Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Z Loan & Investment, LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ReadrBoard, Inc. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001644927 Filed Document 0001231919-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
LA MILPA LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639232 Filed Document 0001639232-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Delivered.io, Inc. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001644633 Filed Document 0001644633-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Equity
POTOMAC CAPITAL PARTNERS LP See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers APB Financial Group, LLC, SHORELINE PARTNERS INC., and SARATOGA CAPITAL MARKETS CIK Number 0001233373 Filed Document 0001233373-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Long Short Partners/Hedge Fund Opportunities II Access LP See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001424509 Filed Document 0001140361-15-024585 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LePort Brooklyn LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001645456 Filed Document 0001645456-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ShopTribe, Inc. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001644833 Filed Document 0001644833-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Harvest Exchange Corp. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001566572 Filed Document 0001566572-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lolli & Pops, Inc. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $26,185,478 Associated Brokers / Dealers N/A CIK Number 0001560509 Filed Document 0001560509-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EEA-Eastchester Ridge, LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001642329 Filed Document 0001015325-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
360Hyperplane, L.P. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001645560 Filed Document 0001645560-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BADGER FUND OF FUNDS I, L.P. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001645694 Filed Document 0000892712-15-000647 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
EVERGREEN II LIFEPLAN FUND, LP See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001643028 Filed Document 0001642769-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
Wilkinson Value Fund Twelve, LLC See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised $9,370,000 Associated Brokers / Dealers N/A CIK Number 0001611091 Filed Document 0001611091-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Imagen Biopharma, Inc. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001645460 Filed Document 0001140361-15-024837 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
City Raven Inc. See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001623813 Filed Document 0001623813-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Efficient Growth I LP See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570261 Filed Document 0001570261-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FGI GLOBAL ASSET ALLOCATION OFFSHORE FUND, LTD See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645247 Filed Document 0001645247-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUMIA CAPITAL 2014 FUND, L.P. See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SANDRA FAMILET CIK Number 0001610765 Filed Document 0001610765-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hydrus Capital LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hydrus Capital LLC CIK Number 0001645430 Filed Document 0001645430-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Montrusco Bolton Canadian All Capitalization Equity Fund See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597560 Filed Document 0001566114-15-000049 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EB5 Capital - Jobs Fund 15 LP See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001645261 Filed Document 0001645261-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
LePort Brooklyn LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $5,173,333 Associated Brokers / Dealers N/A CIK Number 0001645456 Filed Document 0001645456-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PHOENIX RETAIL HOLDINGS I, LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001645544 Filed Document 0001645544-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Luwi, LLc See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001645420 Filed Document 0001645420-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
MapBox, Inc. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $52,549,918 Associated Brokers / Dealers N/A CIK Number 0001589263 Filed Document 0001589263-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
UPRISER, INC. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001645624 Filed Document 0001645624-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Legacy Travel Club Inc See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001641056 Filed Document 0001641056-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Global Long Short Partners/Liberty Harbor I Access LP See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001471043 Filed Document 0001140361-15-024584 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlantic Star Development LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers NA CIK Number 0001645527 Filed Document 0001645527-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
Tiesta Tea Co See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001573391 Filed Document 0001573391-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
ShopTribe, Inc. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001644833 Filed Document 0001644833-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Soroban Cayman Fund Ltd See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505381 Filed Document 0001505381-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Horizon Opportunities Fund See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645486 Filed Document 0000905718-15-000541 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Babson Capital Floating Rate Income Offshore Fund, Ltd. See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552462 Filed Document 0001552462-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nipun Asia Total Return Offshore Fund, Ltd. See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552235 Filed Document 0001552235-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Algodon Wines & Luxury Development Group, Inc. See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers DPEC Capital, Inc. CIK Number 0001559998 Filed Document 0001559998-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bear Creek Warehouse, LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001565802 Filed Document 0001565802-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Salem Investment Partners IV, Limited Partnership See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $56,085,000 Associated Brokers / Dealers Carolina Financial Securities, LLC CIK Number 0001645561 Filed Document 0001645561-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STIFEL FINANCIAL CORP See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $73,199,144 Associated Brokers / Dealers N/A CIK Number 0000720672 Filed Document 0000950138-15-000408 Exclusions or Exemptions 506c Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
Emerging Women International, Inc. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001611886 Filed Document 0001611886-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Canute Offshore, Ltd. See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001579037 Filed Document 0001140361-15-024503 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STS Media Inc dba FreedomPop See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $30,000,001 Associated Brokers / Dealers N/A CIK Number 0001553918 Filed Document 0001065949-15-000159 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Soroban Fund LLC See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505382 Filed Document 0001505382-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soroban Opportunities Cayman Fund Ltd See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615909 Filed Document 0001615909-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVERGREEN III LIFEPLAN FUND, LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers none CIK Number 0001642840 Filed Document 0001642769-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
MakeTime Inc. See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised $3,870,767 Associated Brokers / Dealers N/A CIK Number 0001643704 Filed Document 0001643704-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CLOSINGCORP INC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001420128 Filed Document 0001617058-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VA 129 See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Philadelphia Financial Distribution Company CIK Number 0001636676 Filed Document 0001636676-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund