Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Carlyle Power Partners II, L.P. See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C., Avalon Wealth Management, LLC, Etgal Holdings, Ltd., and Butterfield Asset Management Limited CIK Number 0001610053 Filed Document 0001140361-15-032347 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Florida Specialty Holdings, Inc. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $14,789,000 Associated Brokers / Dealers N/A CIK Number 0001650690 Filed Document 0001650690-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
INTERCLOUD SYSTEMS, INC. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $2,631,579 Associated Brokers / Dealers AEGIS CAPITAL CORP. CIK Number 0001128725 Filed Document 0001213900-15-006217 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SI Chino Investor, LP See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $10,105,000 Associated Brokers / Dealers N/A CIK Number 0001650410 Filed Document 0001650410-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Coastal Risk Consulting, LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001649655 Filed Document 0001493152-15-003708 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
7mb Technologies Corp See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001590276 Filed Document 0001590276-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
OCA EAGLE GLOBAL MLP LLC See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449774 Filed Document 0001449774-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QVT Fund LP See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290165 Filed Document 0001290165-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Segregated Portfolio Co Ltd.- Segregated Portfolio USF II See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611927 Filed Document 0000902664-15-003371 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lanx Fund, LP See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frank J. Goldman and John Daniel Sampietro Jr. CIK Number 0001177589 Filed Document 0001544824-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vantage Point Resources, Inc. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $10 Associated Brokers / Dealers N/A CIK Number 0001650875 Filed Document 0001650875-15-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Wellcare Partners LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001650949 Filed Document 0001650949-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Decheng Capital China Life Sciences USD Fund II, L.P. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001650291 Filed Document 0001650291-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Global Management LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $38,779,111 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001209191-15-066047 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Serengeti Multi-Series LLC - Series E See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584023 Filed Document 0000902664-15-003369 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Fund III Ascent Co-Investment, LP See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $127,457,950 Associated Brokers / Dealers N/A CIK Number 0001650947 Filed Document 0001650947-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tuscan Gardens Secured Income Fund LLC See All Filings	1-A/A	2015-08-13 17:16:33 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001645471 Filed Document 0001645471-15-000009 Accepted Date 2015-08-13 17:16:33 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Alternative Securities Markets Group Corp See All Filings	1-A/A	2015-08-13 15:15:19 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001620692 Filed Document 0001620692-15-000001 Accepted Date 2015-08-13 15:15:19 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $307,700 State of Jurisdiction CALIFORNIA Type of Security Debt
BBH Global Funds, LLC - BBH Credit Value Series See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596136 Filed Document 0001596136-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRICAST HOLDINGS, LLC See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $3,282,000 Associated Brokers / Dealers Griffin Securities, Inc. CIK Number 0001650637 Filed Document 0001650637-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Pathway Private Equity Fund XXV, LP See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised $1,593,609,545 Associated Brokers / Dealers N/A CIK Number 0001601610 Filed Document 0001601610-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Front Row Education, Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $6,595,000 Associated Brokers / Dealers N/A CIK Number 0001650873 Filed Document 0001650873-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
APOLLOVERSITY Inc See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001650954 Filed Document 0001650954-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Alatus UCITS - Inflection Long Only See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650841 Filed Document 0000919574-15-005915 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
KBA2 INC. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $1,232,500 Associated Brokers / Dealers N/A CIK Number 0001496909 Filed Document 0001496909-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Three Corner L/S Fund LP See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581909 Filed Document 0000902664-15-003325 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Motion Intelligence Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001651239 Filed Document 0001651239-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
AgriSmart Inc. See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001637466 Filed Document 0001637466-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
STEPSTONE REAL ESTATE PARTNERS III, L.P. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650844 Filed Document 0001650844-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cohanzick Absolute Return Partners L P See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001331908 Filed Document 0001315863-15-000659 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amitree, Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001650288 Filed Document 0001650288-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Absolute Return Enhanced Cayman Fund, Ltd. See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556024 Filed Document 0000919574-15-005922 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fresvii, Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $3,987,150 Associated Brokers / Dealers N/A CIK Number 0001650472 Filed Document 0001650472-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Express Lien, Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001650890 Filed Document 0001650890-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
AXAR ONSHORE FUND, LLC See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650780 Filed Document 0001650780-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AXAR OFFSHORE FUND, LTD. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650777 Filed Document 0001650777-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Orange Capital LLC See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001616192 Filed Document 0001650284-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GTIS US Residential Strategies Fund II LP See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001616499 Filed Document 0000947871-15-000556 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Livelihood Impact Fund LP See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jay Newmark and Kylie Charlton CIK Number 0001649029 Filed Document 0001649029-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Verb8tm, Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001650907 Filed Document 0001650907-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Other
4Front Ventures, Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001627883 Filed Document 0001627883-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Icebreaker Health, Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $6,870,702 Associated Brokers / Dealers N/A CIK Number 0001650731 Filed Document 0001650731-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MAPLE LEAF PARTNERS I LP See All Filings	D/A	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001322556 Filed Document 0001166138-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingwood Acquisition Corp. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $139 Associated Brokers / Dealers None CIK Number 0001650644 Filed Document 0001650644-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Hudson Housing Tax Credit Fund LXVIII LP See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $33,727,360 Associated Brokers / Dealers Hudson Housing Securities LLC CIK Number 0001650337 Filed Document 0001140361-15-031765 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XCINEX Corp See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001639788 Filed Document 0001639788-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
PharmacoPhotonics, Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470868 Filed Document 0001140361-15-031549 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Kennebec Global Opportunities Fund LP See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642819 Filed Document 0001642819-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PharmRight Corp See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $2,502,500 Associated Brokers / Dealers N/A CIK Number 0001600431 Filed Document 0001503249-15-000032 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
WriteLab, Inc. See All Filings	D	2015-08-13 00:00:00 UTC
Amount To Be Raised $2,546,142 Associated Brokers / Dealers N/A CIK Number 0001650803 Filed Document 0001650803-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity