001369290-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CEWA Technologies, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers None CIK Number 0001664079 Filed Document 0001664079-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Cypress.io, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001663070 Filed Document 0001663070-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PLAISANCE FUND LP See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462049 Filed Document 0000919574-16-009014 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Vertice Pharma UK Parent Ltd See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662624 Filed Document 0001662624-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GSV Ventures I LLC, Series I-10 See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001663042 Filed Document 0001663042-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eclipse Global Partners, L.P. See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457018 Filed Document 0001457018-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
APPSFREEDOM INC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001567748 Filed Document 0001567748-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
IMC ASSET MANAGEMENT FUNDS - IMC CREDIT FUND See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001582323 Filed Document 0001582323-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fitly, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $3,010,239 Associated Brokers / Dealers N/A CIK Number 0001663059 Filed Document 0001663059-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Kingdon Credit Ltd. See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509893 Filed Document 0000919574-16-009025 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PFM DIVERSIFIED OFFSHORE FUND LTD See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424503 Filed Document 0000935836-16-000634 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEI Net Lease Portfolio IV DST See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $19,495,000 Associated Brokers / Dealers FINRA Member Broker-Dealers CIK Number 0001660870 Filed Document 0001660870-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree High Yield Value Fund Offshore PLC See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479137 Filed Document 0000902664-16-004688 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Superior Ostrich, Inc. See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001615083 Filed Document 0001387131-16-003885 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Roscoe Road Investors, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $4,655,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001662993 Filed Document 0001662993-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
National Lighting Solutions, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $251 Associated Brokers / Dealers N/A CIK Number 0001662941 Filed Document 0001662941-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EMPERY TAX EFFICIENT, LP See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597111 Filed Document 0001597111-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invenshure LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001540556 Filed Document 0001235802-16-000189 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Argenta Private Capital Ltd See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Please see footnote 5 attached. CIK Number 0001133078 Filed Document 0001133078-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Other
Talamod Capital Partners - Offshore, Ltd. See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525664 Filed Document 0001525664-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised $15,302,161 Associated Brokers / Dealers Gregory Giles CIK Number 0001135856 Filed Document 0001135856-16-000375 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VertiFlex, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $45,720,683 Associated Brokers / Dealers N/A CIK Number 0001385978 Filed Document 0001385978-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crestline Offshore Recovery Fund III, L.P. See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565306 Filed Document 0000902664-16-004690 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
N-of-One, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001529194 Filed Document 0001529194-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Prime Meridian Income Fund, LP See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers March Capital Corp, Whitehall-Parker Securities Inc., and Monarch Bay Securities, LLC CIK Number 0001548090 Filed Document 0001548090-16-000001 Exclusions or Exemptions 506c Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
PERSIMMON RESEARCH PARTNERS LP See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001112747 Filed Document 0001112747-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meetoou, Inc. See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers n/a CIK Number 0001567842 Filed Document 0001567842-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Maybank Investors, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $5,451,000 Associated Brokers / Dealers N/A CIK Number 0001663439 Filed Document 0001663439-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
DOXIMPLE, INC. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001662249 Filed Document 0001144204-16-074684 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Booth Agnor FX Fund, LP See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659745 Filed Document 0001659745-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSV Ventures I LLC, Series I-9 See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001663040 Filed Document 0001663040-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ener-Core, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Northland Securities, Inc. and Lake Street Capital Markets, LLC CIK Number 0001495536 Filed Document 0001213900-16-010037 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MACKAY MUNICIPAL OPPORTUNITIES FUND LP See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc., Jeffrey Anderson, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney LLC, and NYLIFE Distributors LLC CIK Number 0001432468 Filed Document 0001140361-16-047228 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cassique Fund, LP See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mid Atlantic Capital Corporation CIK Number 0001357915 Filed Document 0000919574-16-009001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Enam India Growth Fund (Cayman) Ltd See All Filings	D/A	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630518 Filed Document 0001630518-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Lane Secondary Fund IV LP See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661706 Filed Document 0001661706-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverstone Strategic CIOC Partners, L.P. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $17,004,246 Associated Brokers / Dealers N/A CIK Number 0001662711 Filed Document 0001140361-16-047153 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sublime Technology, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001663339 Filed Document 0001663339-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BRVC Fund I, LLC See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662589 Filed Document 0001662589-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Content Watch Holdings, Inc. See All Filings	D	2016-01-07 00:00:00 UTC
Amount To Be Raised $4,150,000 Associated Brokers / Dealers N/A CIK Number 0001663119 Filed Document 0001663119-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity