Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SOLX INC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $10,999,063 Associated Brokers / Dealers N/A CIK Number 0001118997 Filed Document 0001118997-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Daniel Boone Fund LLC See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529267 Filed Document 0000902664-15-003607 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Advantech Capital L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650757 Filed Document 0001650757-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kurzhaar Fund, LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580938 Filed Document 0001580938-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenovations Inc. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised $748,500 Associated Brokers / Dealers N/A CIK Number 0001623314 Filed Document 0001623314-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Magnetar Global Event Driven Fund Ltd See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501496 Filed Document 0001501496-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGSM II/IBI, LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $1,530,000 Associated Brokers / Dealers none CIK Number 0001652888 Filed Document 0001652888-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
DAKOTA PACIFIC REAL ESTATE PARTNERS, LP See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001655072 Filed Document 0001655072-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
HedgePremier/Graticule Asia Macro Fund LP See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001651353 Filed Document 0001651353-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pad Squad LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001599105 Filed Document 0001599105-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Persivia Holdings Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001652565 Filed Document 0001652565-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Threat X, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001652300 Filed Document 0001652300-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Companion Health Technologies, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001650938 Filed Document 0001650938-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GCM OPPORTUNITY FUND LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619900 Filed Document 0001405086-15-000245 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ULURU Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $1,550,225 Associated Brokers / Dealers Lang & Schwarz Broker GmbH CIK Number 0001168220 Filed Document 0001168220-15-000087 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dialectic Antithesis Partners, LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325552 Filed Document 0000919574-15-006871 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tempo Automation, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $9,262,501 Associated Brokers / Dealers N/A CIK Number 0001652492 Filed Document 0001652492-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Tail Hedge Fund L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493680 Filed Document 0001493680-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tekne Offshore Fund, Ltd. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557578 Filed Document 0000919574-15-006838 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Delphinus Medical Technologies, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $44,999,999 Associated Brokers / Dealers N/A CIK Number 0001492534 Filed Document 0001492534-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RoundTable Healthcare Partners IV, L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652346 Filed Document 0000950103-15-007338 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Dialectic Offshore, Ltd. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268057 Filed Document 0000919574-15-006869 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in PulmOne - II) LP See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $712,400 Associated Brokers / Dealers N/A CIK Number 0001651953 Filed Document 0001465818-15-000023 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Equity
Windy Hill Spirits, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001565626 Filed Document 0001565626-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Digital Growth Co-Investment 2, L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609358 Filed Document 0001012975-15-000671 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GRT ENERGY LONG-ONLY, L.P. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578429 Filed Document 0000919574-15-006840 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OHA AD Customized Credit Fund (International), L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652848 Filed Document 0001315863-15-000760 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Regency Place Holdings LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001652766 Filed Document 0001652766-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
RoundTable Healthcare Capital Partners III, L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652342 Filed Document 0000950103-15-007340 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Bfonics Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001652891 Filed Document 0001652891-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Lionstone U.S. Value-Add Four, L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001652952 Filed Document 0001652952-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MOVE ADVISOR, INC. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001652387 Filed Document 0001652387-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Blum Strategic Partners V, L.P. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001652338 Filed Document 0001652338-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Car Champs Finance, LLC See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001645143 Filed Document 0001645143-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Air CleanNSheen LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001652413 Filed Document 0001652413-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CORTEX PHARMACEUTICALS INC/DE/ See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Gelband & Co., Inc. and Aurora Capital LLC CIK Number 0000849636 Filed Document 0001560208-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Azaz Franklin Square, LLC See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001652974 Filed Document 0001198912-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ALH Holding Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001317685 Filed Document 0001140361-15-035037 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $Over $100,000,000 Type of Security Equity
BARINGTON COMPANIES EQUITY PARTNERS L P See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bruce Winans, Charles Neustein, Thomas Mahoney IV, n/a, Douglas Siekierski, Christopher Arts, Steven Gumins, Michael Bartlett, Seymour Holtzman, Francesco M. Rossi, and MSC-BD, LLC CIK Number 0001107149 Filed Document 0001107149-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPG BROOKFIELD OPPORTUNISTIC REAL ESTATE, LLC See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STIFEL, NICOLAUS & COMPANY, INCORPORATED and NFP ADVISOR SERVICES, LLC CIK Number 0001650338 Filed Document 0000919574-15-006852 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aclaris Therapeutics, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001557746 Filed Document 0001557746-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
KLS Diversified Fund LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers APB FINANCIAL GROUP, LLC, MORGAN STANLEY & CO. LLC, KPG CAPITAL PARTNERS, LLC, and PULSE CAPITAL PARTNERS MANAGEMENT, LLC CIK Number 0001506080 Filed Document 0001506080-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KLS Rates Fund LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY & CO. LLC CIK Number 0001557852 Filed Document 0001557852-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Persivia Holdings Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001652565 Filed Document 0001652565-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Drawbridge Special Opportunities Offshore Fund Ltd. See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001461023 Filed Document 0000902664-15-003612 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPITAL PRESERVATION 100, LLC See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001570007 Filed Document 0001214659-15-006643 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Savile Row AB Multi-Strategy Institutional, LLC See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580868 Filed Document 0001553725-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Protea Biosciences Group, Inc. See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001335103 Filed Document 0001144204-15-054653 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WEST VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Dialectic Capital Partners, LP See All Filings	D/A	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001267921 Filed Document 0000919574-15-006856 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Leaders Select Fund LP See All Filings	D	2015-09-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651047 Filed Document 0001651047-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund