Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BLUE SKY WATER FUND LP See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tangent Capital Partners, LLC CIK Number 0001557291 Filed Document 0000943663-15-000153 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIMUCUAN OPPORTUNITY FUND LP See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161073 Filed Document 0001161073-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S2 Forest Gate Management LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $193,200 Associated Brokers / Dealers N/A CIK Number 0001645880 Filed Document 0001645880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Other
SOUTHERN SILVER EXPLORATION CORP See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001397616 Filed Document 0001397616-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
StoneRoad Series Investment Trust See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592801 Filed Document 0001592801-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALT Bioscience LLC See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers Brutus Clay CIK Number 0001424900 Filed Document 0001424900-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
CC Color SPV, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $1,040,000 Associated Brokers / Dealers N/A CIK Number 0001646554 Filed Document 0001646554-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Adored, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $2,302,531 Associated Brokers / Dealers N/A CIK Number 0001646719 Filed Document 0001646719-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
ZeoGas LLC See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc. CIK Number 0001593648 Filed Document 0001593648-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GROWLIFE, INC. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $171,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-15-000276 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sonen Global Public Equity Fund, a series of Sonen Investment Management Public Access Platform, LLC See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568649 Filed Document 0001144204-15-039320 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unchained Labs See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001633723 Filed Document 0001633723-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NovaSolix, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643656 Filed Document 0001643656-15-000002 Exclusions or Exemptions 504, 505, and 506c Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Analyze Corp See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001645610 Filed Document 0001645610-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
500 Startups III, L.P. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001588078 Filed Document 0001588078-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ShopTribe, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001644833 Filed Document 0001644833-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Transifex Ltd See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $7,702,829 Associated Brokers / Dealers N/A CIK Number 0001646417 Filed Document 0001646417-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Addison Clark Northside, LP See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613596 Filed Document 0000919574-15-005091 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GUAVUS INC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $59,834,871 Associated Brokers / Dealers N/A CIK Number 0001431984 Filed Document 0001431984-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Health eFilings, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001646471 Filed Document 0000897069-15-000384 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Mission Bay Investments 3, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001646414 Filed Document 0001646414-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
GHO Capital Fund I Unit Trust See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646543 Filed Document 0001181431-15-008611 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Pyramis Emerging Markets All Cap Fund, LP See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC and Fidelity Brokerage Services CIK Number 0001559069 Filed Document 0001559069-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WINTERGREEN PARTNERS OFFSHORE FUND, LTD See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376026 Filed Document 0000919574-15-005084 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Parthenon Short Maturity High Yield Bond Fund, LP See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605255 Filed Document 0001566114-15-000053 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reef Road Investors LP See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574770 Filed Document 0000902664-15-002922 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
StoneRoad Series Investment Trust See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592801 Filed Document 0001592801-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP Fund 8 - 2015, L.P. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646119 Filed Document 0001144204-15-039379 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abbey Capital Multi Manager Fund Ltd See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC, UBS Financial Services, Inc., Suntrust Investment Services, Inc., Stifel, Nicolaus & Company, Incorporated, Morgan Stanley Smith Barney LLC, Hightower Securities, LLC, Benjamin F. Edwards & Company, Inc., RBC Capital Markets, LLC, Summit Brokerage Services, Inc., and LPL Financial LLC CIK Number 0001395520 Filed Document 0001395520-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liox Power, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001644410 Filed Document 0001644410-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Reterro, Inc. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001642529 Filed Document 0001642392-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Environmental Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
DCP Holding CO See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.J.B. Hilliard, W.L. Lyons, LLC CIK Number 0001361025 Filed Document 0001361025-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business OHIO Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
MidWestOne Financial Group, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. CIK Number 0001412665 Filed Document 0001412665-15-000084 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
SourcePoint Technologies, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001646716 Filed Document 0001646716-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Han Benefit Advantage Inc. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $500,013 Associated Brokers / Dealers N/A CIK Number 0001628504 Filed Document 0001615774-15-001621 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MDNA Life Sciences, Inc. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0001645108 Filed Document 0001645108-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GIP II Co-Invest Holding 1 (Blue Offshore), L.P. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646294 Filed Document 0001140361-15-025572 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Conus Special Opportunities L.L.C. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001495915 Filed Document 0000919574-15-005095 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
500 Startups III-A, L.P. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001588104 Filed Document 0001588104-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IMTHERA MEDICAL INC See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers EDI Financial Inc CIK Number 0001429599 Filed Document 0001567667-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Intentional Capital Series LLC -- Generate I See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001646187 Filed Document 0001646187-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rock Creek Two Harbors Emerging Market Fund, Ltd See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524734 Filed Document 0001315863-15-000550 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next University, Inc. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised $4,175,000 Associated Brokers / Dealers N/A CIK Number 0001601012 Filed Document 0001601012-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
GHO Capital Fund I LP See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001646537 Filed Document 0001181431-15-008612 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
W Capital Royal, L.P. See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $95,235,000 Associated Brokers / Dealers N/A CIK Number 0001645442 Filed Document 0001645442-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reef Road Fund Ltd. See All Filings	D/A	2015-06-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574766 Filed Document 0000902664-15-002921 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightning Motors Corp See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001646406 Filed Document 0001646406-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Powermat Partners LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001646475 Filed Document 0001646475-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sanpete Exploration, LLC See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001646418 Filed Document 0001646418-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity