Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MN-NY MEDICAL VENTURES, LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001650430 Filed Document 0001650430-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Equity
GRYPHON PARTNERS IV, L.P. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers AXONIA PARTNERS, S.A.S., CREDIT SUISSE SECURITIES (USA) LLC, KONOMI, INC., and GREENSTONE GROUP FZC CIK Number 0001650850 Filed Document 0001650851-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ella Health, Inc. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001552439 Filed Document 0001552439-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
CIT GROUP INC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $1,456,949,403 Associated Brokers / Dealers N/A CIK Number 0001171825 Filed Document 0000891092-15-007183 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
VacayStay Connect, LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $5,644,457 Associated Brokers / Dealers N/A CIK Number 0001574376 Filed Document 0001574376-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TTV Fund IV, L.P. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Ric Felker CIK Number 0001650953 Filed Document 0001650953-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sienna Acquisition Corp. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $139 Associated Brokers / Dealers None CIK Number 0001650513 Filed Document 0001650513-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Rubicon Partners, L.P. See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001140492 Filed Document 0000919574-15-006120 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Windgap Medical, Inc. See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001606077 Filed Document 0001606077-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Visium Healthcare Partners, LP See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FORTRESS GROUP, INC. CIK Number 0001650490 Filed Document 0001650490-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP TE Fund, L.P. See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig Chambers Dawson, Matthew Paul Summers, J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Andrew Linbeck, Luke A. Powell, Fred L. Williams, Jr., Fieldpoint Private Securities LLC, Gregory A. Reid, and Phillip M. Plant CIK Number 0001540932 Filed Document 0001540932-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Woodlands Acquisition Corp. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $139 Associated Brokers / Dealers None CIK Number 0001650562 Filed Document 0001650562-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Thayer Partners, LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001650908 Filed Document 0001650908-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Vantage Point Resources, Inc. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $10 Associated Brokers / Dealers N/A CIK Number 0001650875 Filed Document 0001650874-15-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Bell Copper Corp See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477201 Filed Document 0001477201-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pictet Emerging Local Currency Debt Fund LLC See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised $2,000,000,000 Associated Brokers / Dealers n/a CIK Number 0001615427 Filed Document 0001615427-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Treaty Oak Fund L.P. See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616107 Filed Document 0000902664-15-003335 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carbon3D, Inc. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $100,105,080 Associated Brokers / Dealers N/A CIK Number 0001648978 Filed Document 0001648978-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wyoming 2013 K1, LP See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585796 Filed Document 0001585796-15-000004 Exclusions or Exemptions 506c Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business WYOMING Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Khrom Investments Fund, LP See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586094 Filed Document 0001586094-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HELIOS STRATEGIC FUND LLC See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC, Bhargava Capital, and Indian Harbor, LLC CIK Number 0001426359 Filed Document 0001426359-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma Active Extension U.S. All Cap Equity Beta Adjusted Cayman Fund, Ltd. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650734 Filed Document 0000919574-15-006186 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SUNSTAR INSURANCE GROUP, LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $12,046,623 Associated Brokers / Dealers CROFT & BENDER CIK Number 0001650787 Filed Document 0001650787-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
GRYPHON CO-INVEST FUND IV, L.P. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001650851 Filed Document 0001650851-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Parkridge Acquisition Corp. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $139 Associated Brokers / Dealers None CIK Number 0001650652 Filed Document 0001650513-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
TPG PUBLIC EQUITY PARTNERS-B, LTD. See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TPG CAPITAL BD, LLC CIK Number 0001615928 Filed Document 0001615928-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LARCH LANE ABSOLUTE RETURN OFFSHORE LTD See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mt. Rushmore Securities, LLC, Itau Europa Securities, Inc., Barclays Capital Inc., Banco Itau Europa International, Banco Itau Europa Luxembourg S.A., Banco Itau (Suisse) S.A., Barclays Bank Plc, and Reliance International Investments Ltd. CIK Number 0001445292 Filed Document 0001315863-15-000676 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vantage Point Group Holding Company, Ltd See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001650874 Filed Document 0001650874-15-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Board Vitals Inc. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $1,099,997 Associated Brokers / Dealers N/A CIK Number 0001648395 Filed Document 0000905718-15-000725 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brightlight Capital Offshore Ltd. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stonehaven, LLC CIK Number 0001648815 Filed Document 0000945621-15-000261 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WATERFORD MASK SYSTEMS INC. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001650719 Filed Document 0001650719-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
FIVE RIVERS PROPERTY FUND LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers N/A CIK Number 0001460010 Filed Document 0001460010-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
CONTINUITY PARTNERS GROUP, LLC See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482628 Filed Document 0001482628-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
AssetAvenue 107, LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001649159 Filed Document 0001649159-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Primal Space Systems Inc. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001650718 Filed Document 0001650718-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MetaStat, Inc. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001404943 Filed Document 0001415889-15-002746 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Paragon Bioservices, Inc. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001623394 Filed Document 0001014100-15-000020 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Goldstone Group, LP See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001650905 Filed Document 0001192482-15-000377 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CRITICAL OUTCOME TECHNOLOGIES INC. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $23,453 Associated Brokers / Dealers N/A CIK Number 0001585808 Filed Document 0001183740-15-000218 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pacific Ag, LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ascendant Financial Partners, LLC CIK Number 0001650867 Filed Document 0001650867-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
LLCP CO-INVESTMENT PARALLEL FUND, L.P. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001650460 Filed Document 0001650460-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527860 Filed Document 0000902664-15-003353 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Envision Solar International, Inc. See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001398805 Filed Document 0001065949-15-000213 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Trustfuel, LLC See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001650971 Filed Document 0001650971-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Seia Global Macro Fund LP See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650657 Filed Document 0000902664-15-003346 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMG Fund II Ascent Offshore Co-Investment, LP See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $487,933 Associated Brokers / Dealers N/A CIK Number 0001585633 Filed Document 0001585633-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petroleum Equity Rho, LP See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001649715 Filed Document 0001649715-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BSP Absolute Return Fund of Funds LP See All Filings	D/A	2015-08-14 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520290 Filed Document 0001315863-15-000677 Exclusions or Exemptions 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden State Bancorp See All Filings	D	2015-08-14 00:00:00 UTC
Amount To Be Raised $99,990 Associated Brokers / Dealers N/A CIK Number 0001651166 Filed Document 0001104659-15-060622 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-08-14 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity