Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ORION FUTURES FUND LP See All Filings	D/A	2015-08-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO CIK Number 0001227265 Filed Document 0001227265-15-000014 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Glukos Company, Inc. See All Filings	D/A	2015-08-31 00:00:00 UTC
Amount To Be Raised $5,653,989 Associated Brokers / Dealers March Capital Corporation CIK Number 0001580880 Filed Document 0001580880-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Half Street Residential Investors, LLC See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001652960 Filed Document 0001652960-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
COMMODITY ADVISORS FUND L.P. See All Filings	D/A	2015-08-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Sanford Michael Katz, ROBERT W. BAIRD & CO. INCORPORATED, and JOHN D. MORENO CIK Number 0001369628 Filed Document 0001369628-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PASSCO LEXINGTON DST See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $48,950,000 Associated Brokers / Dealers PASSCO CAPITAL, INC. CIK Number 0001651550 Filed Document 0001651550-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
S&L Holdings Group LLC See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001650966 Filed Document 0001650966-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Signum Fund LP See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651853 Filed Document 0000935836-15-000460 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Vascular Care of Tampa, LLC See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $560,007 Associated Brokers / Dealers N/A CIK Number 0001653664 Filed Document 0001461373-15-000039 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Citrus Gardens Senior Living LLC See All Filings	D/A	2015-08-31 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001614695 Filed Document 0001614695-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rally Ventures Fund II, L.P. See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001650708 Filed Document 0001650708-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
E-scape Bio, Inc. See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $55,002,700 Associated Brokers / Dealers N/A CIK Number 0001651573 Filed Document 0001651573-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chapel Crossing Medical, Ltd. See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001652019 Filed Document 0001652019-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CYTIMMUNE SCIENCES INC See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001334971 Filed Document 0001334971-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Deep Fiber Solutions, Inc. See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $6,372,727 Associated Brokers / Dealers N/A CIK Number 0001594471 Filed Document 0001594471-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ram Realty Partners IV LP See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652008 Filed Document 0000902664-15-003524 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rambleside Residential Lending Fund, LLC See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652063 Filed Document 0001652063-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Chicago-Huntsville Investors, LP See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $5,807,500 Associated Brokers / Dealers WAYPOINT DIRECT INVESTMENTS, LLC CIK Number 0001651406 Filed Document 0001382963-15-000107 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
f/64 Capital Partners, LP See All Filings	D/A	2015-08-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Avalon Wealth Management, LLC CIK Number 0001526387 Filed Document 0001526387-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlphaKeys Real Estate Opportunities Fund V, L.L.C. See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $539,585,350 Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001635572 Filed Document 0001635572-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
c7 Long-Short Fund LP See All Filings	D/A	2015-08-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616611 Filed Document 0000919574-15-006648 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
California Labs, Inc. See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $2,315,970 Associated Brokers / Dealers N/A CIK Number 0001652039 Filed Document 0001652039-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BDS VENTURE FUND II LLC See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001649515 Filed Document 0001649515-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Myolyn, LLC See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001637063 Filed Document 0001637063-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RetroSense Therapeutics, LLC See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers N/A CIK Number 0001520439 Filed Document 0001520439-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
International Growth Fund, LP See All Filings	D/A	2015-08-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537916 Filed Document 0001537916-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Rentalgeek, Inc. See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $395,000 Associated Brokers / Dealers N/A CIK Number 0001649734 Filed Document 0001649734-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NS CAPITAL LLC See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001455409 Filed Document 0001455409-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
KidsPass, Inc. See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $300,003 Associated Brokers / Dealers N/A CIK Number 0001652071 Filed Document 0001652071-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TSG Technologies, LLC See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Stillpoint Capital, LLC and Stillpoint Capital, LLC CIK Number 0001644871 Filed Document 0001644871-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
CoastEdge NB Co-Invest III, LLC See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649168 Filed Document 0001649168-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LoLo, LLC See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595578 Filed Document 0001595578-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ESA Toxicology LLC See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $140,000 Associated Brokers / Dealers N/A CIK Number 0001618729 Filed Document 0001618729-15-000018 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
423 TERRY PARTNERS, LLC See All Filings	D/A	2015-08-31 00:00:00 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001649018 Filed Document 0001649018-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Managed Futures Premier Energy Fund L.P. II See All Filings	D/A	2015-08-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), Richard S. Zinman, ANTHONY A. DERTOUZOS, and JOHN D. MORENO CIK Number 0001227268 Filed Document 0001227268-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bluestone Life Insurance Co See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001651072 Filed Document 0001651072-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Wagables, LLC See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001653431 Filed Document 0001653431-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
3005 Vernon Blvd Opportunity Fund, L.P. See All Filings	D	2015-08-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers American Regional Center Opportunity Fund, LLC and Xiao Ping Chang CIK Number 0001652116 Filed Document 0001652116-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Emerging Growth Partners, L.P. See All Filings	D/A	2015-08-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479266 Filed Document 0000935836-15-000461 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Esquire Financial Holdings, Inc. See All Filings	D/A	2015-08-31 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Sandler O'Neil + Partners, L.P. CIK Number 0001531031 Filed Document 0001531031-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NISTAR CAPITAL LP See All Filings	D/A	2015-08-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584672 Filed Document 0001013594-15-000475 Exclusions or Exemptions 506b Accepted Date 2015-08-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	1-A/A	2015-08-28 15:22:32 UTC
Amount To Be Raised $545,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001144204-15-052666 Accepted Date 2015-08-28 15:22:32 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business GEORGIA Revenue or Assets $12,282 State of Jurisdiction GEORGIA Type of Security Debt
United Bridge Capital, LLC See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001650756 Filed Document 0001650756-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PB Inc. See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001628544 Filed Document 0001628544-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Medfusion, Inc. See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001418731 Filed Document 0001418731-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Park Presidio Capital Offshore Fund, Ltd. See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591190 Filed Document 0000935836-15-000455 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Strategic Opportunity Offshore Fund Ltd. See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556258 Filed Document 0000902664-15-003510 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sea of Green Systems, Inc See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001651849 Filed Document 0001553350-15-000928 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Latigo Ultra Fund, Ltd. See All Filings	D/A	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Indian Harbor, LLC CIK Number 0001525747 Filed Document 0000902664-15-003503 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rumford Center Partners, LLC See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001651620 Filed Document 0001651620-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
BLG Galataport L.P. See All Filings	D	2015-08-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651619 Filed Document 0001651619-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-08-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund