Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
3i US Senior Loan Fund International, L.P. See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589270 Filed Document 0001589270-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centric Financial Corp See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Boenning & Scattergood, Inc. CIK Number 0001489803 Filed Document 0001489803-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised $47,986,282 Associated Brokers / Dealers Michael Shute CIK Number 0001135856 Filed Document 0001135856-15-000285 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Chandler Viridian Retail, LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001658085 Filed Document 0001658085-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
EPC Multifamily Partners III, LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers PAF Securities LLC CIK Number 0001658587 Filed Document 0001658587-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ScrollMotion, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $12,368,960 Associated Brokers / Dealers N/A CIK Number 0001479644 Filed Document 0001231919-15-000030 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
West Sound Capital, LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658586 Filed Document 0001658586-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
Submittable Holdings, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $10,350,000 Associated Brokers / Dealers N/A CIK Number 0001657776 Filed Document 0001209191-15-079618 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Hedge Fund Select: Conatus Capital Ltd See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001658238 Filed Document 0001658238-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Style Premia Offshore Fund II Ltd. See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577264 Filed Document 0001479873-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InsulSteel of South Carolina, LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001658056 Filed Document 0001656016-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
THRIVE CAUSEMETICS, INC. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001649038 Filed Document 0001649038-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Sport195, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Stephen Collins and Buckman & Buckman CIK Number 0001548813 Filed Document 0001548813-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LRT Holdings, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $8,500,070 Associated Brokers / Dealers N/A CIK Number 0001658075 Filed Document 0001658075-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GoQii Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $2,717,762 Associated Brokers / Dealers N/A CIK Number 0001658152 Filed Document 0001658152-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PhenixP2P LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001657305 Filed Document 0001657305-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Hedge Fund Select: Atreaus LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001658234 Filed Document 0001658234-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WADDELL & REED LARGE CO GROWTH FUND LLC See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001367843 Filed Document 0001393725-15-000128 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VITAL FINANCIAL 2012B, LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $538,000 Associated Brokers / Dealers N/A CIK Number 0001548864 Filed Document 0001548864-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
UE Cleo Smith #3c JV See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001657923 Filed Document 0001566114-15-000066 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Siena Capital Partners Accredited, L.P. See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451701 Filed Document 0001451701-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Gazoo, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001622896 Filed Document 0001622896-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Marsh Creek Ventures, LLC (dba InfraPoint) See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001657376 Filed Document 0001657376-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Steefel Capital Partners, L.P. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001658183 Filed Document 0001658183-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pershing Square II, L.P. See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324922 Filed Document 0001324922-15-000001 Exclusions or Exemptions 506c Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thermoelectric Solutions LLC See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001647295 Filed Document 0001647295-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
BlueCrest Quantitative Equity Fund L.P. See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624786 Filed Document 0001315863-15-000877 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bayview MSR Opportunity Offshore, L.P. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525740 Filed Document 0000902664-15-004213 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Spectrum Credit Opportunities Fund II, LP See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001587629 Filed Document 0001587629-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HG VORA SPECIAL OPPORTUNITIES FUND LTD. See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PERKINS FUND MARKETING, L.L.C., BARCLAYS CAPITAL INC., and PAPAMARKOU WELLNER & CO., INC. CIK Number 0001476579 Filed Document 0000919574-15-007736 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Reusable Solutions Group Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001657858 Filed Document 0001615774-15-003235 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Waddell & Reed Small Co Growth Fund, LLC See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Waddell & Reed, Inc., Waddell & Reed, Inc., Waddell & Reed, Inc., and Waddell & Reed, Inc. CIK Number 0001449286 Filed Document 0001393725-15-000130 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Milestone ERISA Fund Ltd. See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590919 Filed Document 0000902664-15-004148 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POLAR CAPITAL FUNDS PUBLIC LTD CO See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001170710 Filed Document 0000902664-15-004162 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business IRELAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Ridgemont Equity Partners Affiliates II, L.P. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $11,660,000 Associated Brokers / Dealers N/A CIK Number 0001654717 Filed Document 0001654717-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ICONIQ Access 39, LP See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626364 Filed Document 0001626364-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rotating Machinery Services Holding Corp. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $21,361,818 Associated Brokers / Dealers N/A CIK Number 0001657880 Filed Document 0001657880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Brush Creek Holdings, LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $1,088,192 Associated Brokers / Dealers N/A CIK Number 0001657377 Filed Document 0001657377-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Rialto Real Estate Fund III - Property, LP See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654792 Filed Document 0001654792-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Brookwood Sabadell Investors LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $2,000,021 Associated Brokers / Dealers N/A CIK Number 0001562931 Filed Document 0001562931-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
NephroGenex, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $28,500,000 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001338095 Filed Document 0001338095-15-000070 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Miragen Therapeutics, Inc. See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $41,059,739 Associated Brokers / Dealers N/A CIK Number 0001417827 Filed Document 0001417827-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC-Segregated Portfolio 33 See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591418 Filed Document 0001507943-15-000132 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised $8,407,990 Associated Brokers / Dealers Mike Shute CIK Number 0001135856 Filed Document 0001135856-15-000284 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Common Stock Series #2, as series of Generation Capital Partners ZirMed LP See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $3,000,005 Associated Brokers / Dealers N/A CIK Number 0001658729 Filed Document 0001658729-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ARP Wave, LLC See All Filings	D/A	2015-11-12 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001564620 Filed Document 0001564620-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
JEO Building Co See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $336,920 Associated Brokers / Dealers N/A CIK Number 0001657707 Filed Document 0001657707-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KINDERHOOK BANK CORP See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Ambassador Financial Group, Inc. CIK Number 0001025991 Filed Document 0001025991-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
WE MALABAR LAKES LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers DOV LEWANONI, DREAM ADVISORS, and LCB LLC CIK Number 0001659153 Filed Document 0001078782-15-001942 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Eastside Heights, LLC See All Filings	D	2015-11-12 00:00:00 UTC
Amount To Be Raised $6,992,816 Associated Brokers / Dealers N/A CIK Number 0001657957 Filed Document 0001657957-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-11-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity