Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Performance Direct Investments III, L.P. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001619405 Filed Document 0001144204-15-055427 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LAE P Fund Ltd See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558468 Filed Document 0000919574-15-006881 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Chain, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $30,000,003 Associated Brokers / Dealers N/A CIK Number 0001572725 Filed Document 0001572725-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Club Dazzle LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $847,350 Associated Brokers / Dealers N/A CIK Number 0001652428 Filed Document 0001652428-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Celadon Technology Fund VI, LLC See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $4,373,175 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001647138 Filed Document 0001647138-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Arosa Capital Management Opportunistic Fund LP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596539 Filed Document 0000902664-15-003635 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sands Capital Private Growth Fund-MM, L.P. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $7,509,339 Associated Brokers / Dealers N/A CIK Number 0001652924 Filed Document 0001652924-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantica Capital, AG Class A See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643842 Filed Document 0001643842-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
PEDEVCO CORP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $648,467 Associated Brokers / Dealers N/A CIK Number 0001141197 Filed Document 0001141197-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stellar Labs, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $7,000,048 Associated Brokers / Dealers N/A CIK Number 0001652763 Filed Document 0001652763-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MC SV IV LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001653030 Filed Document 0001653030-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strongbridge Biopharma plc See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $126,000,000 Associated Brokers / Dealers N/A CIK Number 0001634432 Filed Document 0000950172-15-000087 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
EE Jordan Run, LP See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $183,908 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001607435 Filed Document 0001607435-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
7373 City North, LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Nobles & Richards, Inc CIK Number 0001651498 Filed Document 0001651498-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Advantech Capital L.P. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650757 Filed Document 0001650757-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Full Genomes Corp See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001586962 Filed Document 0001586962-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Wayne Enterprises LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers N/A CIK Number 0001652376 Filed Document 0001652376-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Boulder Ranch Partners LP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $18,850,000 Associated Brokers / Dealers Not applicable CIK Number 0001652602 Filed Document 0001014897-15-000292 Exclusions or Exemptions 506c Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
PC Azul Holdings, LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $807,321 Associated Brokers / Dealers N/A CIK Number 0001652976 Filed Document 0001652976-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CBT Financial Corp. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $11,700,000 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0001652275 Filed Document 0001140361-15-035130 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
FundersClub HGE LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $441,826 Associated Brokers / Dealers N/A CIK Number 0001652403 Filed Document 0001652403-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cirque on Broadway, L.L.C. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $25,200,000 Associated Brokers / Dealers N/A CIK Number 0001652040 Filed Document 0001652040-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
GOODRICH PETROLEUM CORP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0000943861 Filed Document 0001209191-15-070502 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
EE Frisco Investors, LP See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $11,922,228 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001612043 Filed Document 0001612043-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
THERANOSTICS HEALTH, INC. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001390534 Filed Document 0001390534-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
WINONA PVD COATINGS LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001458281 Filed Document 0001458281-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
T24 Income Fund, LP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652965 Filed Document 0001652965-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CHOICESTREAM INC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $14,250,000 Associated Brokers / Dealers N/A CIK Number 0001313668 Filed Document 0001313668-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BIAS Intelligence, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001653058 Filed Document 0001653058-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
USC, LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $360,000 Associated Brokers / Dealers N/A CIK Number 0001464941 Filed Document 0001464941-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Artisan: Dynamic Equity (Global Equity) Offshore L.P. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001557554 Filed Document 0001650328-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightshed Healthcare Technologies LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001652975 Filed Document 0001652975-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
VelociData, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $1,372,607 Associated Brokers / Dealers N/A CIK Number 0001541143 Filed Document 0001014108-15-000252 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
GOTHAM CAYMAN FUND Ltd See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619271 Filed Document 0001619271-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Koobe, Inc. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001624796 Filed Document 0001624796-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Swift Manufacturing & Engineering, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001653075 Filed Document 0001653075-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
ARCHE CAPITAL, LP See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619784 Filed Document 0001405086-15-000244 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
APEG Palo Pinto, LP See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $2,095,000 Associated Brokers / Dealers N/A CIK Number 0001653032 Filed Document 0001653032-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Orexigen Therapeutics, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001382911 Filed Document 0001382911-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ANSWERDASH, INC. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $4,999,998 Associated Brokers / Dealers N/A CIK Number 0001593798 Filed Document 0001593798-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Falcon CI I, L.P. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651055 Filed Document 0000902664-15-003621 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantica Capital, AG Class B See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643841 Filed Document 0001643842-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Seattle Funding Group of California, LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $1,140,000 Associated Brokers / Dealers N/A CIK Number 0001521597 Filed Document 0001521597-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Misapplied Sciences, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $3,422,240 Associated Brokers / Dealers N/A CIK Number 0001628201 Filed Document 0001628201-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LGP Associates VI-B LLC See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $1,585,000 Associated Brokers / Dealers N/A CIK Number 0001568923 Filed Document 0001568921-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LKCM PRIVATE DISCIPLINE QP L P See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367838 Filed Document 0001367838-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Brevan Howard Multi-Strategy Fund LLC See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001557570 Filed Document 0001650328-15-000013 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InCorta, Inc. See All Filings	D	2015-09-14 00:00:00 UTC
Amount To Be Raised $4,242,000 Associated Brokers / Dealers N/A CIK Number 0001600258 Filed Document 0001600258-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EndoShape, Inc. See All Filings	D/A	2015-09-14 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001517993 Filed Document 0001517993-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-14 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt