Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SPF HedgeFocus Fund LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001611308 Filed Document 0001611308-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kotak Fixed Term Fund - III Segregated Portfolio (K Opportunities Fund SPC) See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652463 Filed Document 0001652463-15-000002 Exclusions or Exemptions 506c Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tosca (Plan Assets) See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616445 Filed Document 0000919574-15-006808 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
VIRIDIAN FUND, LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463483 Filed Document 0001463483-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gavea Global Macro HedgeFocus Fund LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001533262 Filed Document 0001533713-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Multi-Client Solutions Fund LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001584220 Filed Document 0001584220-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Country Club Financial LLC See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Cantone Research, Inc. CIK Number 0001652631 Filed Document 0001652631-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Debt
PULSAR VASCULAR INC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers Jennifer L. Halsey CIK Number 0001359407 Filed Document 0001359407-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DermTech, Inc. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Paulson Investment Company LLC CIK Number 0001518913 Filed Document 0001518913-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
York Multi-Strategy HedgeFocus Fund Ltd See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001605425 Filed Document 0001605425-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SELECTA BIOSCIENCES INC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $40,637,943 Associated Brokers / Dealers N/A CIK Number 0001453687 Filed Document 0001453687-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
iPLight Inc See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers Axiom Capital Management, Inc. CIK Number 0001652847 Filed Document 0001178913-15-002849 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Debt
Carlyle Property Investors-A, L.P. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001652701 Filed Document 0001652701-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MORGAN STANLEY PREMIUM PARTNERS FUND II L P See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001424429 Filed Document 0001424429-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cooper Creek WP, LLC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $2,406,144 Associated Brokers / Dealers N/A CIK Number 0001652833 Filed Document 0001652833-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
BlackGold Opportunity HedgeFocus Fund LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001576439 Filed Document 0001576439-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ThredUp Inc. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $80,999,952 Associated Brokers / Dealers N/A CIK Number 0001484778 Filed Document 0001484778-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CultureScene Inc. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001652506 Filed Document 0001652506-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Snow Park Capital Partners Domestic Fund, LP See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652695 Filed Document 0000919574-15-006802 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Love Grown Foods, LLC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $4,732,411 Associated Brokers / Dealers N/A CIK Number 0001549712 Filed Document 0001549712-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OZDPII HedgeFocus Fund LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001571032 Filed Document 0001571032-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Domando Fund LP See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001652880 Filed Document 0001652880-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Non-US All Cap Equity Fund, USD Hedged, LLC See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001642619 Filed Document 0001642619-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tamir Biotechnology, Inc. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0000708717 Filed Document 0000708717-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NORTHWEST BANCORPORATION INC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers D.A. Davidson and Wedbush Securities, Inc CIK Number 0000893467 Filed Document 0000893467-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
INTACT MEDICAL Corp See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001365128 Filed Document 0001140361-15-034750 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hanover Active Equity Fund LP See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $106,240,368 Associated Brokers / Dealers N/A CIK Number 0001648725 Filed Document 0001144204-15-054464 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Voloridge Global Fund, Ltd. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603710 Filed Document 0001315863-15-000758 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingsway Frontier Consumer Internet (FCI) Fund LP See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651670 Filed Document 0001651670-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
KiwiTech LLC See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Stout Causey Capital Corporation CIK Number 0001526155 Filed Document 0001526155-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Crimson Physical Commodities Fund, LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485019 Filed Document 0001485019-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EB5 Capital - Jobs Fund 9 LP See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $40,500,000 Associated Brokers / Dealers N/A CIK Number 0001652792 Filed Document 0001652792-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
WESTERN PACIFIC RESOURCES CORP See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $37,676 Associated Brokers / Dealers N/A CIK Number 0001482436 Filed Document 0001482436-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Plymouth Lane Partners (Onshore), LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579151 Filed Document 0000919574-15-006821 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tide Point HedgeFocus Fund Ltd See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001611369 Filed Document 0001615853-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Workhorse Group Inc. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $1,085,000 Associated Brokers / Dealers N/A CIK Number 0001425287 Filed Document 0001013762-15-000900 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Draper Associates Partners V, LLC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $50,195,000 Associated Brokers / Dealers N/A CIK Number 0001652182 Filed Document 0001140361-15-034907 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
WMD USMOF Offshore, LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526416 Filed Document 0001526416-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EverCharge, Inc. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $1,461,525 Associated Brokers / Dealers N/A CIK Number 0001646971 Filed Document 0001646971-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zivix, LLC See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001601179 Filed Document 0001601179-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Aspect US HedgeFocus Fund LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001571024 Filed Document 0001571024-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Property Investors, L.P. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001652699 Filed Document 0001652699-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saisei Networks, Inc. See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised $771,012 Associated Brokers / Dealers N/A CIK Number 0001581074 Filed Document 0000897069-15-000463 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Cruiser Capital LLC See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524655 Filed Document 0001524655-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ionic Enhanced Strategy Fund LLC See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557763 Filed Document 0001557763-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VERGER FUND II LLC See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618797 Filed Document 0001209191-15-070035 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ardica Technologies, Inc. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001545837 Filed Document 0001545837-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Avalon Ventures XI, L.P. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001652901 Filed Document 0001144204-15-054604 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCCP Credit VIII, L.P. See All Filings	D	2015-09-10 00:00:00 UTC
Amount To Be Raised $357,999,000 Associated Brokers / Dealers N/A CIK Number 0001652864 Filed Document 0001652864-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Millennium USA HedgeFocus Fund LP See All Filings	D/A	2015-09-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001579804 Filed Document 0001579804-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-09-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund