Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MARVIN & PALMER GLOBAL EQUITY LP See All Filings	D/A	2015-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brian D. Marvin, Adam T. Taylor, and . CIK Number 0000861213 Filed Document 0001625257-15-000062 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FutureSimple Inc. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001512828 Filed Document 0001393725-15-000101 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Koding, Inc. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001532134 Filed Document 0001532134-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DK CAPITAL GROWTH C.I. LIMITED PARTNERSHIP See All Filings	D/A	2015-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523630 Filed Document 0000945621-15-000258 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV VC Fund V LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001639011 Filed Document 0001639011-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
DermTech, Inc. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Paulson Investment Company LLC CIK Number 0001518913 Filed Document 0001518913-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Theragene Pharmaceuticals, Inc. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001601923 Filed Document 0001078782-15-001259 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Tremblant Long Fund LP See All Filings	D/A	2015-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533970 Filed Document 0000919574-15-005776 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Co-Investors VIII (A), L.P. See All Filings	D/A	2015-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593853 Filed Document 0000950142-15-001883 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orchestra MOTUS Co-Investment Partners, LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $1,481,555 Associated Brokers / Dealers EDI Financial Inc. CIK Number 0001529967 Filed Document 0001529967-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
MR3 Health, Inc. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $1,625,000 Associated Brokers / Dealers N/A CIK Number 0001649572 Filed Document 0001649572-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
RDG Capital Offshore Fund Ltd. See All Filings	D/A	2015-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Young America Capital, LLC CIK Number 0001615825 Filed Document 0000919574-15-005783 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Charcoal Surgical Instruments LLC See All Filings	D/A	2015-08-11 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001645437 Filed Document 0001645437-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Booth Productions, LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001650682 Filed Document 0001650682-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Concorde Group Holdings Inc. See All Filings	D/A	2015-08-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001634096 Filed Document 0001549212-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
4302 WESTERN LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001650673 Filed Document 0001650673-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bolde, Inc. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001627196 Filed Document 0001072588-15-000059 Exclusions or Exemptions 506c Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apto, Inc. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $8,014,136 Associated Brokers / Dealers N/A CIK Number 0001615078 Filed Document 0001615078-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
David Evans Enterprises, Inc. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $2,383,853 Associated Brokers / Dealers N/A CIK Number 0001610112 Filed Document 0001610112-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
DIF Infrastructure IV Cooperatief U.A. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649596 Filed Document 0001649596-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTHCARE OPPORTUNITIES FUND I, L.P. See All Filings	D/A	2015-08-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638095 Filed Document 0001638095-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PulmonIx, LLC See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001647689 Filed Document 0001647689-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Rockport Group Holdings, LLC See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650591 Filed Document 0001650591-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Caxton Global Investments USA LLC See All Filings	D/A	2015-08-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315115 Filed Document 0000895345-15-000220 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ISH Real Estate Investments, LLC See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised $4,345,000 Associated Brokers / Dealers N/A CIK Number 0001650704 Filed Document 0001650704-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
ASSURED PHARMA, INC. See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised $5,875,000 Associated Brokers / Dealers N/A CIK Number 0001649887 Filed Document 0001649887-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
FundersClub 5TU LLC See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised $278,100 Associated Brokers / Dealers N/A CIK Number 0001650415 Filed Document 0001648447-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flatiron Apps LLC See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001648724 Filed Document 0001648724-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
USAGM Topco, LLC See All Filings	D/A	2015-08-10 00:00:00 UTC
Amount To Be Raised $17,823,621 Associated Brokers / Dealers N/A CIK Number 0001650520 Filed Document 0001650520-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MVP Opportunity Fund II LLC See All Filings	D/A	2015-08-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fusion Analytics Securities CIK Number 0001641639 Filed Document 0001013762-15-000820 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pavadi Healthcare Value Fund LP See All Filings	D/A	2015-08-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513111 Filed Document 0000919574-15-005756 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Summus Global, Inc. See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001650331 Filed Document 0000914760-15-000240 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
LIA Holdings Ltd. See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650836 Filed Document 0001650836-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AJO Emerging Markets All-Cap Offshore Fund, Ltd. See All Filings	D/A	2015-08-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565073 Filed Document 0001565073-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shadow Networks, Inc. See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001521893 Filed Document 0001521893-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
North Haven Energy Capital Fund Non-U.S. Wealth Management Feeder LP See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, and None CIK Number 0001649346 Filed Document 0001649346-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Panda Power Annex Fund A, L.P. See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001650534 Filed Document 0001140361-15-031691 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GreatPoint Ventures Innovation Parallel Fund, L.P. See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650478 Filed Document 0001650478-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WALTER DORWIN TEAGUE ASSOCIATES INC See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised $1,054,350 Associated Brokers / Dealers N/A CIK Number 0001138055 Filed Document 0000927087-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Imprint Partners Inc. See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001650397 Filed Document 0001231919-15-000021 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlinkBio, Inc. See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001508006 Filed Document 0001508006-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Insights International Holdings LLC See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001523210 Filed Document 0001523210-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Cloud Elements, Inc. See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised $2,499,999 Associated Brokers / Dealers N/A CIK Number 0001610790 Filed Document 0001610790-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Emerging Markets Core Equity Trust See All Filings	D/A	2015-08-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001597552 Filed Document 0001597552-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Senseonics, Inc See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised $12,546,671 Associated Brokers / Dealers N/A CIK Number 0001032158 Filed Document 0001032158-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Havix Group LLC See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001650186 Filed Document 0001650186-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Holly Oaks 128, LLC See All Filings	D/A	2015-08-10 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001647792 Filed Document 0001647792-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Alloy LED LLC See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001650626 Filed Document 0001376474-15-000255 Exclusions or Exemptions 505 and 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Marina Biotech, Inc. See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0000737207 Filed Document 0001571049-15-006604 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Avi-on Labs, Inc. See All Filings	D	2015-08-10 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001650404 Filed Document 0001650404-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity