Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Urigen Pharmaceuticals, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $12,365,759 Associated Brokers / Dealers N/A CIK Number 0000932352 Filed Document 0001144204-15-042368 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
HW TB Incentive Holdings LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648593 Filed Document 0001648593-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broken Bridge Film Production & Distribution LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001648070 Filed Document 0001648070-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
WXZ Retail Group/Canton RA, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $660,000 Associated Brokers / Dealers N/A CIK Number 0001646481 Filed Document 0001646481-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Blackburne & Brown Mortgage Fund II, L.P. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594156 Filed Document 0001594156-15-000003 Exclusions or Exemptions 506c Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arivale Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers N/A CIK Number 0001647380 Filed Document 0001647380-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mast Co-Invest Partners, LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647127 Filed Document 0001647127-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Liquidity Nanotech Corp See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001532851 Filed Document 0001532851-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Javlin Capital LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001560166 Filed Document 0001245105-15-000028 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Debt
Two Sigma Absolute Return Macro Fund, LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613242 Filed Document 0000919574-15-005391 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brand Apex LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001647825 Filed Document 0001647825-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kwiii, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $362,500 Associated Brokers / Dealers N/A CIK Number 0001647964 Filed Document 0001647373-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Silver Point Specialty Credit Fund, L.P. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646614 Filed Document 0001646614-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HFII Assets Solutions LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mark Niu CIK Number 0001648089 Filed Document 0001648089-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MHF Special Investments, LLC, on behalf of & for the account of MHF II March 2009 Series 5 See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461177 Filed Document 0001507943-15-000103 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kasita, LLC See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001644887 Filed Document 0001644887-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
OrbiMed Partners, L.P. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC CIK Number 0000915444 Filed Document 0000947871-15-000482 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRAVURA 99 FUND L P See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001081310 Filed Document 0000935836-15-000384 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P97 Networks, Inc., See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Pharus Investment Partners LLC CIK Number 0001628236 Filed Document 0001393725-15-000098 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wellness Corner, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $132,000 Associated Brokers / Dealers N/A CIK Number 0001647999 Filed Document 0001647999-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
1230 N Ocean Lender LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers N/A CIK Number 0001647859 Filed Document 0001647859-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
JERICHO CAPITAL SPECIAL OPPORTUNITIES L.P. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646789 Filed Document 0000919574-15-005365 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Port Meadow (US) Fund See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613109 Filed Document 0001613109-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pyramis Leveraged Loan LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC and Fidelity Brokerage Services CIK Number 0001592008 Filed Document 0001592008-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OnCircle, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $4,422,327 Associated Brokers / Dealers N/A CIK Number 0001565328 Filed Document 0001565328-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tolis Investment Strategies Ltd. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, and N/A CIK Number 0001581145 Filed Document 0001012975-15-000538 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bloomcubes, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001647904 Filed Document 0001647904-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ELM RIDGE CAPITAL PARTNERS LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001163640 Filed Document 0000919574-15-005411 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RUDMAN PARTNERS, L.P. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000812641 Filed Document 0000919574-15-005389 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pyramis U.S. Broad Market Index Fund LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC CIK Number 0001568701 Filed Document 0001592008-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DELPHIX CORP. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $749,999,988 Associated Brokers / Dealers N/A CIK Number 0001439696 Filed Document 0001439696-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Visium Global Fund, LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463878 Filed Document 0000919574-15-005377 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
American Bath Group, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001648038 Filed Document 0001648038-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Equity
Ashmore EM Blended Debt Fund LP See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001647965 Filed Document 0001647965-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAK USA Technologies Corp. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001647885 Filed Document 0001647885-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fitness Food Holdings, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $22,022,000 Associated Brokers / Dealers N/A CIK Number 0001584173 Filed Document 0001584173-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Asia Alpha Advantage Fund Ltd. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390479 Filed Document 0001140361-15-027482 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Aquicore, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001596463 Filed Document 0001596463-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Asset Backed Opportunities LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001600087 Filed Document 0000945621-15-000234 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Circleback Lending, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $19,535,948 Associated Brokers / Dealers N/A CIK Number 0001595100 Filed Document 0001595100-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Dyal II Offshore Investors LP See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613747 Filed Document 0001613749-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVA CAPITAL PARTNERS IV, L.P. See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646034 Filed Document 0001140361-15-027436 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HeatMatrix LLC See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645137 Filed Document 0001645137-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
FFIP, L.P. See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001243092 Filed Document 0001243092-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEG Partners Offshore, Ltd. See All Filings	D/A	2015-07-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lyster Watson Securities, Inc. CIK Number 0001537010 Filed Document 0001537010-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HEALTHSPACE INFORMATICS LTD See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $8,939 Associated Brokers / Dealers N/A CIK Number 0001648031 Filed Document 0001183740-15-000176 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CSA Medical Inc See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $6,577,923 Associated Brokers / Dealers N/A CIK Number 0001403000 Filed Document 0001403000-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
OMNI ORTHOPAEDICS INC See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001454764 Filed Document 0001454764-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Unearthed Land Technologies, LLC See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $285,000 Associated Brokers / Dealers N/A CIK Number 0001647731 Filed Document 0000897069-15-000403 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Opale Participations See All Filings	D	2015-07-13 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001647745 Filed Document 0001647745-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Equity