Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Coastland Relative Value Fund Ltd. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001488691 Filed Document 0001488691-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Instevent, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $6,618,750 Associated Brokers / Dealers N/A CIK Number 0001553246 Filed Document 0001553246-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Simius Sandstone LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001655474 Filed Document 0001655474-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Rayne Clinical Nutrition, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,028,062 Associated Brokers / Dealers N/A CIK Number 0001638568 Filed Document 0001591408-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Great Bay HV US LP See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653845 Filed Document 0001315863-15-000823 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Steelworks Acquisition, L.P. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001655449 Filed Document 0001655449-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Coherence Capital Spectrum Fund Offshore, Ltd. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FDX CAPITAL LLC CIK Number 0001574173 Filed Document 0000919574-15-007343 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BBL COMMODITIES VALUE OFFSHORE FUND, LTD. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623226 Filed Document 0000919574-15-007331 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Symphony Education, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Columbia Capital Securities, Inc. CIK Number 0001655074 Filed Document 0001655074-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WHITESTONE INVESTMENTS I LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001655357 Filed Document 0001655357-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Social Finance, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001532099 Filed Document 0001532099-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TPG Real Estate Personnel II, L.P. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $4,463,000 Associated Brokers / Dealers N/A CIK Number 0001643852 Filed Document 0001643852-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Matrix Analytics, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,503,540 Associated Brokers / Dealers N/A CIK Number 0001655242 Filed Document 0001655242-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
WEDGE Capital International Small Cap, LP See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622786 Filed Document 0001622786-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Medifirst Solutions, Inc. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522704 Filed Document 0001213900-15-007627 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Envest Microfinance Fund, LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560373 Filed Document 0001560373-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoviEx Uranium Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,825,670 Associated Brokers / Dealers N/A CIK Number 0001490596 Filed Document 0001490596-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Zen Enterprises, LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers None CIK Number 0001610972 Filed Document 0001493152-15-004793 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
Prairie Compass, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001655296 Filed Document 0001209191-15-075150 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Risk Consulting Partners Chicago, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001655475 Filed Document 0001467481-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
PayJoy, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001655009 Filed Document 0001655009-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PellePharm, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $719,680 Associated Brokers / Dealers N/A CIK Number 0001611568 Filed Document 0000914760-15-000286 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Electrum Fund, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Legend Securities, Inc. CIK Number 0001644421 Filed Document 0001644421-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nora Therapeutics, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001461695 Filed Document 0001461695-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
4D Molecular Therapeutics Inc See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $11,594,002 Associated Brokers / Dealers N/A CIK Number 0001650648 Filed Document 0001650648-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Youngevity International, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0001569329 Filed Document 0001415889-15-003357 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Black Oak Fund I, L.P. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $3,787,878 Associated Brokers / Dealers N/A CIK Number 0001654385 Filed Document 0001654385-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Oliver Street Dermatology Holdings LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001566269 Filed Document 0001566269-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAPITAL COMMERCE BANCORP INC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $11,250,000 Associated Brokers / Dealers FIG Partners, LLC CIK Number 0000925369 Filed Document 0001042167-15-000161 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Host Co-invest Partners, L.P. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $22,775,489 Associated Brokers / Dealers N/A CIK Number 0001649055 Filed Document 0001649055-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Yew Tree Investment Fund PLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611907 Filed Document 0001611907-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
PCIP Plano Hotels Series See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $228,350 Associated Brokers / Dealers N/A CIK Number 0001654896 Filed Document 0001654896-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
PCIP Vanguard Clayton Series See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,084,030 Associated Brokers / Dealers N/A CIK Number 0001654899 Filed Document 0001654899-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
AlphaGen Energy Best Ideas Fund LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Henderson Global Investors Equity Planning Inc. CIK Number 0001647997 Filed Document 0001647997-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Free Flow Wines, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001601810 Filed Document 0001601810-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AVENUE ACCESS LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001588902 Filed Document 0001588902-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIGHORN CAPITAL PARTNERS, LP See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502815 Filed Document 0000919574-15-007329 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Code 42 Software, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $52,499,999 Associated Brokers / Dealers N/A CIK Number 0001538827 Filed Document 0001538827-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Valet Group L.P. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655014 Filed Document 0001655014-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cape Ann Global Developing Markets Fund See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655270 Filed Document 0001655270-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argentiere Enhanced Fund Ltd See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651268 Filed Document 0000902664-15-003889 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRIGADE STRUCTURED CREDIT OFFSHORE FUND LTD. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622405 Filed Document 0000919574-15-007362 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ERIS PARFUMS LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001655086 Filed Document 0001655086-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ashokan Capital Partners LP See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654707 Filed Document 0001654707-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Biodiesel, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001406380 Filed Document 0001406380-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Clear Ventures, L.P. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers WR Hambrecht + Co, LLC CIK Number 0001655309 Filed Document 0001655309-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andalusian Corporate Opportunities Fund, LP See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC CIK Number 0001464562 Filed Document 0001315863-15-000824 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIVOT3, INC. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $37,544,925 Associated Brokers / Dealers N/A CIK Number 0001316752 Filed Document 0001316752-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PHARMANETUSA INC. Doing Business As Elithea Sciences See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001619399 Filed Document 0001619399-15-000006 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
St. Teresa Medical, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $6,150,000 Associated Brokers / Dealers SF INVESTMENTS, INC. CIK Number 0001501385 Filed Document 0001362118-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity