Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CIG Cypress Run Plaza Investors, LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001647202 Filed Document 0001647202-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
BIOS Vision SPV II, LP See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $1,449,071 Associated Brokers / Dealers N/A CIK Number 0001648386 Filed Document 0001648386-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Royalty Capital Corp See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001589271 Filed Document 0001589271-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Scientific Botanical Leasing, LLC See All Filings	D/A	2015-08-11 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001611039 Filed Document 0001611039-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Orsay Alternative Funds plc - Orsay Merger Arbitrage See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oddo New York Corporation, Oddo Asset Management SA, Francois-Xavier Delorme, and Bertrand Levavasseur CIK Number 0001649287 Filed Document 0001649287-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Equity
TurboPatent Corp. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $2,800,487 Associated Brokers / Dealers N/A CIK Number 0001650177 Filed Document 0001650177-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
VANGUARD HOLDING CORP. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $22,285,714 Associated Brokers / Dealers N/A CIK Number 0001649293 Filed Document 0001405086-15-000206 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Nascent Surgical, LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001508436 Filed Document 0001508436-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Lenticular Research Group, LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001650677 Filed Document 0001650677-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Full Value Offshore Fund, Ltd. See All Filings	D/A	2015-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584439 Filed Document 0001584439-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FreeStyle Energy, Inc. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001650705 Filed Document 0001650705-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Personalized Cancer Therapy, INc. See All Filings	D/A	2015-08-11 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001623074 Filed Document 0001623074-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TSG6 Goat Co-Investors Holdings, L.P. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650448 Filed Document 0001650448-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hope Foods, LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001650570 Filed Document 0001650570-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Genoa Pharmaceuticals, Inc. See All Filings	D/A	2015-08-11 00:00:00 UTC
Amount To Be Raised $2,179,480 Associated Brokers / Dealers N/A CIK Number 0001540171 Filed Document 0001140361-15-031315 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SG Charlestowne Partners, LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Allen, Mooney & Barnes Investment Advisors CIK Number 0001649908 Filed Document 0001612754-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sun Clinical Laboratory, LLC - Series 5 See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001650614 Filed Document 0001650612-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
RDG Capital Fund LP See All Filings	D/A	2015-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Young America Capital, LLC CIK Number 0001615886 Filed Document 0000919574-15-005780 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bantam Pharmaceutical, LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001650608 Filed Document 0001650608-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INTECROWD LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $3,999,600 Associated Brokers / Dealers NONE CIK Number 0001649677 Filed Document 0001649677-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CHENAL PROMENADE, LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers N/A CIK Number 0001650493 Filed Document 0001650493-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
EXTON MOB, LP See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $1,425,000 Associated Brokers / Dealers N/A CIK Number 0001650688 Filed Document 0001650688-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
North Haven Infrastructure Partners II Non-U.S. Wealth Management Feeder LP See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, Not Applicable, and Not Applicable CIK Number 0001650835 Filed Document 0001650835-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BioBots, Inc. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001650661 Filed Document 0001650661-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
STATE BANK FINANCIAL CORP See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $491,390 Associated Brokers / Dealers N/A CIK Number 0001497275 Filed Document 0001497275-15-000108 Exclusions or Exemptions 504 and 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MARVIN & PALMER NON US EQUITY L P See All Filings	D/A	2015-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brian D. Marvin, Adam T. Taylor, and . CIK Number 0000861215 Filed Document 0001625257-15-000065 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CareDox Inc. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $1,500,117 Associated Brokers / Dealers N/A CIK Number 0001517611 Filed Document 0001517611-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Clocktower Technologies I LP See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650565 Filed Document 0000919574-15-005778 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
coUrbanize, Inc. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589966 Filed Document 0001589966-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DoneGood, LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001650631 Filed Document 0001650631-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
FNWD Meadows LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $7,050,000 Associated Brokers / Dealers N/A CIK Number 0001650653 Filed Document 0001650653-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tygrus, LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001629688 Filed Document 0001629688-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
GAPRC HOLDING CORP. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $1,335,000 Associated Brokers / Dealers N/A CIK Number 0001533435 Filed Document 0001405086-15-000207 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
OCA II Opportunity Fund, L.P. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001650355 Filed Document 0001650355-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ursa Major Natural Care LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001478036 Filed Document 0001478036-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Porter Bend arch #3 Joint Venture See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001651245 Filed Document 0001354488-15-004033 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Coinalytics Co. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $1,415,597 Associated Brokers / Dealers N/A CIK Number 0001650662 Filed Document 0001650475-15-000011 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WASHINGTON TRUST BANCORP INC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $5,430,315 Associated Brokers / Dealers N/A CIK Number 0000737468 Filed Document 0000737468-15-000118 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business RHODE ISLAND Revenue or Assets $Over $100,000,000 Type of Security Equity
FLEXPOINT FUND III, L.P. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $919,987,500 Associated Brokers / Dealers N/A CIK Number 0001648744 Filed Document 0001648743-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RANGELEY CAPITAL PARTNERS II, LP See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650566 Filed Document 0000919574-15-005796 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
No Sweat, LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers JAKE FISHMAN CIK Number 0001649192 Filed Document 0001649192-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
FORT ROCK BALANCED, L.P. See All Filings	D/A	2015-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000872233 Filed Document 0001140361-15-031376 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUNTEX MARINA INVESTORS LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Deutsche Bank Securities Inc. CIK Number 0001650214 Filed Document 0001144204-15-048114 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Back Creek Prospect Partners See All Filings	D/A	2015-08-11 00:00:00 UTC
Amount To Be Raised $1,404,000 Associated Brokers / Dealers N/A CIK Number 0001646118 Filed Document 0001646118-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
3575 FUND LTD See All Filings	D/A	2015-08-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390835 Filed Document 0001140361-15-032432 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hummingbill Inc. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001647398 Filed Document 0001647398-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Sun Clinical Laboratory, LLC - Series 6 See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001650613 Filed Document 0001650612-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
STATE BANK FINANCIAL CORP See All Filings	D/A	2015-08-11 00:00:00 UTC
Amount To Be Raised $3,984,510 Associated Brokers / Dealers N/A CIK Number 0001497275 Filed Document 0001497275-15-000109 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sentien Biotechnologies, Inc. See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $1,200,003 Associated Brokers / Dealers N/A CIK Number 0001650699 Filed Document 0001650699-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AMO Enterprises Northwest LLC See All Filings	D	2015-08-11 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001649427 Filed Document 0001649427-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-08-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt