Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NEZU ASIA PARTNERS, L.P. See All Filings	D/A	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521838 Filed Document 0000919574-15-004982 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BNY Series Trust - European Credit Opportunities Fund II See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC Securities Corporation CIK Number 0001644831 Filed Document 0000945621-15-000203 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
6th STREET, INC. See All Filings	D	2015-06-18 00:00:00 UTC
Amount To Be Raised $4,152,094 Associated Brokers / Dealers N/A CIK Number 0001528255 Filed Document 0001528255-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Imagen Biopharma, Inc. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers MDB Capital Group, LLC CIK Number 0001645460 Filed Document 0001140361-15-024836 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Drawbridge Special Opportunities Fund LP See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC"), Credit Suisse Securities (USA) LLC (CS), Morgan Stanley Smith Barney LLC (MSSB), and Altegris Investments, Inc. (Altegris) CIK Number 0001200438 Filed Document 0000902664-15-002872 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LUMIA CAPITAL CONSTELLATION FUND, L.P. See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610767 Filed Document 0001610767-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PREMIUM POWER CORP See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $601,413 Associated Brokers / Dealers N/A CIK Number 0001281994 Filed Document 0001281994-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tiesta Tea Co See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $710,000 Associated Brokers / Dealers N/A CIK Number 0001573391 Filed Document 0001573391-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
appMobi, Inc. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $1,972,542 Associated Brokers / Dealers N/A CIK Number 0001644725 Filed Document 0001644725-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NuLegacy Gold Corp See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $1,634,666 Associated Brokers / Dealers N/A CIK Number 0001502758 Filed Document 0001502758-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Proprietary Access Offshore Ltd See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001479560 Filed Document 0001140361-15-024583 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShopTribe, Inc. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001644833 Filed Document 0001644833-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MineralSoft LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001644935 Filed Document 0001644935-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
1736 Carothers Parkway, LLC See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised $8,542,776 Associated Brokers / Dealers N/A CIK Number 0001644239 Filed Document 0001644239-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Ward Alternative Energy, Inc. See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Smith Moore CIK Number 0001633008 Filed Document 0001633008-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Casper Sleep Inc. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $54,999,991 Associated Brokers / Dealers N/A CIK Number 0001598674 Filed Document 0001598674-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Canute Onshore, LLC See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001579034 Filed Document 0001140361-15-024502 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Powerplant Ventures, L.P. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001645360 Filed Document 0001645360-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Dividend Hedge Strategy,LP See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551782 Filed Document 0001192482-15-000254 Exclusions or Exemptions 506c Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foundry Value Offshore Fund, Ltd. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645555 Filed Document 0001140361-15-024608 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soroban Opportunities Fund LLC See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615910 Filed Document 0001615910-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LONGMEADOW CAPITAL LIMITED PARTNERSHIP See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000915299 Filed Document 0001264128-15-000026 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascend Northrop, LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $3,960,000 Associated Brokers / Dealers N/A CIK Number 0001643123 Filed Document 0000892712-15-000645 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Cew-12-Fund, a series of AngelList Funds, LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $104,620 Associated Brokers / Dealers N/A CIK Number 0001645352 Filed Document 0001645352-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cypress Debt Investment Funds, L.P. See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised $1,550,179 Associated Brokers / Dealers N/A CIK Number 0001479624 Filed Document 0001479624-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Tetherex Pharmaceuticals Corp See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001634581 Filed Document 0001140361-15-024549 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Debt
GreatHorn Inc. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001645701 Filed Document 0000908662-15-000256 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
StarPac Spring Grove LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $3,070,000 Associated Brokers / Dealers N/A CIK Number 0001645515 Filed Document 0001645515-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VionX Energy Corp See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $63,199,900 Associated Brokers / Dealers N/A CIK Number 0001644396 Filed Document 0001281994-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
IFC TechCap, LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001645063 Filed Document 0001645063-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ShopTribe, Inc. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $1,025,000 Associated Brokers / Dealers N/A CIK Number 0001644833 Filed Document 0001644833-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
DEEP IMAGING TECHNOLOGIES, INC. See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised $1,721,778 Associated Brokers / Dealers N/A CIK Number 0001549058 Filed Document 0001549058-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Waveguide Corp See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised $27,000,000 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001640481 Filed Document 0001640481-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Proprietary Access LLC See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001479561 Filed Document 0001140361-15-024582 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoFire, LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers N/A CIK Number 0001645399 Filed Document 0001645399-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
ARENA SHORT DURATION HIGH YIELD FUND, LP - SERIES A See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LWPartners Capital Group LLC CIK Number 0001607211 Filed Document 0001607211-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wheeler REIT, L.P. See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised $574,743 Associated Brokers / Dealers n/a CIK Number 0001563251 Filed Document 0001557312-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Paradigm Credit Corp See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $9,700,000 Associated Brokers / Dealers N/A CIK Number 0001417218 Filed Document 0001417218-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SPRINGFIELD PARTNERS LP See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031379 Filed Document 0001264128-15-000027 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUTURA LLC See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised $1,008,000 Associated Brokers / Dealers N/A CIK Number 0001226619 Filed Document 0001226619-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
Mariner Glen Oaks Fund, L.P. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001645435 Filed Document 0001645435-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised $6,840,000 Associated Brokers / Dealers Michael P. Corry, Robert L. Scharff, Gwen M. Middeke, and Raymond J. North, Jr. CIK Number 0001135856 Filed Document 0001135856-15-000196 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Global Long Short Partners/Event Driven Managers (Concentrated) Access LP See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001545820 Filed Document 0001140361-15-024587 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPINDLE, INC. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $1,610,000 Associated Brokers / Dealers N/A CIK Number 0001403802 Filed Document 0001393905-15-000327 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Mega Uranium Ltd. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $258,531 Associated Brokers / Dealers N/A CIK Number 0001475655 Filed Document 0001062993-15-003467 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Doctor on Demand, Inc. See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $24,173,742 Associated Brokers / Dealers N/A CIK Number 0001638553 Filed Document 0001638553-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sit Total Return Bond Fund, LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001645441 Filed Document 0001645441-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Woodbridge Commercial Bridge Loan Fund 1, LLC See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001645574 Filed Document 0001645574-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Carlyle Private Equity Access Blocker Fund 2014, L.P. See All Filings	D/A	2015-06-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG SECURITIES, L.L.C. and RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001628562 Filed Document 0001628562-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
VICTORIA ENERGY CORP See All Filings	D	2015-06-17 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001329327 Filed Document 0001329327-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other