|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657934
- Filed Document
- 0000919574-15-007730
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658176
- Filed Document
- 0001658176-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001350016
- Filed Document
- 0001350016-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607354
- Filed Document
- 0000950142-15-002400
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582310
- Filed Document
- 0001582310-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- HFF SECURITIES L.P.
- CIK Number
- 0001589733
- Filed Document
- 0001589733-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $7,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001272550
- Filed Document
- 0001354488-15-005360
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001546425
- Filed Document
- 0001546425-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and The Bank of New York Mellon Corporation
- CIK Number
- 0001657550
- Filed Document
- 0001657550-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001552743
- Filed Document
- 0001552743-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001624760
- Filed Document
- 0001507943-15-000133
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658152
- Filed Document
- 0001658152-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $1,784,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657278
- Filed Document
- 0001657278-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $3,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001656440
- Filed Document
- 0001656440-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- WYOMING
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525739
- Filed Document
- 0000902664-15-004250
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $13,229,787
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657540
- Filed Document
- 0001657540-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities Inc. and Credit Suisse Securities (Europe) Limited
- CIK Number
- 0001324919
- Filed Document
- 0001324919-15-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001451998
- Filed Document
- 0001451998-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $9,935,960
- Associated Brokers / Dealers
- Yoram Mehr, BIN, LLC, Pioneer, and David Turner
- CIK Number
- 0001654415
- Filed Document
- 0001654415-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001510395
- Filed Document
- 0001510395-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587931
- Filed Document
- 0001587629-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001316669
- Filed Document
- 0001316669-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637158
- Filed Document
- 0001651217-15-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc.
- CIK Number
- 0001462237
- Filed Document
- 0001393725-15-000129
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628891
- Filed Document
- 0001628891-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657418
- Filed Document
- 0001657418-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $2,600,000
- Associated Brokers / Dealers
- Kurt Ursich and Jeromy Salvesen
- CIK Number
- 0001658207
- Filed Document
- 0001658207-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- Brockett Tamny & Co.
- CIK Number
- 0001658096
- Filed Document
- 0001658096-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657949
- Filed Document
- 0001657949-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $92,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658061
- Filed Document
- 0001658061-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $141,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658073
- Filed Document
- 0001658073-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658053
- Filed Document
- 0001658053-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $168,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658045
- Filed Document
- 0001658045-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $51,699,993
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591441
- Filed Document
- 0001591441-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657002
- Filed Document
- 0001657002-15-000001
- Exclusions or Exemptions
- 504, 505, 504.1, and 506c
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001505817
- Filed Document
- 0000950103-15-008836
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- QUEBEC, CANADA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $56,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658293
- Filed Document
- 0001658293-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $253,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657382
- Filed Document
- 0001657382-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $5,200,000
- Associated Brokers / Dealers
- DOV LEWANONI, DREAM ADVISORS, and LCB LLC
- CIK Number
- 0001659149
- Filed Document
- 0001078782-15-001943
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525196
- Filed Document
- 0001479873-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658144
- Filed Document
- 0001658144-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $2,726,100
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646358
- Filed Document
- 0001646358-15-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $12,000,250
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001477545
- Filed Document
- 0001477545-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $6,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001535723
- Filed Document
- 0001535723-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
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D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- Maxim Group, LLC
- CIK Number
- 0001425287
- Filed Document
- 0001013762-15-001062
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
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D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $24,076
- Associated Brokers / Dealers
- Donald Harrington and Scott Seibel
- CIK Number
- 0001135856
- Filed Document
- 0001135856-15-000287
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
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D |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001644001
- Filed Document
- 0001209191-15-079475
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
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JAPAN FUND, A SUB-FUND OF MARTIN CURRIE ABSOLUTE RETURN FUNDS LTD
See All Filings
|
D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546987
- Filed Document
- 0001546987-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- $14,506,443
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606656
- Filed Document
- 0001606656-15-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2015-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LEGG MASON INVESTOR SERVICES, LLC
- CIK Number
- 0001546035
- Filed Document
- 0001546035-15-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2015-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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