Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EE Aday Estates, LP See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $415,822 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001617938 Filed Document 0001617938-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mont Storage Investment LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $1,728,000 Associated Brokers / Dealers N/A CIK Number 0001651803 Filed Document 0001651803-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Eagle FDS Master Fund LLC - Class A See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652753 Filed Document 0001652753-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Red Kite Compass Cayman Fund Ltd See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619272 Filed Document 0001619272-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beyondly, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001599413 Filed Document 0001599413-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
OCA Wesley Mortgage REIT Fund LLC See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497082 Filed Document 0001497082-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MUTUALINK INC See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001447606 Filed Document 0001447606-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Redview Capital L.P. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650758 Filed Document 0001650758-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NORTHERN DYNASTY MINERALS LTD See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $2,239,959 Associated Brokers / Dealers N/A CIK Number 0001164771 Filed Document 0001183740-15-000231 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
LAE Fund LP See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514307 Filed Document 0000919574-15-006877 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Dreamhammer Products, LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001584062 Filed Document 0001584062-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
GMI-LAKE MARY 125, LP See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $6,110,084 Associated Brokers / Dealers Curt Ladd, Joseph A Ondris, Marc Seeherman, Lawrence A Breen, Charles Geraci, Robert Burns, Brian Smith, Torry Scott, MF Long II, Michael Ihrie, Russ Huffington, Bobby Kyle Cowand, Bob Kozlowski, Taher Gilani, and Donald J Gunn Jr CIK Number 0001637256 Filed Document 0001637256-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gore Range Capital Venture 1 LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001652828 Filed Document 0001652828-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub AQM LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $184,700 Associated Brokers / Dealers N/A CIK Number 0001652405 Filed Document 0001652403-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BFTV, LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001564762 Filed Document 0001564762-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
N12 Technologies, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $23,599,939 Associated Brokers / Dealers N/A CIK Number 0001574069 Filed Document 0001574069-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
METALEX VENTURES LTD See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $19,212 Associated Brokers / Dealers N/A CIK Number 0001333829 Filed Document 0001183740-15-000232 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Dynamic Signal, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $9,999,998 Associated Brokers / Dealers N/A CIK Number 0001507715 Filed Document 0001507715-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LIFEPOINT HEALTH, INC. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $2,000,018 Associated Brokers / Dealers N/A CIK Number 0001301611 Filed Document 0001301611-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Interpreter Services Corp. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001652483 Filed Document 0001441557-15-000043 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
CMWA Small Cap Fund LLC See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Mercer Diocese of Brooklyn Growth Strategy See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649415 Filed Document 0001649415-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RYS&Co. General Partnership See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001653965 Filed Document 0001376474-15-000384 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets $No Revenues Type of Security Debt
Elira Therapeutics, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001652804 Filed Document 0000950138-15-000630 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
SCT&E LNG, INC. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001652038 Filed Document 0001652038-15-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Two Sigma Risk Premia Fund, LP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652639 Filed Document 0000919574-15-006883 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
People Power Co See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $3,988,398 Associated Brokers / Dealers N/A CIK Number 0001475437 Filed Document 0001475437-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VI-A LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001568921 Filed Document 0001568921-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
India Insight Value Fund See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553591 Filed Document 0001553591-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRESHAM MTAP COMMODITYBUILDER FUND, L.L.C. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586518 Filed Document 0001140361-15-034940 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Buttonwood LLC Class B See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643854 Filed Document 0001643854-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Shamana Global Macro Fund LP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652700 Filed Document 0000919574-15-006888 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Mid Cap Partnership LLC See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Value Realization MAC 18 Ltd. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619354 Filed Document 0001619354-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cocomama Foods Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $2,320,000 Associated Brokers / Dealers N/A CIK Number 0001556799 Filed Document 0001556799-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CC ARB FUND LLC See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001234612 Filed Document 0001234612-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chestnut Development Partners II, L.P. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $25,280,000 Associated Brokers / Dealers U.S. Strategic Capital Corporation CIK Number 0001651169 Filed Document 0001651169-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - Hitchwood Capital Partners Series See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652003 Filed Document 0001652003-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antipesto, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001649108 Filed Document 0001649108-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MAINE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tahoe Moonshine Distillery, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001653184 Filed Document 0001615774-15-002569 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Mulvaney Global Markets Fund LLC See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palmetto Advisory Group CIK Number 0001557853 Filed Document 0001557853-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barak Structured Trade Finance Segregated Portfolio of Barak Fund SPC Ltd. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581270 Filed Document 0001581270-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MHEG Fund 44, LP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001652989 Filed Document 0001652989-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
K-Motion Interactive, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001649679 Filed Document 0001649679-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Huron Acquisition Company, LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $32,360,000 Associated Brokers / Dealers N/A CIK Number 0001652970 Filed Document 0001652970-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
SMARTFINANCIAL INC. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $14,600,000 Associated Brokers / Dealers Hovde Group, LLC CIK Number 0001038773 Filed Document 0001434890-15-000016 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Sansome Cayman Fund Ltd See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578188 Filed Document 0001578188-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mulvaney Global Markets Fund, Ltd. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557837 Filed Document 0001557837-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CONST BRAZIL US FEEDER FUND LP See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001502925 Filed Document 0001502925-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund