Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WATERFALL INTERNATIONAL INC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $7,594,999 Associated Brokers / Dealers N/A CIK Number 0001452836 Filed Document 0001452836-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
National Pro Fitness League, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001609619 Filed Document 0001609619-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CIPHERLOC Corp See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers None CIK Number 0001022505 Filed Document 0000721748-15-000547 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Carlyle Private Equity Access Fund 2014, L.P. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG SECURITIES, L.L.C., RAYMOND JAMES & ASSOCIATES, INC., and LPL FINANCIAL LLC CIK Number 0001624393 Filed Document 0001624393-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Narcote Holdco, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $6,706,225 Associated Brokers / Dealers N/A CIK Number 0001648027 Filed Document 0001648027-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Esulep LLC Permo Fund See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gar Wood Securities, LLC, Kiley Partners, Inc., Kiley Investment Management Inc., CCM Opportunistic Advisors, LLC, Managed Capital Advisory Group Ltd., Silver Leaf Partners LLC, and Sliced Investing, Inc. CIK Number 0001598170 Filed Document 0001598170-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Visium Balanced Fund, LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345030 Filed Document 0000919574-15-005374 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEXTAR FUND See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646898 Filed Document 0000919574-15-005386 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CYTODYN INC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Paulson Investment Company, LLC CIK Number 0001175680 Filed Document 0000905718-15-000606 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Private Equity Access Blocker Fund 2014, L.P. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG SECURITIES, L.L.C. and RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001628562 Filed Document 0001628562-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
JFMC POOLED ENDOWMENT PORTFOLIO, LLC See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525766 Filed Document 0001525766-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NextRequest Co. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647992 Filed Document 0001647992-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Symphony Small Cap Core Fund L P See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001343890 Filed Document 0000935836-15-000387 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grand Slam Capital Offshore Fund, Ltd. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583545 Filed Document 0001583545-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CARLYLE ATHENA COINVESTMENT, L.P. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001647790 Filed Document 0001647790-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aurelius Capital International II, Ltd. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613483 Filed Document 0000902664-15-003068 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VINCI VALUE FUND See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001612671 Filed Document 0000919574-15-005401 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Tunbridge Partners LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648563 Filed Document 0001648563-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mizner Trail Partners LLC See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $4,847,000 Associated Brokers / Dealers N/A CIK Number 0001647858 Filed Document 0001647858-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HMI Capital Offshore Partners, L.P. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648093 Filed Document 0000935836-15-000390 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fireman's Brew, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001517121 Filed Document 0001517121-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rockwood Capital Fund X Side Car, L.P. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647576 Filed Document 0001647576-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jebbit, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001584483 Filed Document 0001584483-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GSRV-VTI II, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001647961 Filed Document 0001288230-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CATCHPOINT SYSTEMS, INC. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $6,500,054 Associated Brokers / Dealers N/A CIK Number 0001477995 Filed Document 0001478396-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Studio Distilling, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001647914 Filed Document 0001647914-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
MYMOBILEWATCHDOG, INC. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Charles Major, Martina Szigetvari, David S. Dedinsky, Voni Silver, Matthew E. Villegas Insurance & Financial Services, Inc., Deborah J. Goldfarb, and Rachel Lane CIK Number 0001614561 Filed Document 0001614561-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Puzzle Box Academy, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers None Provided CIK Number 0001647696 Filed Document 0001647696-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets $Not Applicable Type of Security Equity
Advance Wave Axiom, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001647391 Filed Document 0001647391-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Esquire Financial Holdings, Inc. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandler O'Neil + Partners, L.P. CIK Number 0001531031 Filed Document 0001531031-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CDK Capital (Bermuda) Ltd.- Brown Advisory Global Managers Fund See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630991 Filed Document 0001616271-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Pyramis Lifecycle Russell 1000 Growth Index Fund, LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pyramis Distributors Corporation LLC CIK Number 0001642293 Filed Document 0001592008-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symbiont.io, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $1,235,000 Associated Brokers / Dealers N/A CIK Number 0001647548 Filed Document 0001647548-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
IA Venture Strategies Fund III, LP See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers N/A CIK Number 0001646693 Filed Document 0001646693-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tolis Investment Strategies LLC See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a and n/a CIK Number 0001581144 Filed Document 0001012975-15-000537 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OrbiMed Partners II, L.P. See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC and J.P. Morgan Securities LLC CIK Number 0001324240 Filed Document 0000947871-15-000483 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ELM RIDGE VALUE PARTNERS OFFSHORE FUND INC See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001269755 Filed Document 0000919574-15-005412 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Innovu, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639256 Filed Document 0001639256-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CRG Holdco, LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001647578 Filed Document 0001647578-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone Real Estate Fund IV, L.P. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647314 Filed Document 0001647314-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Brenner West LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001647469 Filed Document 0001140361-15-027476 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP FUND EF, L.P. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647455 Filed Document 0001144204-15-042349 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angulus Lending Opportunities Fund, LP See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001651761 Filed Document 0001651761-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Mizner Trail Partners LLC See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $4,847,000 Associated Brokers / Dealers N/A CIK Number 0001647858 Filed Document 0001647859-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Juno Therapeutics, Inc. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594864 Filed Document 0001594864-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Omega Holdco II Ltd See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $551,269,205 Associated Brokers / Dealers N/A CIK Number 0001647155 Filed Document 0001647155-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Esulep LLC Permo Fund See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gar Wood Securities, LLC, Kiley Partners, Inc., Kiley Investment Management Inc., Granite Asset Management, CCM Opportunistic Advisors, LLC, Managed Capital Advisory Group Ltd., Silver Leaf Partners LLC, and Sliced Investing, Inc. CIK Number 0001598170 Filed Document 0001598170-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAND SLAM CAPITAL PARTNERS LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001180952 Filed Document 0001180952-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LNK Partners III (Parallel), L.P. See All Filings	D	2015-07-14 00:00:00 UTC
Amount To Be Raised $460,000,000 Associated Brokers / Dealers N/A CIK Number 0001647698 Filed Document 0000950142-15-001697 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Global Asset Backed Opportunities (Cayman) LP See All Filings	D/A	2015-07-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001619698 Filed Document 0000945621-15-000235 Exclusions or Exemptions 506b Accepted Date 2015-07-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund