Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GEMS Fund 4, L.P. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642402 Filed Document 0001642402-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEFT NUT BREWING CO INC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001655045 Filed Document 0001655045-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OncBioMune Pharmaceuticals, Inc See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001362703 Filed Document 0001493152-15-004765 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kaplan Acquisitions GP Fund III, LP See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001655001 Filed Document 0001655001-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Karma Technologies Holding Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001556352 Filed Document 0001556352-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Temp-Tations Holdings LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001655185 Filed Document 0001655185-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HELP Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001654003 Filed Document 0001654003-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HCSB FINANCIAL CORP See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $6,000 Associated Brokers / Dealers N/A CIK Number 0001091491 Filed Document 0001623843-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Cortland Partners Fund III, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001655342 Filed Document 0001315863-15-000826 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Evoke Innovative Solutions, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001655433 Filed Document 0001655433-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CITIZENGINE, INC. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $3,078,000 Associated Brokers / Dealers N/A CIK Number 0001555890 Filed Document 0001555890-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
ELDERSCAN, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $68,251 Associated Brokers / Dealers N/A CIK Number 0001610671 Filed Document 0001610671-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
OptiNose, Inc. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $34,999,943 Associated Brokers / Dealers N/A CIK Number 0001494650 Filed Document 0001140361-15-037488 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GOOD DONE GREAT, INC. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001623843 Filed Document 0001623843-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Meta Stable Capital L.P. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622212 Filed Document 0001622212-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco Core Real Estate - U.S.A , L.P. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305319 Filed Document 0001305319-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESTX SPV 15 - SPTFY LIMITED PARTNERSHIP See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001655476 Filed Document 0001655476-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Lighthaven Fund LP See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528850 Filed Document 0000935836-15-000539 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Bay Horizon, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654832 Filed Document 0001315863-15-000822 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund IV, LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $17,249,014 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001632066 Filed Document 0001632066-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
GRANDPARENTS.COM, INC. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001020475 Filed Document 0001144204-15-059198 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fohr Card Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $1,363,572 Associated Brokers / Dealers N/A CIK Number 0001655459 Filed Document 0001655459-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Likeminder, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001655212 Filed Document 0001655212-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
GRAND WEEKEND LIME ROCK PARK, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001654277 Filed Document 0001654277-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
TPG RE Finance Trust Equity, L.P. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643605 Filed Document 0001643605-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tater Creek Investments, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001655435 Filed Document 0001655435-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Maroon Peaks Private Equity Fund VII LP See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654137 Filed Document 0001654137-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roadmap Perimeter LP (U.S. & Offshore) See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655336 Filed Document 0001655336-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reflektion, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001561338 Filed Document 0001561338-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CyPhy Works, Inc, See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $22,366,094 Associated Brokers / Dealers N/A CIK Number 0001482765 Filed Document 0001482765-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
INFINIUM, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $942,156 Associated Brokers / Dealers N/A CIK Number 0001484679 Filed Document 0001484679-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Patara Pharma, LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001598105 Filed Document 0001140361-15-037553 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Room & Residence Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001654697 Filed Document 0001654697-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Golub Capital Investment Corp See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627515 Filed Document 0001627515-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Chromaderm, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $5,098,276 Associated Brokers / Dealers N/A CIK Number 0001655284 Filed Document 0001655284-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
White Oak Fixed Income Fund C, L.P. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623617 Filed Document 0001623617-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forest Landmark 14 LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $255,000 Associated Brokers / Dealers N/A CIK Number 0001655353 Filed Document 0001627469-15-000067 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
WhoPlusYou Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001547360 Filed Document 0001547360-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
CDPO SPRING MEADOWS, LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $5,485,000 Associated Brokers / Dealers N/A CIK Number 0001646466 Filed Document 0001140361-15-037882 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Spinnaker Diversified Managers Fund, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655592 Filed Document 0001655592-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
VWA ACS, LLC See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers N/A CIK Number 0001655899 Filed Document 0001655899-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Code 42 Software, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $85,599,998 Associated Brokers / Dealers N/A CIK Number 0001538827 Filed Document 0001538827-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Domando Fund Ltd See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001653983 Filed Document 0001653983-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLUB CAPITAL PARTNERS 10, L.P. See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647009 Filed Document 0001647009-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Simply Measured, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $4,654,142 Associated Brokers / Dealers N/A CIK Number 0001525626 Filed Document 0001525626-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Magnolia Bay Resort Holdings, LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $11,396,715 Associated Brokers / Dealers The Strategic Financial Alliance, Inc., First Allied Securities, Inc., and Triloma Securities, LLC CIK Number 0001642632 Filed Document 0001642632-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Numeracy, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001654985 Filed Document 0001654985-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silvergate Pharmaceuticals, Inc. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001520642 Filed Document 0001520642-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
PBRELF I, LLC See All Filings	D/A	2015-10-13 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001500821 Filed Document 0001500821-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TPG Real Estate II FOF-QP, L.P. See All Filings	D	2015-10-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TPG CAPITAL BD, LLC CIK Number 0001654817 Filed Document 0001654817-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-10-13 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity