Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CH Apartments, LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001646390 Filed Document 0001646390-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Rohdea U.S. Feeder Fund See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001646333 Filed Document 0001646333-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Energy Credit Opportunities Fund, L.P. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001640920 Filed Document 0001640920-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gamaya Inc. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001642502 Filed Document 0001642502-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Epoint Payment Corp See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001645204 Filed Document 0001213900-15-004832 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sirona Offshore Partners Ltd. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611701 Filed Document 0001611701-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Balanced Energy, LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $553,164 Associated Brokers / Dealers N/A CIK Number 0001606171 Filed Document 0001606171-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
I-Minerals Inc See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $400,756 Associated Brokers / Dealers N/A CIK Number 0001405663 Filed Document 0001183740-15-000170 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PureWine Inc. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001637604 Filed Document 0001637604-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
General Atlantic Partners AIV-1 B, L.P. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646539 Filed Document 0000950142-15-001535 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
panOpen, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $3,697,315 Associated Brokers / Dealers N/A CIK Number 0001647128 Filed Document 0001647128-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PRINCIPAL GREEN PROPERTY FUND II, LP See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers PRINCOR FINANCIAL SERVICES CORPORATON CIK Number 0001646623 Filed Document 0001646623-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platform Leviathan Fund, LP See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519261 Filed Document 0001519261-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Realty Associates Fund XI, L.P. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646710 Filed Document 0001646710-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Medallia Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001540184 Filed Document 0001540184-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Patriot Energy, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001646276 Filed Document 0001646276-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Realty Associates Fund XI UTP, L.P. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646711 Filed Document 0001646711-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Plateau Uranium Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $368,590 Associated Brokers / Dealers Haywood Securites (USA) Inc. CIK Number 0001545620 Filed Document 0001062993-15-003611 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Welton Global Quantitative Equity Fund LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646340 Filed Document 0001646340-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HealthLoop, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $2,243,978 Associated Brokers / Dealers N/A CIK Number 0001592984 Filed Document 0001642502-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Provivi, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $6,686,106 Associated Brokers / Dealers N/A CIK Number 0001634122 Filed Document 0001634122-15-000007 Exclusions or Exemptions 506c Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PROPEL GPS, LLC See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001563466 Filed Document 0001563466-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Premium Inspection & Testing Partners, L.P. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646401 Filed Document 0000899140-15-000501 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Histogen Inc. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $9,486,075 Associated Brokers / Dealers N/A CIK Number 0001645829 Filed Document 0001645829-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Real Alliance Group, LLC See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001616303 Filed Document 0001622486-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
ScriptHop LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001646278 Filed Document 0001646278-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
OFG Capital LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001645959 Filed Document 0001645959-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
MILLER GLOBAL PARTNERS, L.P. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001060765 Filed Document 0001060765-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Op40 Holdings, Inc. See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001509574 Filed Document 0001140361-15-025734 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Shearwater Onshore LLC See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611135 Filed Document 0001140361-15-025758 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Planet Partners, LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $1,130,000 Associated Brokers / Dealers N/A CIK Number 0001646640 Filed Document 0001646640-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Unsugarcoat Media, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001646039 Filed Document 0001646039-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Global Energy Long/Short Offshore Fund Ltd. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644634 Filed Document 0001644634-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
620 S. 9th Street LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001641621 Filed Document 0001641621-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Transmedia Capital II, L.P. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646454 Filed Document 0001646454-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TapHunter, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $882,495 Associated Brokers / Dealers N/A CIK Number 0001646622 Filed Document 0001646622-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MayTech Global Innovation Partners LP See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646325 Filed Document 0000919574-15-005118 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blac-Rac Manufacturing, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001646526 Filed Document 0001646526-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CPC Alex & Ani SBS, LP See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $27,363,636 Associated Brokers / Dealers N/A CIK Number 0001645837 Filed Document 0001645837-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carson Life, Inc. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $751,284 Associated Brokers / Dealers N/A CIK Number 0001645960 Filed Document 0000897069-15-000387 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VilCap Investments, LLC See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621913 Filed Document 0001621913-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vilas Fund, LP See All Filings	D/A	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600375 Filed Document 0001600375-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arrowstreet Capital Global All Country Alpha Extension Fund Ltd See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645519 Filed Document 0001645519-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Averify, LLC See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers N/A CIK Number 0001645725 Filed Document 0001645725-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AV Partners, L.P. See All Filings	D	2015-06-29 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001639070 Filed Document 0001639070-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-06-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard, LLC See All Filings	D	2015-06-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634093 Filed Document 0001214659-15-005068 Exclusions or Exemptions 506b Accepted Date 2015-06-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Antenna79, Inc. See All Filings	D	2015-06-28 00:00:00 UTC
Amount To Be Raised $1,883,950 Associated Brokers / Dealers N/A CIK Number 0001540249 Filed Document 0001405086-15-000183 Exclusions or Exemptions 506b Accepted Date 2015-06-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AWA Group LP See All Filings	1-A	2015-06-26 14:51:29 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001645148 Filed Document 0001213900-15-004775 Accepted Date 2015-06-26 14:51:29 UTC Type of Offering 1-A Industry INVESTMENT ADVICE Offering Tier Tier2 Principal Place of Business NORTH CAROLINA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
HG Data Co See All Filings	D	2015-06-26 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers N/A CIK Number 0001508209 Filed Document 0001140361-15-027075 Exclusions or Exemptions 506b Accepted Date 2015-06-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity